OPEN
Citation: Blood Cancer Journal (2014) 4, e218; doi:10.1038/bcj.2014.39& 2014 Macmillan Publishers Limited All rights reserved 2044-5385/14
http://www.nature.com/bcj
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ORIGINAL ARTICLE
Distribution and levels of cell surface expression of CD33 and CD123 in acute myeloid leukemia
A Ehninger1, M Kramer1, C Rllig1, C Thiede1, M Bornhaser1, M von Bonin1, M Wermke1, A Feldmann2, M Bachmann2, G Ehninger1 and U Oelschlagel1 on behalf of the Study Alliance Leukemia3
Owing to the more recent positive results with the anti-CD33 immunotoxin gemtuzumab ozogamicin, therapy against acute myeloid leukemias (AMLs) targeting CD33 holds many promises. Here, CD33 and CD123 expression on AML blasts was studied by ow cytometry in a cohort of 319 patients with detailed information on FrenchAmericanBritish/World Health Organization (FAB/WHO) classication, cytogenetics and molecular aberrations. AMLs of 87.8% express CD33 and would therefore be targetable with anti-CD33 therapies. Additionally, 9.4% of AMLs express CD123 without concomitant CD33 expression.
Thus, nearly all AMLs could be either targeted via CD33 or CD123. Simultaneous presence of both antigens was observed in69.5% of patients. Most importantly, even AMLs with adverse cytogenetics express CD33 and CD123 levels comparable to those with favorable and intermediate subtypes. Some patient groups with unfavorable alterations, such as FMS-related tyrosine kinase 3-internal tandem duplication (FLT3-ITD) mutations, high FLT3-ITD mutant/wild-type ratios and monosomy 5 are even characterized by high expression of CD33 and CD123. In addition, blasts of patients with mutant nucleophosmin (NPM1) revealed signicantly higher CD33 and CD123 expression pointing toward the possibility of minimal residual disease-guided interventions in mutated NPM1-positive AMLs. These results stimulate the development of novel concepts to redirect immune effector cells toward CD33- and CD123-expressing blasts using bi-specic antibodies or engineered T cells expressing chimeric antigen receptors.
Blood Cancer Journal (2014) 4, e218; doi:http://dx.doi.org/10.1038/bcj.2014.39
Web End =10.1038/bcj.2014.39 ; published online 13 June 2014
INTRODUCTIONAcute myeloid leukemia (AML) is a very heterogeneous disease, which is characterized by the occurrence of abnormal blasts of different maturation stages in the bone marrow (BM), perturbing normal hematopoiesis. Current standard for the induction treatment of AML is a combination of cytarabine with anthracyclines, resulting in a complete remission rate of 6080%; however, 5070% of them experience a relapse.14 Recurrence of the disease is attributed to leukemia-initiating cells, also referred to as leukemic stem cells (LSCs), which are thought to be spared from chemotherapy and capable of reinitiating the disease.5 Thus, successful novel therapeutic strategies for the treatment of AML should aim at eradicating LSCs. In addition, alternative strategies, targeting the bulk of blasts and causing signicantly fewer side effects as compared with conventional chemotherapy, are desired.Consequently, the identication of targets on the cell surface of leukemic cells, in particular LSCs, has attracted much attention.6 Among these, the CD33 and CD123 antigens are highly promising candidates for targeted therapy of AML.6
High CD33 expression on AML blasts was already reported three decades ago.7 CD33 was detected on blasts of 8590% of patients presenting with AML as well as on normal myeloid progenitors and myelocytes.711 Interestingly, CD33 seems to be restricted to hematopoietic cells,12,13 but absent on normal hematopoietic stem cells,1417 making it an ideal target for AML therapy. In fact, the anti-CD33 immunoconjugate gemtuzumab ozogamicin
(GO; Mylotarg) was granted accelerated approval in the United States following a phase II trial reporting a 30% response rate.18,19 However, safety concerns and initial failure to demonstrate improved efcacy led to discontinuation of commercial availability of GO.20,21 Observed side effects were most likely caused by a dissociation of calicheamicin from the anti-CD33 monoclonal antibody.21 Subsequent clinical trials showed high efcacy of GO against acute promyelocytic leukemia (AML M3) and fractionated doses of GO in combination with chemotherapy yielded promising results in the treatment of other AML subtypes.19,2226 Moreover, multidrug resistance mechanisms were frequently observed in response to GO treatment.24,27 Development of resistance mechanisms was reported to be reduced in preclinical studies using the anti-CD33 immunotoxin SGN-CD33A.28 Taken together, CD33 is a highly promising target in AML. Therapeutic strategies aiming at this antigen, however, need to be rened. Apart from alternative dosing regimens of GO, novel formats devoid of safety issues connected to immunotoxins, such as the recently developed bi-specic monoclonal antibodies, could increase therapeutic benet while reducing side effects.15,29,30
Incorporating additional antigens, which clearly separate normal and leukemic hematopoietic stem/progenitor cells into a combined approach, could further increase efcacy and specicity of antileukemic immunotherapy. In this regard, CD123 expression was observed on cells of the myeloid lineage and on AML blasts, as well as on LSCs in 7589% of AML patients,3133 while being
1Medizinische Klinik und Poliklinik I, University Hospital Carl Gustav Carus, Technische Universitat Dresden, Dresden, Germany and 2Institute of Immunology, Medical Faculty Carl Gustav Carus, Technische Universitat Dresden, Dresden, Germany. Correspondence: Dr A Ehninger, Medizinische Klinik und Poliklinik I, University Hospital Carl Gustav Carus, Technische Universitat Dresden, Fetscherstrasse 74, Dresden 01307, Germany.
E-mail: mailto:[email protected]
Web End [email protected]
3Members of the Study Alliance Leukemia registry are listed before references. Received 7 April 2014; accepted 25 April 2014
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2 absent on normal hematopoietic stem cells.32 These observations have led to the subsequent preclinical development of antibody-based targeting strategies for CD123.34,35 CD123 expression seems to be rather specic to hematopoietic cells, although expression on subsets of endothelial cells has been reported.36
Even though several studies have already addressed the expression of CD33 and CD123 individually in AML patient samples,7,8,10,32,33,37 these cohorts have been rather small and restricted to subgroups with respect to FrenchAmericanBritish/ World Health Organization (FAB/WHO) classication, cytogenetics, mutations and associated risk factors. Therefore, larger and more comprehensive studies additionally addressing the coexpression of CD33 and CD123 in AML patients are needed to set the stage for combinatorial immunotherapeutic approaches or novel trivalent constructs directing antileukemic immune effector cell activity to leukemic cells expressing these antigens.29,38 Thus, we have analyzed the expression of CD33 in AML samples of 319 patients and CD123 alone and in combination with CD33 in AML samples of 298 of these patients by ow cytometry. In-depth analysis of CD33 and CD123 expression by AML subtypes and genetic characteristics revealed that both targets are widely expressed in AML subtypes and that their expression is equally high in patients with favorable, intermediate and poor prognosis, but particularly high in some high-risk patient groups, which are prime candidates for clinical trials.
MATERIALS AND METHODSPatientsBetween May 2012 and June 2013, BM (305) or peripheral blood (14) from 319 newly diagnosed AML patients (median age 63 years; range 1788), enrolled in the Study Alliance Leukemia AML registry, was immunopheno-typed in our laboratory as part of the routine diagnostic procedure for leukemias.39 These studies were approved by the ethical board of the Technische Universitat Dresden. All patients gave written informed consent to participate.
Flow cytometric analysis of AML samplesThe following antibodies from the indicated suppliers were used: BD
Biosciences (San Jose, CA, USA)CD34 (8G12), CD45 (HI30), CD33 (P67.6), CD117 (104D2) and HLA-DR (L243). BioLegend (San Diego, CA, USA) CD123 (6H6). Samples were analyzed on a FACSCanto II cytometer (BD Biosciences). Measurements and analyses were performed using FACSDiva software (BD Biosciences) and FlowJo software (Tree Star, Ashland, OR, USA). A total of 20 000 events per sample were recorded. Instrument setup including uorescence amplication and compensation was xed automatically applying FACSDiva compensation setup. Flow cytometer performance was checked regularly using CS&T beads (BD Biosciences). Leukemic blasts and lymphocytes were gated based on their CD45 expression and side scatter. The appropriate gate setting was veried by backgating CD34-, HLA-DR- and CD117-positive events, respectively. Blasts from AML patients were analyzed by ow cytometry (Figure 1a). The geometric mean uorescence intensities (MFIs) of CD33 and CD123 of
single cells single cells + no debris
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Figure 1. Gating scheme of ow cytrometric analysis of CD33 and CD123 expression in AML blasts. (a) After excluding doublets and debris, lymphocytes and blasts were selected based on their SSC and CD45 expression proles. If present, CD34 expression was used to further characterize the blast population. Thereafter, CD33 and CD123 expression was analyzed. (b) The geometric mean uorescence intensities (MFIs) of CD33 and CD123 on blasts were normalized to the MFI of lymphocytes, which are negative for both surface markers. GeoMean ratios of 5, 10, 25, 50 and 100 are displayed in the graph together with representative FACS plots. FCS, forward scatter; SSC, side scatter.
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blasts were normalized to the MFIs of lymphocytes, which are negative for both surface markers. The resulting GeoMean ratios were applied to subsequent analyses, in which samples with a GeoMean ratio 410 were considered positive, as this represents a log-shift in the uorescence signal compared with the negative lymphocytes (Figure 1b). For comparison, MFI ratios of CD34 CD45dim SSClow cells of 20 healthy BM donors relative to the MFI of their lymphocytes were determined.
Cytogenetic, molecular and morphologic analysesCytogenetic, molecular and morphologic analyses have been performed as described previously.2,3944
Graphs and statisticsGraphs were prepared and statistical analyses were performed using GraphPad Prism 6 (GraphPad Software, San Diego, CA, USA).
Two groups were compared with an unpaired two-tailed t-test. Multi-group comparisons were carried out with a one-way analysis of variance, followed by Tukeys multiple comparison test. Differences with a P-value of o0.05 were considered statistically signicant. In the case of multigroup comparisons, multiplicity-adjusted P-values were used and reported.
RESULTSThe majority of AMLs are positive for CD33 and CD123
In general, blast populations appeared homogenous with regard to the expression of CD33 and CD123. AML samples of87.8% (280/319) were positive for CD33, whereas 77.9% (232/298) expressed CD123 (Figures 2a and b). Positivity for both markers was observed in 69.5% (207/298) of cases; 16.8% (50/298) of AML cases were CD33 /CD123 , whereas 9.4%
87.7% CD33+12.2% CD33-
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Figure 2. The majority of AMLs are positive for CD33 and CD123. (a) Pie chart showing distribution of CD33 positivity among 319 samples analyzed (GeoMean ratio blasts/lymphocytes X10 was considered positive). (b) Pie chart depicting distribution of CD123 positivity among 298 samples analyzed. (c) Pie chart showing distribution of CD33 and CD123 positivity among 298 samples analyzed. (d) Scatter plot depicting distribution of CD33 and CD123 expression (GeoMean ratios blasts/lymphocytes) among 298 samples analyzed. (e) Box plots showing CD33 and CD123 expression by normal myeloid progenitors and AML blasts. P-values are based on unpaired two-tailed t-test.
CD33 GeoMean Ratio
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4 (28/298) were CD33 /CD123 (Figure 2c). The remaining4.3% (13/298) neither expressed CD33 nor CD123. Thus, as also shown in the scatter plot in Figure 2d, CD33 and CD123 are very frequently expressed and often coexpressed on AML blasts. A signicant correlation between CD33 and CD123 expression was observed according to Pearsons test (r 0.1846;
P 0.0014).
Expression on AML blasts versus normal myeloid progenitorsTo compare the expression of CD33 and CD123 on normal myeloid progenitor cells with AML blasts, we therefore normalized the MFI ratios of CD34 CD45dim SSClow cells of 20 healthy
BM donors to the MFI of their lymphocytes. Interestingly, leukemic blasts expressed signicantly higher levels of CD33 and CD123 compared with normal myeloid progenitors (Figure 2e).
Expression of CD33 and CD123 by FAB/WHO subtypeNext, expression of CD33 and CD123 by FAB/WHO subtypes was assessed. Hundred percent of M3 and M6 AMLs were highly positive for CD33 and CD123 (Figures 3a and b and Table 1). High CD33 expression levels were observed in all AML subtypes (except for M7, N 1). FAB subtypes M2, M3, M4, M5 and M6 expressed
the highest CD33 levels, whereas expression in M0, M1, M4Eo and AML subtypes with myelodysplasia-related changes (AML-MRC) was somewhat lower (Figure 3a and Table 1). When considering not the quantitative level of expression but the mere percentage of positive cases, the highest CD33 positivity of 92100% was observed in M2, M3, M4, M4Eo and M6, whereas only 8185% of
M0 and M1 and only around 70% of M5 and AML-MRC were CD33 positive (Table 1).
With regard to its levels, CD123 was highly expressed in M3, M4, M5 and M6, whereas M0, M1 and M4Eo expressed somewhat lower
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Figure 3. Expression of CD33 and CD123 by FAB/WHO subtype, cytogenetics and mutations. Box plots showing distribution of CD33 expression (a) or CD123 expression by FAB/WHO subtype (b). For further details see also Table 1. Box plots visualizing distribution of CD33 expression (c and d) or CD123 expression (e and f) based on cytogenetic features and common mutations. P-values are based on unpaired two-tailed t-test. For further details see also Table 2.
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levels (Figure 3b and Table 1). M2 and AML-MRC had rather low CD123 levels and the only M7 sample was negative. A high percentage of CD123 positivity of 80100% was observed in M0, M1, M3, M4, M4Eo, M5 and M6, whereas only around 6067% of
M2 and AML-MRC were CD123 positive (Table 1).
As M4 AMLs are characterized by the coexistance of a malignant monocytic population, we compared CD33 and CD123 expression in blast versus monocytic population in 23 M4 AML cases. Interestingly, the monocytic population had a signicant 2.74-fold higher mean CD33 expression than the corresponding blast population, whereas there was no signicant difference in CD123 expression (Supplementary Figure 1).
Expression of CD33 and CD123 by cytogenetics and molecular alterations
We further assessed the distribution of CD33 and CD123 expression based on the cytogenetic and molecular characteristics of the AML samples. Strikingly, we observed a signicantly higher CD33 expression on AML blasts with FMS-related tyrosine kinase 3-internal tandem duplication (FLT3-ITD) mutations or nucleophosmin (NPM1) mutations compared with AML blasts without FLT3-ITD or NPM1 alterations (Figure 3c and Table 2). Moreover, blasts of patients with monosomy 5 showed signicantly increased levels of CD33 (Figure 3d and Table 2). CD33 levels in t(15;17) blasts were nonsignicantly increased compared with negative cases, whereas t(8;21) leukemias had signicantly lower CD33 expression compared with samples (Figure 3c and Table 2).
Similarly, CD123 expression was signicantly higher in AML blasts with FLT3-ITD mutations or NPM1 mutations compared with AML blasts with wild-type (wt) FLT3 or NPM1, whereas increased CD123 expression in t(15;17) samples and the lower CD123 expression in t(8;21) samples were not signicant (Figure 3e and Table 2). Although blasts of most patients with monosomy 5 were CD123 positive, its expression was not as high as in the case of CD33. Interestingly, a single sample with t(6;11) showed high levels of both CD33 and CD123.
Expression of CD33 and CD123 based on FLT3 statusAs blasts of patients with FLT3 mutations expressed signicantly higher CD33 and CD123 protein on their cell surface than those with FLT3 wt, we dissected CD33 and CD123 expression with regard to FLT3 mutational status in greater detail. While the presence of an FLT3-ITD mutation per se is a marker for unfavorable prognosis,45 it was previously reported that, especially, a ratio of mutated FLT3 to FLT3 wt of 40.78 predicts poor outcome.42 Thus, we compared CD33 and CD123 expression in AMLs without FLT3-ITD, a mutant (mut)/wt ratio o0.78 and a ratio 40.78. Interestingly, CD33 and CD123 expression increased from wt (median 26, range 1164) to low mut/wt ratio (median 55, range 2103) and further to a high mut/wt ratio (median 69, range 15148; Figure 4a). Likewise, CD123 expression increased from wt (median 16, range 295) to low mut/wt ratio (median 30, range 8195) further to a high mut/wt ratio (median 46, range 11148; Figure 4b). Because of these striking results, we analyzed additional 11 patient samples with FLT3 mut/wt ratios 40.78 from the Study Alliance Leukemia AML registry. These measurements uniformly conrmed the high CD33 and CD123 expression levels in this group (Supplementary Figure 2).
Expression of CD33 and CD123 based on the combined FLT3-ITD and NPM1 status
It has been reported that patients with NPM1 mutation but no FLT3-ITD have a favorable prognosis.41 Thus, we compared CD33 and CD123 blast cell surface expression in this group with the other groups of patients. Patients with NPM1 mutation, irrespective of their FLT3-ITD status, had signicantly higher levels of CD33 (median 59, range 10164) than NPM1 wt/FLT3-ITD patients (median 26, range 1145; P-value t-test 2.96E 10;
Supplementary Figure 3A). Similarly, CD123 levels were signicantly higher in patients with NPM1 mutation (median 30, range 9195) as compared with NPM1 wt/FLT3-ITD patients (median 15,
range 269; P-value t-test 3.84E 10; Supplementary Figure 3B).
CD33 and CD123 expression by risk groupAll 236 patients with sufcient genetic information were classied into risk groups based on cytogenetic and mutation analyses according to a recommendation by the European LeukemiaNet46 with the modication that patients with an FLT3 mut/wt ratio 40.78 were added to the poor prognosis group42 (Supplementary
Table 1). No signicant differences were seen between the three risk groups with regard to their CD33 and CD123 levels (Figure 4c and d).
Expression of CD33 and CD123 in the CD34 blast population only
As LSCs are contained in the CD34CD38 or CD34CD38 blast population in the vast majority of AML cases,4750 we determined the expression of CD33 and CD123 in the CD34 blast population of CD34 leukemias as described above for overall blasts. CD34 populations of 88.6% (249/281) of AML samples were positive for CD33, whereas 80.7% (213/264) expressed CD123 (Figures 5a and b). Positivity for both markers was observed in 73.1% (193/264) of cases, 15.5% (41/264) were CD33/CD123 , whereas 7.6% (20/264) were CD33 /CD123 (Figure 5c). The remaining 3.8% (10/264) neither expressed CD33 nor CD123. Thus, the blast compartment that contains LSCs expressed CD33 and/or CD123 in most AML cases.
DISCUSSIONWe have analyzed the cell surface expression of CD33 and CD123 in AML blasts in a highly comprehensive manner and a larger data set compared with previous studies. We observed the expression
Table 1. Expression of CD33 and CD123 by FAB/WHO subtype
FAB/WHO subtype
Meana CD33 expression
S.d. N % Positive (GeoMean ratio 410)
CD33
M0 29.5 26.9 21 81.0 M1 35.1 27.5 53 84.9 M2 44.5 36.5 50 96.0 M3 62.4 29.3 12 100.0 M4 47.3 31.7 46 97.8 M4Eo 25.9 13.4 12 91.7 M5 47.0 45.5 23 73.9 M6 82.0 28.3 2 100.0 M7 3.0 NA 1 0.0 AML-MRC 29.5 26.7 13 69.2
CD123
M0 23.4 17.3 20 80.0 M1 22.4 15.6 50 84.0 M2 15.4 11.6 30 60.0 M3 33.3 13.6 9 100.0 M4 30.8 27.9 41 87.8 M4Eo 21.5 20.9 10 90.0 M5 40.4 47.9 21 85.7 M6 31.5 17.7 2 100.0 M7 7.0 NA 1 0.0 AML-MRC 19.7 24.2 12 66.7
Abbreviations: AML, acute myeloid leukemia; FAB, FrenchAmerican British; MRC, myelodysplasia-related changes; NA, not available; WHO, World Health Organization. aArithmetic mean of GeoMean ratios.
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Table 2. CD33 and CD123 expression by cytogenetics and molecular alterations
Cytogenetics/mutation Meana CD33 expression S.d. N % Positive (GeoMean ratio 410) P-value unpaired two-tailed t-test
CD33FLT3 wt 38.5 31.9 219 88.1FLT3 mut 55.0 35.6 58 93.1 7.19E 04
NPM1 wt 33.9 27.7 190 85.3NPM1 mut 63.3 37.4 62 100.0 2.87E 10
CEBPA wt 42.0 32.8 220 90.0CEBPA mut 32.1 16.1 14 92.9 0.26 t(15;17) neg 40.7 33.1 234 88.0t(15;17) pos 54.4 24.8 10 100.0 0.20 t(8;21) neg 41.8 32.8 242 88.8t(8;21) pos 16.2 9.2 11 90.9 0.01 inv(16) neg 41.3 33.1 241 88.8inv(16) pos 27.1 14.4 12 91.7 0.14 Monosomy 5 neg 40.0 32.3 247 88.7Monosomy 5 pos 73.0 35.1 5 100.0 0.03 del(5q) neg 41.1 33.1 235 88.9del(5q) pos 33.7 25.4 18 88.9 0.35 Monosomy 7 neg 40.7 32.5 238 89.1Monosomy 7 pos 40.4 35.8 14 85.7 0.97 inv(3q) neg 40.8 32.7 250 89.2inv(3q) pos 26.5 30.4 2 50.0 NA t(3;3) neg 40.2 31.8 246 89.0t(3;3) pos 61.0 58.7 6 83.3 0.12 t(6;9) neg 40.6 32.8 250 88.8t(6;9) pos 47.0 8.5 2 100.0 NA t(6;11) neg 40.7 32.7 251 88.8t(6;11) pos 41.0 NA 1 100.0 NA
CD123FLT3 wt 19.8 14.4 208 76.9FLT3 mut 44.8 39.2 53 98.1 1.31E 12
NPM1 wt 20.6 17.2 179 76.0NPM1 mut 40.6 36.3 56 94.6 4.74E 08
CEBPA wt 26.3 26.0 205 79.0CEBPA mut 16.4 6.4 14 100.0 0.15 t(15;17) neg 25.3 25.1 221 80.1t(15;17) pos 33.3 13.6 9 100.0 0.34 t(8;21) neg 25.8 24.9 228 82.9t(8;21) pos 13.5 11.3 11 36.4 0.11 inv(16) neg 25.4 24.8 227 80.2inv(16) pos 21.4 18.8 12 91.7 0.58 Monosomy 5 neg 25.4 24.7 232 80.6Monosomy 5 pos 21.4 17.5 5 80.0 0.72 del(5q) neg 25.5 25.2 221 80.1del(5q) pos 21.3 13.4 18 83.3 0.48 Monosomy 7 neg 25.3 24.8 224 80.4Monosomy 7 pos 24.2 20.5 13 84.6 0.88 inv(3q) neg 25.4 24.6 235 80.9inv(3q) pos 7.5 4.9 2 50.0 NA t(3;3) neg 25.6 24.8 231 81.0t(3;3) pos 14.0 7.2 6 66.7 0.26 t(6;9) neg 25.4 24.6 235 80.9t(6;9) pos 13.5 14.8 2 50.0 NA t(6;11) neg 25.2 24.6 236 80.5t(6;11) pos 42.0 NA 1 100.0 NA
Abbreviations: CEBPA, CCAAT/enhancer-binding protein-a; FLT3, FMS-related tyrosine kinase 3; mut, mutant; ITD, internal tandem duplication; NA, not available; neg, negative; NPM1, nucleophosmin; pos, positive; wt, wild type. Bold entries are statistically signicant. aArithmetic mean of GeoMean ratios.
of both markers in the vast majority of AML cases in the total blast population and in the CD34 fraction of CD34 AML, which is presumed to contain the LSCs in most patients.4749 CD33 and CD123 showed a higher expression on AML blasts than on myeloid progenitors of healthy donors. The highest percentages of CD33 positivity and the highest expression levels were observed in M2, M3, M4, M5 and M6. The distribution of CD123 expression among the FAB/WHO groups was very similar to that of CD33, with the difference that CD123 expression (% and level) was lower in the M2 group. Hundred percent of M3 and M6 leukemias
were CD33 and CD123. The fact that all M3 AMLs are CD33 has previously been reported.11,51 Interestingly, we observed high expression of CD33 in patients with FLT3 mut/wt ratios 40.78 and in patients with monosomy 5, with all of them being CD33, arguing that these patients, who have a poor prognosis when treated with conventional therapy, might benet from CD33-targeted therapies. Both groups also expressed high levels of CD123. When grouping all patients according to their prognostic outcome, no signicant difference in CD33 or CD123 expression was observed between the three risk groups, suggesting that
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P = 0.0016 P = 0.0273
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N=56
60
40
N=148 N=45
20
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40 N=54 N=140 N=42
0 Favorable
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Figure 4. Expression of CD33 and CD123 by risk group. Box plots showing expression of CD33 (a) and CD123 (b) based on FLT3 status (FLT3 wt, a mutant/wild-type ratio o0.78 and a ratio 40.78). Box plots depicting expression of CD33 (c) and CD123 (d) in AML blasts grouped by prognosis. P-values are based on one-way analysis of variance followed by Tukeys multiple comparison test.
Figure 5. The majority of CD34 AMLs express CD33 and CD123 in their CD34 blast population. (a) Pie chart showing expression of CD33 in the CD34 blast population of CD34 leukemias (samples with a GeoMean ratio CD34 blasts/lymphocytes X10 were considered positive).
(b) Pie chart depicting expression of CD123 in the CD34 blast population of CD34 leukemias. (c) Pie chart visualizing expression of CD33 and CD123 in the CD34 blast population of CD34 leukemias.
generally poor prognosis patients might prot to the same extent from targeted therapies against CD33 and CD123. While monotargeting against either CD33 or CD123 should be effective against most AML blasts and LSCs, as only around 4% of AMLs were negative for both markers, dual targeting against
CD33CD123 double-positive cells would increase specicity and binding afnity in around 70% of cases. Our data would predict that the vast majority of patients with M3, M4, M5 and M6 leukemias would benet from such therapies, as well as nearly all patients with FLT3-ITD and NPM1 mutations (see also
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Supplementary Figure), whereas M4Eo patients would benet least from dual-targeting strategies. Such strategies can either be designed to kill only double-positive cells or to eliminate any single- and double-positive cells.52 If well tolerated, the latter strategy should be effective against 96% of AMLs. Clinical trials with GO reported high efcacy in low-risk AMLs, but not high-risk disease, which is likely explained by the preferential development of resistance mechanisms in high-risk AMLs.24,27 Such evasion mechanisms are unlikely to occur when T cells are retargeted to leukemic cells using bi-specic antibodies. Therefore, such antibodies targeting CD33 should be more effective against high-risk leukemias as compared with GO. Moreover, targeting AMLs via cell surface proteins should be superior to targeting deregulated signaling pathways, considering the multiclonal nature of AMLs.53,54
Of note, the denition used here for CD33 positivity of an AML sample differs from the one used in the clinic, which denes a CD33 AML by the presence of at least 2025% CD33 blasts.7,8 As the aim of this study was to quantify cell surface expression with the perspective of specic targeting, the mean expression value of the blast population is much more meaningful then the percentage of positive cells above a certain threshold. Along these lines, a recent report has described the immunophenotypic pattern of normal and malignant myeloid cells.11 However, the CD33 expression data was presented in a non-quantitative manner. Likewise, a previous study has addressed the expression of CD123 in 45 AML samples and reported its expression in all FAB subtypes, except for two cases of M7 megakaryoblastic leukemia.33 Consistently, we also observed the absence of CD123 in a single M7 sample. In contrast to our data, the corresponding data were analyzed and presented in a non-quantitative manner, which does not allow any conclusion with regard to CD123 expression levels.
In accordance with a previous report,55 we observed low CD33 expression levels in blasts of patients with t(8;21). Another recent study reported higher CD33 expression in AMLs with NPM1 mutation,56 which is conrmed by our ndings. However, in the same study, no correlation between FLT3 mutations and CD33 expression was observed, which is in contrast to our results. This might be explained by the larger cohort evaluated in our study. Interestingly, Pollard et al.57 recently reported that high CD33 expression correlates with the presence of FLT3-ITD mutations in childhood AMLs. Similarly, higher CD123 expression in FLT3-ITD AMLs compared with FLT3 wt AMLs was reported previously based on ow cytometry data.58,59 Moreover, a immunohistochemical study of CD123 expression reported correlations of CD123 expression with FLT3-ITD and NPM1 mutations, which is consistent with our data.60 Surprisingly, only 40% of AMLs were CD123 in this study, which may be explained by the different method used to assess CD123 expression.
Highly promising results are achieved by treating chemotherapyrefractory minimal residual disease in B-cell acute lymphoblastic leukemia with the bi-specic CD3CD19 antibody blinatumomab.61 Similarly, efcacy of bi-specic antibodies targeting AMLs via CD33 or CD123 should be assessed in patients with minimal residual disease after induction therapy. We have recently reported that NPM1 mut is suitable for detection of minimal residual disease and to be predictive of poor prognosis after relapse.40 As we have observed signicantly higher CD33 and CD123 expression in AMLs with NPM1 mut as compared with those with NPM1 wt, we propose that rst clinical trials should include AML patients with minimal residual disease based on positivity for NPM1 mut. Interestingly, previous studies reported the persistence of CD33 expression after relapse in CD33 AML62,63 and one study even reported that 45% of CD33 AML gained CD33 at relapse,63 arguing that CD33 may be an ideal target for second-line treatment, as its expression persists and might even be enhanced after chemotherapy.
Anti-CD33 therapy should efciently target the bulk of blasts with potentially fewer side effects as compared with conventional chemotherapy. It has been debated whether or not LSCs express CD33.25 Our data on CD33 expression in the CD34 population of CD34 leukemias are in line with several studies, which conclude that LSCs of many AMLs express CD33 and would therefore be eradicated by anti-CD33 therapy.17,25,37 Likewise, our data suggest that CD123 would efciently target blasts as well as LSCs, which is in accordance with previous reports.32,33
In conclusion, our results suggest that tailored immunothera-pies targeting CD33 and CD123 are likely to enhance treatment efcacy in the majority of AML patients.
CONFLICT OF INTEREST
MBa, GE and AE have led patent applications related to an antibody directed to CD33 and have founded a company. The remaining authors declare no conict of interest.
ACKNOWLEDGEMENTS
We acknowledge the important contribution of all participating centers and physicians of the Study Alliance Leukemia registry who diagnosed patients and provided samples (see Members of the Study Alliance Leukemia registry). Support by the Flow Cytometry Service Unit of the Medizinische Klinik und Poliklinik I, University Hospital Carl Gustav Carus, Technische Universitat Dresden is gratefully acknowledged.
AUTHOR CONTRIBUTIONS
AE has analyzed data and wrote the manuscript. UO acquired and analyzed data and proofread the manuscript. MK managed the data. GE, MBo, CR, MvB, MW and CT have proofread the manuscript. MvB and MW diagnosed patients. CR, CT, MBo, AF, MBa, GE and UO initiated and coordinated this study.
MEMBERS OF THE STUDY ALLIANCE LEUKEMIA REGISTRY
A Schulz-Abelius, K Friedrichsen (Klinikum Altenburg, Altenburg, Germany); R Repp, G Helm (Klinikum Bamberg, Bamberg, Germany); A Kiani, A Krost (Klinikum Bayreuth, Bayreuth, Germany); E Thiel, CD Baldus (Charit Campus Benjamin Franklin, Berlin, Germany); K Possinger, D Khnhardt (Charit Campus Mitte, Berlin, Germany); M Grner, S Probst (Stadtische Kliniken, Klinikum Mitte, Bielefeld, Germany); F Weissinger, U Krmpelmann (Krankenanstalten Gilead, Bielefeld, Germany); K-H Pger, C Diekmann (Evangelische Diakonissenanstalt, Bremen, Germany); J Mayer, M Protivankova (University Hospital, Brno, Czech Republic); M Hanel, R Herbst (Klinikum Chemnitz, Chemnitz, Germany); H-J Pielken, H Hindahl (St Johannes Hospital, Dortmund, Germany); G Ehninger, M Schaich (Universitasklinikum Dresden, Dresden, Germany); A Mackensen, S Krause (Universitatsklinikum Erlangen, Erlangen, Germany); M Geiler, J Bauer (Klinikum Esslingen, Esslingen, Germany); H Serve, C Brandts (Universitatsklinikum Frankfurt/Main, Frankfurt/Main, Germany); M Kiehl, W Stein (Klinikum Frankfurt/Oder, Frankfurt/Oder, Germany); H-G. Hffkes, O Ranze (Stadtisches Klinikum Fulda, Fulda, Germany); N Schmitz, R Stuhlmann (Asklepios Klinik St Georg, Hamburg, Germany); H Schmidt, K Buhrmann (Kreiskrankenhaus Hameln, Hameln, Germany); HA Drk, D Metzner (St Marien-Hospital Hamm, Hamm, Germany); AD Ho, A Kramer (Universitatsklinikum Heidelberg, Heidelberg, Germany); U Kaiser, A Bartholomaus (St Bernward-Krankenhaus Hildesheim, Hildesheim, Germany); AA Fauser, N Basara (Klinik fr Hamatologie/Onkologie und KMT, Idar-Oberstein, Germany); H Link, S Mahlmann (Westpfalzklinikum Kaiserslautern, Kaiserslautern, Germany); M Wolf, B Ritter (Klinikum Kassel, Kassel, Germany); Mantovani-Lfer, D Krschner (Stadtisches Klinikum St Georg, Leipzig, Germany); T Neuhaus, C Hoffmann (St Vincent Krankenhaus Limburg/Lahn, Limburg/Lahn, Germany); S Fetscher, J Schmielau (Sanakliniken Lbeck, Lbeck, Germany); H Lehnert, S. Brggemann (Universitatsklinikum Lbeck, Lbeck, Germany); A Neubauer, K Sohlbach (Universitatsklinikum Giessen und Marburg, Giessen und Marburg, Germany); E Schleyer (Klinikum Merseburg, Merseburg, Germany); M Griesshammer, H-J Tischler (Klinikum Minden, Minden, Germany); L Lutz, M Hentrich (Stadtisches Krankenhaus Mnchen-Harlaching, Mnchen-Harlaching, Germany); WE Berdel, C Mller-Tidow, (Universitatsklinikum Mnster, Mnster, Germany); H Wandt, K Schafer-Eckart (Klinikum Nord, Nrnberg, Germany); A Jakob, I Dresel (Kreiskrankenhaus Offenburg, Offenburg, Germany); T Gaska, E Niemeyer (Brderkrankenhaus Paderborn, Paderborn, Germany); T Kozk, J Vydra (University Hospital, Praha, Czech Republic); A Reichle, E Holler (Universitatsklinikum Regensburg, Regensburg, Germany); F Heits, A Meinhardt (Diakonissen-Krankenhaus Rotenburg,
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Rotenburg, Germany); T Geer, I Hrusovsky (Diakonie-Krankenhaus Schwabisch Hall, Schwabisch Hall, Germany); S Kanzler, HH Reinel (Lepoldina Krankenhaus Schweinfurt, Schweinfurt, Germany); E Heidemann, J Kaesberger (Diakonissenkrankenhaus Stuttgart, Stuttgart, Germany); WE Aulitzky, L Leimer (Robert-Bosch-Krankenhaus Stuttgart, Stuttgart, Germany); MR Clemens, R Mahlberg (Mutterhaus der Borromaerinnen, Trier, Germany); N Frickhofen, H-G Fuhr (Horst-Schmidt-Kliniken, Wiesbaden, Germany); H Einsele, M-E Goebeler (Universitatsklinikum Wrzburg, Wrzburg, Germany); M Sandmann, G Becker (Klinikum St Antonius, Wuppertal, Germany).
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Copyright Nature Publishing Group Jun 2014
Abstract
Owing to the more recent positive results with the anti-CD33 immunotoxin gemtuzumab ozogamicin, therapy against acute myeloid leukemias (AMLs) targeting CD33 holds many promises. Here, CD33 and CD123 expression on AML blasts was studied by flow cytometry in a cohort of 319 patients with detailed information on French-American-British/World Health Organization (FAB/WHO) classification, cytogenetics and molecular aberrations. AMLs of 87.8% express CD33 and would therefore be targetable with anti-CD33 therapies. Additionally, 9.4% of AMLs express CD123 without concomitant CD33 expression. Thus, nearly all AMLs could be either targeted via CD33 or CD123. Simultaneous presence of both antigens was observed in 69.5% of patients. Most importantly, even AMLs with adverse cytogenetics express CD33 and CD123 levels comparable to those with favorable and intermediate subtypes. Some patient groups with unfavorable alterations, such as FMS-related tyrosine kinase 3-internal tandem duplication (FLT3-ITD) mutations, high FLT3-ITD mutant/wild-type ratios and monosomy 5 are even characterized by high expression of CD33 and CD123. In addition, blasts of patients with mutant nucleophosmin (NPM1) revealed significantly higher CD33 and CD123 expression pointing toward the possibility of minimal residual disease-guided interventions in mutated NPM1-positive AMLs. These results stimulate the development of novel concepts to redirect immune effector cells toward CD33- and CD123-expressing blasts using bi-specific antibodies or engineered T cells expressing chimeric antigen receptors.
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