Abstract
The effects of individual teacher expectations have been the subject of intensive research. Results indicate that teachers use their expectations to adapt their interactions with their students to some degree (as summarized in a review by Jussim & Harber, 2005). This can in turn lead to expectancy-confirming student developments. While there are studies on the Pygmalion effect on individual students, there is only little research on teacher judgements of whole classes and schools. Our study aims to extend the perspective of teacher judgements at the collective level to stereotypes within the context of school tracking. The content and structure of teachers' school track stereotypes are investigated as well as the question of whether these stereotypical judgements are related to teachers' perception of obstacles to their teaching and their teaching self-efficacy beliefs. Cross-sectional data on 341 teachers at two different school types from the Panel Study at the Research School "Education and Capabilities" in North Rhine-Westphalia (PARS) (see Bos et al., 2016) were used for two purposes: First, the structure of teachers' stereotypes was identified via an exploratory factor analysis. Second, in follow-up regression analyses, the stereotype dimensions extracted were used to predict teachers' perceptions of obstacles to their classroom work and their individual and collective teacher self-efficacy beliefs. Results showed that - after controlling for the average cognitive abilities and the average cultural capital of the students - teacher stereotypes were indeed related to perceived obstacles concerning their classroom work and their self-efficacy beliefs. After a discussion of the strengths and limitations of the present research, the article closes with a short proposal of a future research framework for collective Pygmalion effects.
Keywords
Teacher; Stereotypes; Self-Efficacy; Pygmalion; Collective expectations
Stereotypen über Schulformen als Erwartungen von Lehrkräften auf der kollektiven Ebene - Zusammenhänge mit Selbstwirksamkeitserwartungen und wahrgenommenen Schwierigkeiten im Klassenzimmer
Zusammenfassung
Erwartungseffekte auf der Ebene von Einzelschülerinnen und Einzelschülern sind ein gut untersuchtes Phänomen. Im Gesamtergebnis zeigt sich, dass Lehrkräfte ihre Interaktion mit den Schülerinnen und Schülern an ihre Erwartungen anpassen und so Erwartungen zu einem kleinen aber substanziellen Anteil selbsterfüllende Prophezeiungen werden können (vgl. den Ubersichtsartikel von Jussim & Harber, 2005). Obwohl solche individuellen Pygmalioneffekte gut untersucht sind, gibt es kaum Studien zu Erwartungseffekten auf der kollektiven Ebene. Unsere Studie hat zum Ziel, die Forschung zu Erwartungen von Lehrkräften um Stereotypen zu Schulformen zu erweitern. Es wird der Frage nachgegangen, welchen Inhalt und welche Struktur Stereotypen von Lehrkräften zu Schulformen im deutschen gegliederten Schulsystem haben. Dann wird untersucht, wie diese stereotypischen Beurteilungen zu Selbstwirksamkeitserwartungen und der Wahrnehmung von Schwierigkeiten im Klassenzimmer in Beziehung stehen. Querschnittliche Analysen werden mit den Daten von 341 Lehrkräften aus dem Gymnasium und der Hauptschule durchgeführt, die im Rahmen der Panel Study at the Research School "Education and Capabilities" in North Rhine-Westphalia (PARS) (siehe Bos et al., 2016) befragt wurden. In explorativen Faktorenanalysen wurde zunächst die Struktur der Stereotypen untersucht. Dann wurden Regressionsanalysen zur Bestimmung von Beziehungen zu Selbstwirksamkeitserwartungen und der Wahrnehmung von Schwierigkeiten im Klassenzimmer berechnet. Die Ergebnisse zeigten, dass - nach Kontrolle der durchschnittlichen kognitiven Fähigkeiten und dem kulturellen Kapital der Schülerinnen und Schüler - die Stereotype der Lehrkräfte signifikante Zusammenhänge zu Selbstwirksamkeitserwartungen und der Wahrnehmung von Schwierigkeiten im Klassenzimmer aufwiesen. Nach einer gründlichen Diskussion der Ergebnisse wird ein kurzer Ausblick auf ein Forschungsprogramm zur Untersuchung von Pygmalioneffekten auf der kollektiven Ebene gegeben.
Schlagworte
Lehrkräfte; Stereotype; Selbstwirksamkeit; Pygmalion; Erwartungen kollektiv
1. Introduction
To judge students in various domains is a typical aspect of teachers' professional activities. These diagnoses are fundamental to making professional decisions about appropriate teaching strategies, which sometimes have to rely on somewhat vague information, especially when a teacher starts to work with a class. This is of particular importance as teacher expectancies can influence students' development. Combining the results of eight meta-analyses (including 674 studies), Hattie (2009) showed a medium average effect of individual teacher expectancies on the actual intellectual development of students (d = .43). Nevertheless, effect sizes differ very much between studies: Individual expectancy effects are particularly high when teachers are given misleading information about students' capabilities prior to the substantial direct experience of students (Raudenbush, 1984). Rosenthal and Jacobson (1968) were the first to report results on this so-called Pygmalion effect in the educational field. One important factor in the explanation of the individual Pygmalion effect is that teachers tend to adapt their interaction styles to their expectations (as summarized in a review by Jussim & Harber, 2005), which results in fewer learning opportunities for students with less positive prognoses.
1.1 Collective teacher expectations
There seems to be only little research on teachers' expectations of what their whole class or school is or is not going to achieve. This is especially surprising since Brophy claimed already 25 years ago that "differential teacher treatment of intact groups and classes may well be a much more widespread and powerful mediator of self-fulfilling prophecy effects on student achievement than differential teacher treatment of individual students within the same group or class" (Brophy, 1985, p. 309). A major amount of teaching time consists of interactions between the teacher and the class or other groups as a whole. Since human information processing capacities are limited, teachers are not able to observe all students for their individual characteristics all of the time. It is likely, therefore, that teachers will apply schemes at the group level because this kind of cognitive processing demands less cognitive capacity. Accordingly, teacher expectations regarding entire classes or even schools should have a strong impact on teachers' behaviour in the classroom and could lead to Pygmalion effects based on expectancies at group level. The few existing studies on such collective expectancy effects were mainly conducted by Rubie-Davies and colleagues. Their results indicate that if students believe the teacher to hold low class-level expectations, they may react by viewing themselves as less academically able (Rubie-Davies, 2006). They also reported that teachers with different class-level expectations showed different interaction styles in the classroom (Rubie-Davies, 2007) and that teachers with high self-reported classlevel expectations rated their students' attitude to work and social relationships more favourably (Rubie-Davies, 2010). These studies indicate that constructs at the collective level are promising targets for extended research on Pygmalion effects. Nevertheless, one crucial point is missing in the work of Rubie-Davies and her colleagues: They tried to identify the collective expectations of teachers by aggregating expectations regarding all individual students to a class mean. Accordingly, these studies did not apply direct measures to their investigation of teachers' judgements in the collective dimension. With "direct measurement" of expectancies in the collective dimension we mean that teachers are asked directly how they judge their class or school as a whole. From a social psychological point of view, individual profiles for each student and collective profiles of classes and the school can be assumed to be psychologically distinct dimensions. Since individual and collective expectancies cannot be determined perfectly by each other, they should be assessed as discrete constructs (for an overview of related aspects in social identity theory see Postmes & Branscombe, 2010). We intend to investigate expectancies at the collective level along the lines of this social psychological framework.
1.2 Stereotypes and between-school tracking
Social cognition research addresses the question of how psychological processes influence social interactions (for an overview see Hamilton, 2005). Stereotypes are an important aspect of social cognition. They are defined as attitudes and accordingly have a cognitive, affective and a behavioural dimension (Fiske, 1998). Since stereotypes are attitudes towards groups, they affect especially the collective level of judgements but can also influence those about individuals (Hinnant, O'Brien, & Ghazarian, 2009; McKown & Weinstein, 2002). Stereotypes imply at least one social and one achievement-related dimension and are related to the perceived status of and competition with the outgroup judged (Fiske, Cuddy, Glick, & Xu, 2002). Although stereotypes are - to some degree - defined by the fact that they are socially shared, they also vary to some extent between individuals belonging to the same group. As a consequence, we want to investigate how teachers' stereotypic beliefs about their student groups are related to expectancies regarding obstacles to their teaching as well as self-efficacy in their teaching. Judgements are often biased by stereotypic views. This is especially likely to occur in situations where no comprehensive information is available. Further, people tend to rely on stereotypes more often when they are under a higher cognitive load because the application of stereotypes is an economical means of processing information and regulating action (Fiske, 1998). In stressful situations it is even possible that judgements and behaviour are influenced by stereotypes that are not shared by the person passing the judgement (Dion, 2003; Fazio, 1990). In school settings, a lack of com- prehensive information can be assumed when teachers start teaching a new class. Similarly, a rather high cognitive load will frequently be present during teaching activities. It is therefore likely that stereotypes about student groups play a role in the formation of teacher expectancies regarding their whole class and school.
An important feature of German schools that conveys rather strong stereotypic content is the school track. The German school system applies betweenschool tracking. After four or six years at elementary school, students are assigned to different secondary school types according to their prior achievement. Secondary school systems differ between the German federal states. North RhineWestphalia, for example, still employs the traditional school tracks Hauptschule (lowest), Realschule, and Gymnasium (highest), extended by Gesamtschulen (comprehensive schools). The practice of explicit between-school tracking - placing students in different school types according to their achievement level - is justified by the idea that reducing the heterogeneity in students' capacity makes it easier for teachers to create learning environments that are ideal for the advancement of all of their students (Baumert, Stanat, & Watermann, 2006; Maaz, Trautwein, Lüdtke, & Baumert, 2009). Using similar reasoning, various forms of tracking are applied intentionally in many countries besides Germany. Explicit betweenschool tracking is common in many European countries such as Belgium, the Netherlands and Switzerland. Between-school tracking can also occur implicitly, as is the case in US-American high schools. Formally, these schools are equivalent regarding intended curriculum and accomplishable degrees. In actual fact, however, high schools differ very strongly depending on the neighbourhood they are set in, which in turn can impact students' ability development, the distribution of degrees attained and the appreciation these degrees have in their particular society. Another form of tracking is within-school tracking which assigns students of the same school to classes or courses with different curricula according to their achievement level. Within-school tracking can similarly occur both implicitly or explicitly. However, there are countries such as Scotland, Sweden, and Norway that have a comprehensive curriculum and no explicit tracking at school or class level (Opdenakker & van Damme, 2006). Although the implementation of achievement criteria is quite accurate in Germany, not all students are tracked appropriately (e.g., Bos et al., 2003). Concurrently, stereotypes about school types are very noticeable and diverse between the school types. They can be reproduced quite consistently by teachers (Knigge, 2009) and students (Knigge & Hannover, 2011) and show substantial relations to motivational foci.
1.3 The present investigation
The classroom situation has an influence on whether classroom interaction processes rely on individual or collective judgement profiles. In more interpersonal situations - for instance, when teachers interact with only two or three children -, it is likely that actions strongly depend on individual-level judgements that teachers hold about students. Nevertheless, a high proportion of student-teacher interactions involve too many individuals to cognitively process the situation mainly on an interpersonal basis. It can be assumed that teacher behaviour will be influenced by his or her judgements in the collective dimension rather than by individual judgements of each individual student, at least in classic instructional situations. Thus, collective judgement profiles are more likely to be relevant for teachers' behaviour. In situations where collective judgements are likely to be influential, stereotypes may come into play and influence classroom processes. This is especially likely in ambiguous situations and when the cognitive load is high: An example of such a situation would seem to be teaching a new class. Accordingly, the influence of stereotypes on the teachers' judgements and teacher-student interactions is likely to be heightened. Following our rationale, we also assumed that the school track functions as one informational source that provides teachers with stereotypes for their judgements in the collective dimension. In the present study, we wanted to investigate the structure of the stereotypes that teachers hold regarding traditional school tracks in Germany. We were, further, interested in how these stereotypes relate to expectancies regarding obstacles to, and efficacy-beliefs about, classroom teaching. It was necessary to control for the influences of the measured cognitive abilities and social backgrounds of the students to ensure that we investigated the influence of stereotypes rather than realistic assumptions.
2. Methods
In this section, we describe the data base and how we dealt with the data.
2.1 Sample
The analyses in our study were carried out on data collected in the Panel Study at the Research School 'Education and Capabilities' in North Rhine-Westphalia (PARS) at the Institute for School Development Research (IFS) of the Technological University of Dortmund, Germany. PARS was designed as a longitudinal study in the German federal state of North Rhine-Westphalia as part of the International Research School 'Education and Capabilities' (for further information, see Bos et al., 2016). Secondary schools of all school types in North Rhine-Westphalia participated - among them lower secondary schools (Hauptschule), intermediate second- ary schools (Realschule), upper secondary schools (Gymnasium), comprehensive schools (Gesamtschule), and special needs schools (Förderschule). PARS conducted annual written surveys on diverse topics from 2009 to 2012 in all schools with pupils, parents, teachers, head teachers and other teaching staff.
The sample used for our analyses was taken exclusively from the data on lower (Hauptschule) and upper (Gymnasium) secondary schools which allowed a comparison of two vastly differing German school types (cf. Knigge, 2009; Knigge & Hannover, 2011). The Hauptschule prepares for vocational training while the Gymnasium has an academic curriculum. Students of the latter come on average from families from a higher socioeconomic background and receive the permission to attend university on the strength of their school-leaving certificate that is usually obtained after 12 or 13 school years. Students at the Hauptschule tend to come from socially disadvantaged families and leave school after nine or ten school years. As the public reputation of the Hauptschule is rather low, its students often face problems in being admitted to qualified vocational training programmes after graduation. For reasons of economy, teachers of either school type participating in PARS had been asked about stereotypes regarding only their own school type and the Gymnasium. Accordingly, we chose the Gymnasium and the Hauptschule for our analyses as these teachers were the only ones that had been asked for the same stereotypical thoughts, namely what they believed that people stereotypically think about students of the Hauptschule and of the Gymnasium. This was important for two reasons. First, it ensured that there would not be any differences in the answers due to different contrasts. To illustrate: A teacher might have given a different answer to a question about stereotypes of the Hauptschule if she had just indicated her beliefs about stereotypes regarding special needs schools immediately before, a different answer that is than if the immediately preceding question had been regarding stereotypes about the Gymnasium. As both groups were asked the same items regarding the same two groups we arranged for the contrasts to be identical in both groups. Second, we wanted to use all stereotype items regarding both school types in one comprehensive factor analysis. This would make it possible to identify a common structure in the teachers' stereotypical thoughts that implied not only their absolute beliefs about the stereotypes concerning each school type but also the psychological contrasts the teachers made between the two school types.
We will now focus on the first measurement that took place at the end of 2009 (for students) and in spring 2010 (for teachers) (for further details on the PARSdesign, see Bos et al., 2016). These are the figures for the first measurement: There were a total of N = 50 schools (of which n = 7 were lower (Hauptschule) secondary schools; n = 15 upper (Gymnasium) secondary schools), with N = 550 teachers (of which n = 67 at lower secondary schools; n = 274 at upper secondary schools), and N = 2133 pupils (of which n = 207 were in 5th grade and n = 217 in 9th grade at lower secondary schools; as well as n = 429 in 5th grade and n = 408 in 9th grade at upper secondary schools). The overall average age of teachers (in number of years) was 43.94 (SD = 11.23), with the average age of lower secondary schools teachers being slightly higher (M = 49.45 years, SD = 8.74). The average age of upper secondary school teachers was closer to the overall average teacher age (M = 43.58 years, SD = 11.55). At lower secondary schools, 70.1 % of teachers were women, at upper secondary schools 60.3 %. The students' sociodemographic background also showed differences between school tracks: A majority of students at the Hauptschulen were male (53.2 % vs. 48.6 % at the Gymnasien) and came from families with an immigrant background (35.6 % vs. 22.1 % at the Gymnasien).
2.2 Data preparation
In a first step, we ran an exploratory principal axis factor analysis with the items measuring teachers' stereotypic beliefs regarding the Hauptschule (lowest track) and the Gymnasium (highest track). Bipolar semantic differential items were used to ask the teachers what they believed people think students from the Hauptschule/Gymnasium are like. Note that the teachers were asked what people think instead of asking for the teachers' personal beliefs; this was done to avoid biases due to the tendency to fulfil social expectancies. The resulting scales will be described in the section on Instruments. A comprehensive description of the factor analysis will be given in the section on Results. In a next step, we calculated factor scores by computing the mean of all items representing a factor and then z-standardized these scale scores. Items in reverse scaling were recoded so that a high score on an item would always add to a high level on the corresponding factor.
An analysis of how teachers develop school-track-specific attitudes would be incomplete without controlling for certain student-based variables, such as the cognitive abilities and cultural capital of those students with whom teachers interact on a daily basis in their own school track. However, the PARS dataset does not provide a variable that would have allowed us to match teachers with the students they teach at class level. A compromise was to aggregate scores in cognitive abilities (measured with the test of cognitive abilities KFT 4-12 + R; Heller & Perleth, 2000) and the number of books at home as an indicator of students'cultural capital (Bourdieu, 1983) for both 5th and 9th graders. Cultural capital as indicated by the number of books at home is an important mediator for the effects of families' social status on students' performance (cf. Bos, Schwippert, & Stubbe, 2007).
To obtain indicators in order to control for the relative student composition of schools in relation to other schools of the same type, we calculated dummy variables for mean cognitive abilities and mean cultural capital. This was done separately for each school type for students in Grades 5 and 9. We generated dummies indicating whether the schools' 5th or 9th graders' mean cognitive abilities lay in the upper or lower third as compared with their respective reference group (5th graders/9th graders of Hauptschule/Gymnasium in the sample). We also calculated two dummy variables indicating whether the schools' 5th or 9th graders' mean cultural capital lay in the upper third or lower third as compared to their reference group. This was considered a more appropriate approach than using the schools' students' mean scores as predictors since the dataset included only 22 schools (15 Gymnasien, 7 Hauptschulen), as described in Section 2.1. As regression analyses needed to be conducted separately for each school type, the number of school units was too low to apply the school aggregated mean student measures of cognitive abilities and books at home directly. If the number of units is low (here 15 and 7) it is usual to transform metric information into ordinal information (Bortz & Lienert, 1998). If the number of units is low, biases can occur due to randomly extreme distances between measurement points within the sample if metric scale properties are assumed. Such biases can be avoided through the transformation into an ordinal scale format. Accordingly, the transformation into dummy variables that represent cognitive abilities and cultural capital above and below average was conducted for the sake of the estimation of robust coefficients.
2.3 Instruments
Three scales with respect to teacher expectancies were used as dependent variables: (a) perceived limitation during class, (b) collective teacher self-efficacy, and (c) individual teacher self-efficacy. Scale (a) was originally derived by Helmke and Jäger (2002) to measure limitations that teachers perceive while teaching mathematics classes. For the wider purposes of PARS, the scale was modified to collect information about perceived limitations in class independent of the subject taught. The scale asks for perceived limitations relating to uninterested pupils, students with low socioeconomic status, students with special needs, uninterested parents, students with poor German language skills, etc. On scale (b), teachers rate their collective teacher self-efficacy - as adapted from Schwarzer and Jerusalem (1999) - by rating their expectancies regarding the effectiveness of the teaching staff as a whole (an example statement was: "I believe that the strong innovation potential of my teaching colleagues will help us to cope with adverse circumstances"). Finally, scale (c) focused on individual teacher self-efficacy (Schwarzer & Jerusalem, 1999) as experienced for example in one's own classroom management and contact with parents. Items used were for instance "I know that I can maintain a positive relationship with parents even when tensions arise" (see Table 1).
2.4 Treatment of missing data
The dataset included missing values on many variables, something that happens not infrequently in the social sciences. In order to avoid problems caused by incomplete data or inadequate methods of dealing with missing data (e.g. loss of statistical power), we adopted the current state-of-the-art approach by applying multiple imputation (Luedtke, Robitzsch, Trautwein, & Koeller, 2007). The multiple imputation technique makes up for the missing values by computing several datasets with various plausible values. Analyses are run separately for each dataset; in a last step, results from all imputed datasets are pooled. For the self-efficacy and limitations-in-the-classroom measures the maximum missing data rate was 25 %. Missing rates for the stereotype measures had a maximum of 25 % at the Hauptschule and a maximum of 35 % at the Gymnasium. Using the R-based package MICE (Multivariate Imputation by Chained Equations; van Buuren & Groothuis-Oudshoorn, 2011), we imputed ten complete datasets. As indicated by the results of a simulation study conducted by Graham, Olchowski, and Gilreath (2007), ten imputed datasets yield robust results for the missing data rates at hand. Mplus provides a function which analyses several analogously structured datasets simultaneously and pools the results of these datasets in a single step. All models were run using this function, so that all outcomes from regression analyses are based on the ten imputed datasets and their pooled results. Descriptions and intercorrelations are, however, based on the original dataset.
2.5 Regression analyses
We applied linear regression analyses to gain further insight into the data structure. Analyses were run for three criterion variables: collective teacher self-efficacy, individual teacher self-efficacy, and the perceived limitations during class due to student characteristics. All models were run separately by grade (5 th grade/9th grade) and by subsample (Hauptschule/Gymnasium). Our investigation aimed at the identification of the influence of stereotypes concerning school tracks on expectancies at the collective level. To avoid biases due to specific environments, we opted for separate analyses for each school type. This enabled us to determine whether differences in expectancies arise within fairly similar contexts in covariation with the relative strength of stereotypic beliefs. This strategy made it also possible for us to accept different structures of the stereotypic beliefs depending on the type of school. In order to control for the schools' cognitive level, we included two dummy variables indicating whether a school's 5th graders' (or 9th graders', depending on the subsample analysed) average cognitive abilities lay in the upper third or lower third as compared with their reference group (5th graders/9th graders of the Hauptschule/Gymnasium sample). Similarly, we controlled for the schools' cultural capital by including two dummy variables indicating whether the school's 5th graders' (or 9th graders', again depending on the subsample) average cultural capital was located in the upper third or lower third as compared with their reference group (5th graders/9th graders of the Hauptschule/Gymnasium sample). In addition to these four dummy variables, all analyses included the four schooltype-specific stereotype scores as predictors. These stereotype dimensions of the Gymnasium were about students' cognitive potential, discipline, personality and respectful behaviour, and of the Hauptschule about cognitive potential, good behaviour in class, humorous personality and self-confidence. The application and results of the factor analysis performed to define these stereotypic dimensions will be reported in detail in the following section. All regression analyses were carried out via Mplus 6 (Muthén & Muthén, 1998-2010). It should be noted that the tables report non-standardized results. For simplicity's sake, all continuous variables were z-standardized.
3. Results
3.1 Exploratory factor analysis
Since the original instrument developed by Knigge (2009) was meant to assess teachers' track-specific stereotypes about Hauptschule only, the established factor structure could not be adopted in our analyses of teachers' stereotypes regarding Hauptschule and Gymnasium. In order to determine the factor structure applicable to teachers' stereotypes, we conducted an exploratory factor analysis. We opted for principal axis factoring (PAF) and direct oblimin rotation via SPSS.20, analysing items rating students from both school tracks simultaneously.
PAF generated ten factors with an Eigenvalue greater than 1. Table 2 reports item loadings on all ten factors. Items were assigned to the factor they loaded highest on. Since some items did not load very highly on any factor, we applied the Fürntratt criterion which demands that an item should only be assigned to a factor if its squared loading on this factor accounts for at least 50 % of the item's communality (Bühner, 2011). We excluded items from our final factor solution if they did not even meet a more liberal 40 % version of the Fürntratt criterion.
Two of the ten factors with an Eigenvalue greater than 1 were ignored since they each had only one item assigned to them. Six of the seven remaining factors distinguished quite neatly between tracks so that three factors were exclusively based on items rating Hauptschule students and three factors were almost exclusively based on items rating Gymnasium students (with the exception of one item). The seventh factor (cognitive potential) contained items rating students from both tracks. In order to obtain a more distinct factor solution, it was decided to artificially divide this mixed factor by track, rendering two instead of one factor. The single Hauptschule item in one of the Gymnasium factors (discipline) was also removed.
This procedure led to a clean-cut factor solution with four factors for each track. Table 3 summarizes this final factor solution, namely for the Hauptschule cognitive potential, appropriate behaviour in class, self-confidence and humorous personality, and for the Gymnasium cognitive potential, respect towards teachers, personality and discipline. Note that the example items are reported in their original, not yet recoded version. They were, of course, recoded later so that a high score on any factor would indicate a positive manifestation of this variable (thus, a high score on the factor cognitive potential - Hauptschule would in fact indicate that a teacher believed that other people think of Hauptschule students as intelligent and clever).
3.2 Descriptives
Descriptives were calculated for teachers from both school tracks together. Means, standard deviations and the number of cases with valid data for all individual variables are presented in Table 4. Intercorrelations are reported separately for Gymnasium teachers and Hauptschule teachers in Table 5.
The self-efficacy means indicate that teachers, on the whole, feel rather confident and self-efficient both as individual teachers and as staff members (individual self-efficacy: M = 2.99, SD = 0.39; collective self-efficacy: M = 2.97, SD = 0.45; scales ranging from 1 to 4), with the two scales being positively correlated in both teacher groups. Teachers did not, on the whole, perceive themselves as being limited during class by student characteristics (M = 2.13, SD = 0.60; scale ranging from 1 to 4).
At an average desriptive level, students from the Gymnasium were rated rather positively for their cognitive abilities, discipline and respectful behaviour (stereotype GY [= Gymnasium] cognitive potential: M = 1.82, SD = 0.83; stereotype GY discipline: M = 1.37, SD = 0.89; stereotype GY respectful behavior: M = 1.29, SD = 0.86; scales ranging from -3 to +3) but neither positively nor negatively regarding their personality. Likewise, mean ratings of Hauptschule students' personality traits (humorous, self-confident) were neither particularly positive nor negative. However, when it came to cognitive potential and appropriate behaviour in class, students from the Hauptschule were, on average, rated negatively (stereotype HS [= Hauptschule] cognitive potential: M = -1.52, SD = 0.99; stereotype HS behaving well in class: M = -1.63, SD = 1.00; stereotype GY respectful behavior: M = 1.29, SD = 0.86; scales ranging from -3 to +3).
Individual and collective teacher self-efficacy share small positive correlations with three stereotypical dimensions in the Gymnasium subsample; in the Hauptschule subsample, collective teacher self-efficacy shows a moderate negative correlation with rating Hauptschule students as stereotypically self-confident. The degree to which a teacher feels limited in class due to student characteristics is unrelated to self-efficacy variables or stereotypical ratings in the Hauptschule subsample; in the Gymnasium subsample, perceived limitation in class correlates positively with rating Gymnasium students as cognitively able and behaving respectfully.
3.3 Regression analyses
Regression analyses were conducted separately for both school types and grades for all three criterion variables individual teacher efficacy, collective teacher efficacy and perceived limitations in class. To ensure that results were not biased by multicollinearity between stereotype dimensions, models were computed with one dimension solo for each stereotype dimension. Multicollinearity issues with the dummy variables reflecting the schools' average cognitive abilities and cultural capital were avoided by computing models with and without these variables. Finally, comprehensive models including all variables were computed. The results for all these models are summarized in six tables (3 criterion variables x 2 school types) named 6a to 6f.
Table 6a shows the results on individual teacher self-efficacy for the Gymnasium. In Grades 5 and 9, positive effects can be identified for the cognitive potential and the respectful behaviour stereotype dimension. These effects were substantially larger in 5 th grade. Additionally, the stereotypic beliefs regarding discipline showed a positive effect in 5th grade while this turned out to be insignificant in 9th grade. However, in the comprehensive model these effects were not significant anymore. The corresponding results regarding individual teacher self-efficacy for the Hauptschule are listed in Table 6b. A surprisingly strong effect was found in 5th grade, showing that individual teacher self-efficacy lowers if students of the Hauptschule are seen as rather self-confident. This effect was also significant in the comprehensive model. In interpreting these results it needs to be taken into account that the reliability of the self-confidence dimension was rather critical. In 9th grade no effects were statistically significant.
Tables 6c and 6d summarize how collective teacher self-efficacy related to the stereotype dimensions in the Gymnasium and the Hauptschule, respectively. As for individual teacher self-efficacy, more and stronger effects were found in 5th than in 9th grade. For the 5th grade of the Gymnasium, medium sized positive effects were found for the stereotypes cognitive potential, respectful behaviour, and discipline. In 9th grade, the same effects were significant but rather small in effect size. The comprehensive model did not reveal any significant stereotype dimensions, indicating that these individual effects could have a common basis. For the Hauptschule, significant results were found in 5th grade only. A positive medium size effect was found for the stereotype dimension humorous, indicating that teachers at the Hauptschule experience more collective teacher self-efficacy if they see their students as rather active and funny. This effect was also significant in the comprehensive model. However, it should not be forgotten that the reliability of the humorous dimension was marginal. On the other hand, the self-confidence stereotype showed a small to medium negative effect if modelled separately. Here it is important to remember that the reliability of the self-confidence dimension was critical. Although this effect reached significance in the comprehensive model, it was not significant in all models.
Finally, the results on the perceived limitations in class are reported in Table 6e for the Gymnasium and Table 6f for the Hauptschule. For the Gymnasium, individual effects were only significant in 9 th grade. Surprisingly, small effects manifested themselves in those cases where the perception of limitations was stronger when the stereotypical view of Gymnasium students showed a tendency towards higher cognitive ability and respectful behaviour. Nevertheless, these effects did not reach significance across all models computed or in the comprehensive model. As the dummies for cognitive abilities indicate, teachers in the 9th grade of the Gymnasium see more limitations in classes if they teach at average schools (indicated by the significant negative effects of the two dummies for schools that are above or below average). In 5th grade, significant effects only occurred in the comprehensive model. As before, there was a positive effect of cognitive potential. Additionally, a negative effect for discipline was significant with a considerably high regression weight of B = -.62. This indicates that once the Gymnasium stereotype regarding discipline is one standard deviation higher, the perception of limitations is on average 62 % of a standard deviation lower. At the Hauptschule, the dimension of self-confidence reached significance only in 9th grade with a small to medium effect size. Here too it needs to be considered that the self-confidence dimension's reliability was critical. The results indicated, that the more teachers of the Hauptschule stereotypically see self-confidence in their students in 9th grade, the less they perceive limitations in class.
4. Discussion
In this section, we will first discuss the findings on the factor structure and descriptive results before we go on to address the main research question of this article - how to interpret the results with regard to a relationship between collective expectancies and school track stereotypes. Third, strengths and limitations of the study at hand will be specified. In a final section, the need for a research programme on collective Pygmalion effects will be established followed by a sketch of the major milestones of such an endeavour.
4.1 The structure of teachers' stereotypes about school tracks
In our study, we included teachers from two of those traditional school tracks that would achieve the strongest stereotypical contrast, Hauptschule (lowest secondary track) and Gymnasium (highest secondary track). Teachers from both school tracks were asked to rate stereotypic views about both school tracks. A previous study had investigated the structure of teacher stereotypes regarding school tracks for teachers at the Hauptschule only (Knigge, 2009). Accordingly, we decided to search for an integrated solution considering the data for Hauptschule and Gymnasium at the same time. We identified a common stereotype structure with four dimensions each for Hauptschule and Gymnasium students. This solution can powerfully explain differential answers to most of the items included (as can be seen by the large amount of variance explained). All dimensions describing stereotypes of the Gymnasium showed good or at least satisfactory measurement properties. Two of the dimensions describing Hauptschule stereotypes showed good to excellent measurement properties. One dimension, humorous personality, was marginal and one, self-confidence, should be considered as critical. It is possible that these rather mixed findings for the factor structure of stereotypes about the Hauptschule result partly from the much smaller sample of Hauptschule teachers. It is also possible that the items used to assess these dimensions were not coherent enough to capture the common underlying stereotypic attitude. Clearly, a closer look at these dimensions of stereotypes about Hauptschule students is needed, which also takes into account that teacher stereotypes may vary between federal states. This argument is supported by differences in the stereotypic structure found in this study and the results of the study reported earlier for Berlin teachers (Knigge, 2009).
Still, our approach revealed that the stereotypic descriptions of the two school tracks are quite distinct. As the factor loadings (Table 2) show, only stereotypic beliefs about the cognitive potential of students of the Hauptschule and the Gymnasium seem to be structurally related. Teachers who believe stereotypically in a relatively higher cognitive potential of students at the Hauptschule express relatively lower stereotypic beliefs of the cognitive potential of students at the Gymnasium. This indicates that there are some teachers who assume greater and some teachers who assume smaller differences in the cognitive potential between students of the two school types. With regard to all other aspects, most teachers appear to hold structurally differentiated stereotypes regarding Hauptschule and Gymnasium. Regarding the dimensional structure within both groups, our findings are in accordance with the meta-structure of stereotypes identified by Fiske et al. (2002) in that stereotypes always consist of at least one achievement dimension and one social dimension. For both groups we found clear achievement and social dimensions. However, the social aspect was more differentiated with three dimensions per school track. And our results indicate that the stereotype dimensions of the social aspect are not equal across the two groups.
In summary, a feasible solution was found for the investigation of teachers' stereotypic beliefs about the two school tracks of Hauptschule and Gymnasium. Students of the Hauptschule were stereotypically judged negatively with regard to cognitive potential and behaviour in the classroom. Gymnasium students, in contrast, received positive stereotypic judgements regarding cognitive potential, discipline and respectful behaviour. The remaining, more personality-based dimensions were judged rather neutrally for both student groups. Thus, it seems reasonable to apply the identified stereotype structure to the investigation of whether teachers' school-track-specific stereotypes about their own track relate to self-efficacy beliefs and the perception of obstacles in the classroom. The results of this enquiry will be discussed in the following section.
4.2 Relationships between teachers' school track stereotypes and expectancies at the class level as the perception of obstacles in the classroom and efficacy-beliefs
The main question of this study is how teachers' stereotypic thoughts about their school track are related to their expectations that they will be successful teachers. This question was derived from the assumption that if there was such a connection it could lead to Pygmalion effects for instance at the class- or school-level. We investigated whether stereotypic beliefs regarding one's own school track are related to teachers' individual and collective self-efficacy beliefs and the perception of obstacles to teaching. If teachers expect their teaching attempts to be unlike- ly to succeed, it can be assumed in accordance with the rational choice theory that their efforts will be lowered (e.g., Jonsson, 1999; Wigfield & Eccles, 2000). Thus, such beliefs could become self-fulfilling prophecies. In our investigation we were able to identify substantial relationships between stereotypic beliefs and expectancy-related measures. By taking into account the students' average cognitive abilities and average cultural capital at the school-level, we controlled for central aspects of teachers' accurate diagnoses about their students. Accordingly, the final effects within the regression models reflect a relationship between stereotypes and collective expectancies, hardly influenced by real experiences with the classes involved. Due to the structure of the PARS data, we were not able to apply this control at the class-level and cannot, therefore, completely exclude influences of class diagnostics. But if classes within schools are rather heterogeneous, it would lower the test's power if we were only controlling for school-level effects. Accordingly, our strategy can be assessed as fairly conservative and thus significant effects can be considered to be interpretable. This limitation is one aspect that future studies should address by making the linkage between teacher and student data possible at the class level.
We hypothesized that stereotypes would be especially likely to play a role in the formation of expectancies when there is a scarcity of real information. In line with that assumption, we found that effects on individual and collective teacherexpectancies were prominently present in 5th grade, when teachers had little real experience of their students and thus relied more strongly on other available information, such as their personal stereotypes. The identified relationships at the Gymnasium fit very well with our assumptions: The more teachers hold stereotypes that their students are cognitively able, well behaved and disciplined, the more they experience individual and collective self-efficacy. This was especially the case in 5th grade, when there was an almost complete absence of information based on experience with one's students. The Hauptschule results revealed a rather complex picture. In line with our assumptions, collective self-efficacy in 5th grade became stronger if the students were rated fairly humorous. The reliability, however, of this dimension was marginal so that this result should be handled with care. What was unexpected was that the intensity of the stereotype that students at the Hauptschule are self-confident showed negative effects on both the individual and the collective self-efficacy beliefs in 5th grade. Two aspects have to be considered in the interpretation of this result: First, being the only scale used in this study, the self-confident scale showed a critically low reliability (Cronbach's Alpha = .39). Second, it might be possible that the semantic differential items carry additional information within this scale that is not covered by its label and that the effect is produced by strong covariation with only one or two of the items. As the low reliability of a scale leads to more noise in the measurement, this does not really explain the effect. It is rather surprising that significant results are found despite these bad measurement conditions. To analyse whether the second aspect might be important, we reviewed the items of the self-confident scale again. The three items consist of the opposite adjective pairs true to themselves vs. bootlickers, brave vs. anxious, and cool vs. uncool. There may well be a perception of sto- lidity hidden within this construct that implies an association of rather low malleability for these students.
Regarding the perception of limitations in class, results were different. Effects turned out to be significant in 9th grade rather than in 5th grade and their directions were partly unexpected. At the Gymnasium, the perceived limitations in class related positively to the strength of the stereotypes about Gymnasium students having highly respectful behaviour in 9th grade. However, this effect could neither be identified in the model considering only the stereotype without controlling for student composition characteristics nor in the comprehensive model, quite apart from the fact that the effect was small anyway. In 5th grade at the Gymnasium, it was only in the comprehensive model that substantial effects, which were positive for cognitive potential but negative for discipline, reached a significant level. Teachers holding the stereotypic belief that Gymnasium students are disciplined perceived substantially less limitations in class. What was, however, unexpected was the direction of the cognitive potential belief: The stronger it was the more obstacles the teachers saw. This effect could possibly be explained by the presence of very skilled students causing trouble. Another reason could be that teachers at the Gymnasium see themselves confronted with a growing heterogeneity of their classes. Finally, this effect might reflect teachers' doubts about possessing the necessary knowledge and competencies to offer all students sufficient learning opportunities. As these effects are all rather elusive they should clearly be interpreted with a certain amount of caution.
At the Hauptschule, a negative effect was found only for the stereotypic selfconfidence assumption in 9th grade. For an explanation of this, it should be remembered that the reliability of the self-confidence dimension must be considered critical. Nevertheless, as this effect was medium in size and stable throughout all computed models, it should be taken seriously. It can be the case that some items of the self-confidence factor took on an assumed aspect of maturity that was perceived as positive for a well-functioning classroom by the teachers in the higher grades of the Hauptschule. But it is not possible to clarify fully the role of the self-confidence stereotype dimension within this study: The fuzziness of the results for this dimension indicates that some more conceptual work needs to be done to catch all stereotypical content appropriately and exclusively.
In summary, our analyses produced some results that confirmed our assumptions but also some that were fairly surprising. Support was given to the collective and individual efficacy beliefs at the Gymnasium. The more positively teachers see their students stereotypically, the stronger are their beliefs that they can support them both indidvidually and together with their colleagues. These effects are stronger in 5th grade when there is less real diagnostic information available to teachers than in 9th grade. For the Hauptschule an equivalent pattern shows for one of the humorous dimensions of collective expectancy beliefs. Another unexpected result was that the self-confidence stereotype showed a negative effect in 5th grade for individual as well as collective expectancy beliefs. A possible explanation of these surprising results is the fact that there are connotations within the items that indicate stolidity. As the critically low reliability of the scale indicates, the items did not really measure the same thing. Another surprising finding was that in 9th grade at the Hauptschule the self-confidence stereotype dimension is associated with a lowered perception of obstacles in the classroom. Again, it would seem that there are connotations within the items that refer to a positive sense of self-confidence as well, at least in the case of the higher grade. These results indicate that there is some need for the clarification of stereotype content in order to develop instruments that are able to clearly catch stereotypic thoughts of teachers about their school track.
4.3 Strengths and limitations
The study at hand has substantial strengths: It is the first to show that teachers' stereotypes regarding the school type they teach at are connected to their efficacy beliefs. This is a very important result that should inspire new research on Pygmalion effects, this time with a focus on the collective dimension of teacher judgements. The present study is then the first step towards a comprehensive model of school stereotypes, whereby tracks represent only one feature that can be subject to stereotypes. Also individual classes and schools could be represented in a stereotypical manner. We were able to show substantial effects of the school track stereotypes on teacher efficacy beliefs despite the control for relevant student variables at school level. These results are stronger in 5th grade than in 9th grade, which indicates, in accordance with our assumption, that stereotypes are especially important where real prior experience to judge from is scarce.
Nevertheless, our study also has important limitations that should be borne in mind when interpreting the results. The major point is perhaps that we only conducted cross-sectional analyses. Although the PARS database contains longitudinal data, this was unfortunately not the case for the constructs included in the present study. Clearly, research designs with a longitudinal perspective are needed to prove the assumed causal directions. Also, the control for student variables should be applied within a multilevel approach at class level. In the study at hand it was limited by the fact that we could only control for student data at school level and through dummy variables at that. We had to apply this type of control at school level as class level identification variables that match teacher and student data are not available in the PARS database. Dummies were used as the number of schools was not high enough to apply multilevel modeling or treat the school data as an interval metric. Due to the low number of cases at school level, treating the data as metric variables may have biased the results due to the rather large distances between the data points. Thus, we decided to transform the data to ordinal level and used regular linear regression models. As our main purpose was to find out about the covariation of constructs at the teacher level, our study can be considered to yield robust estimates. Still, future studies should consider a multilevel modelling investigation of the relation of student development at Level 1 and teacher expec- fancies as predictors at Level 2. In such research, student data should be considered at class level applying metric aggregations of the students' capabilities and cultural capital. The class level student data should be linked to the beliefs of the respective class teachers. Another drawback of our study is the exclusive use of extreme groups. A more comprehensive data set of the continuum of school types would make analyses of between schools more feasible.
As concerns the measures of the teachers' stereotypes, two limitations need to be highlighted. First, we only considered teacher statements on what they believed that people think about students of the Gymnasium and the Hauptschule. Our reason was that we assumed that this lowers potential biases due to answers considering social expectancies. Still, in further studies it would be better to carry out additional assessments of the explicit personal beliefs of the teachers. Although our expectation would be that both private and public stereotypical judgement dimensions would be strongly related, each covers different aspects of the stereotypical judgements about school types, which could lead to differential effects on behaviour and behaviour-relevant constructs like self-efficacy. Second, the two dimensions humorous personality and self-confidence need modification for the Hauptschule. The self-confidence scale especially has very low reliability that is below the usual acceptable levels. Accordingly, the results regarding this scale should be seen as no more than exploratory. But as low reliability usually leads to lower power and the results in this dimension are rather interesting, we decided to leave the scale within our models. It is all the more important to consider these results with great care as they might be due to random distribution because of the low reliability of the measure. Moreover, the reliabilities and the covariation effects identified indicate that further investigations are needed to develop a more comprehensive model of teacher stereotypes about the Hauptschule. We only applied a rather deductive stereotypical model, where items had been developed in an earlier study (Knigge, 2009) and were based on students' assumptions. Future work should apply a more inductive and theory-driven approach to define a more appropriate model for teacher stereotypes of school tracks. Further, the theory of teacher stereotypes should be elaborated: It is feasible that stereotypes about the two groups differ in their subcomponents. A consequence of our methodology was that we preferred yielding such distinct structures. This was, however, no problem for our investigation as we had planned to run regression analyses for both school types separately in any case. In this way, contextual influences were kept fairly constant and covariations of expectancies and stereotypes were captured more accurately. But in future, comprehensive theoretical models should be developed and supported with path and structural equation models. All in all, our study confirmed our belief that collective Pygmalion effects affect teacher behaviour. In the following last section, we will make a few brief suggestions on some desirable features of a research framework for such collective Pygmalion effects.
4.4 A short proposal of a research framework for collective Pygmalion effects
In the theory section of this article, it was proposed that in addition to individual student judgements teachers judge classes and schools as a whole. Cognitive resources are too limited to always process all students as individuals although a great deal of interaction goes on between teachers and their students as a group. The assumption was made that in addition to individual level judgements, judgements about the whole class would have a strong impact on teachers' behaviour in the classroom. Thus, these group judgements and resulting expectancies could lead to collective Pygmalion effects mediated through an adaptation of the teachers' behaviour to their beliefs in the collective dimension. Our study shows that it is worth investing some effort in the investigation of teacher expectancies and Pygmalion effects at the levels of classes as well as schools.
School type related stereotypes in the present study are, however, not considered to be the core of teacher expectancies in the collective dimension. It is of course necessary for such collective-level judgements to include also schemes for all the classes teachers teach and have taught. In addition, there should be schemes representing all the schools that they know. Besides one's own primary experiences, it is also secondary experiences, for instance from stories told by colleagues, that should influence judgements in the collective dimension and accordingly should have the potential to influence teacher behaviour in the classroom. Thus it is assumed that teacher judgements at least include experience-based and stereotype-based individual level schemes for individual students and experience-based and stereotype-based schemes for classes and schools, and finally also stereotypes regarding school tracks. But the latter should also be further elaborated as stereotypes exist not only with regard to explicit between-school tracking, but also about implicit forms of tracking and within-school tracking. In the light of the present results it seems reasonable to investigate such stereotypical content dimensions as well. To achieve a comprehensive model of teacher judgement effects in the collective dimension, it is necessary to consider implicit and within-school forms of tracking because in many countries only these forms of tracking exist.
In summary, the present article is to be considered only the first of many future studies. We are looking forward to the research that will evolve from this contribution and believe that there are a great number of other interesting aspects to discover in the realm of collective teacher judgments.
Acknowledgements
The authors would like to thank two anonymous editor's readers for their perceptive comments and helpful suggestions, and are also grateful to Michael Pätzold for valuable linguistic assistance with the article.
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Prof. Dr. Michel Knigge (corresponding author), Human Science Faculty, Educational Science, University of Potsdam, Karl-Liebknecht-Straße 24-25, Haus 31, 14476 Potsdam, Germany
e-mail: [email protected]
Vibeke Nordstrand, Institute for Educational Science, University of Hamburg, Von-Melle-Park 8, 20146 Hamburg, Germany
e-mail: [email protected]
Dr. Anke Walzebug, Institute for Education Research and School Develompent (IFS), TU Dortmund University, Vogelpothsweg 78, 44227 Dortmund, Germany
e-mail: [email protected]
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Abstract
The effects of individual teacher expectations have been the subject of intensive research. Results indicate that teachers use their expectations to adapt their interactions with their students to some degree (as summarized in a review by Jussim & Harber, 2005). This can in turn lead to expectancy-confirming student developments. While there are studies on the Pygmalion effect on individual students, there is only little research on teacher judgements of whole classes and schools. Our study aims to extend the perspective of teacher judgements at the collective level to stereotypes within the context of school tracking. The content and structure of teachers' school track stereotypes are investigated as well as the question of whether these stereotypical judgements are related to teachers' perception of obstacles to their teaching and their teaching self-efficacy beliefs. Cross-sectional data on 341 teachers at two different school types from the Panel Study at the Research School "Education and Capabilities" in North Rhine-Westphalia (PARS) (see Bos et al., 2016) were used for two purposes: First, the structure of teachers' stereotypes was identified via an exploratory factor analysis. Second, in follow-up regression analyses, the stereotype dimensions extracted were used to predict teachers' perceptions of obstacles to their classroom work and their individual and collective teacher self-efficacy beliefs. Results showed that - after controlling for the average cognitive abilities and the average cultural capital of the students - teacher stereotypes were indeed related to perceived obstacles concerning their classroom work and their self-efficacy beliefs. After a discussion of the strengths and limitations of the present research, the article closes with a short proposal of a future research framework for collective Pygmalion effects.
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