Introduction
Sulfur dioxide (SO is one of the criteria air pollutants emitted from both anthropogenic and natural sources. The combustion of sulfur-containing fuels, such as coal and oil, is the primary anthropogenic emitter, which contributes to half of total SO emissions (Smith et al., 2011; Lu et al., 2010; Stevenson et al., 2003; Whelpdale et al., 1996). With the rapid economic growth in the past decades, China has become the world's largest energy consumer, accounting for 23 % of global energy consumption in 2015 (BIEE, 2016). Coal has been a dominating energy source in China and accounted for 70 % of total energy consumption in 2010 (Kanada et al., 2013). The huge demand for coal and its high sulfur content make China the largest SO emission source in the world (Krotkov et al., 2016; Su et al., 2011), also accounting for two thirds of Asia's total SO emissions (Ohara et al., 2007). From 2000 to 2006, the total SO emissions in China increased by 53 % at an annual growth rate of 7.3 % (Lu et al., 2010). To reduce SO emissions, from 2005 onward the Chinese government has issued and implemented a series of regulations, strategies, and SO control measures, leading to a drastic decrease of SO emissions, particularly in eastern and southern China (Lu et al., 2011; Li et al., 2010).
Recently, two research groups led by NASA (National Aeronautics and Space Administration) and Lanzhou University of China published almost simultaneously the temporal and spatial trends of SO in China from 2005 to 2015 using the OMI-retrieved SO planetary boundary layer (PBL) column density after the OMI ha been in use for 11 years (Krotkov et al., 2016; Shen et al., 2016). The results reported by the two groups revealed the widespread decline of SO in eastern China for the past decade. Shen et al. noticed, however, that, in contrast to dramatic decreasing SO emissions in densely populated and industrialized eastern and southern China, the OMI-measured SO in northwestern China appeared not to show a decreasing trend. This likely resulted from energy industry relocation and development in energy-abundant northwestern China in the past decades under the national strategy for China's energy development and safety during the 21st century. Concern has been raised about the potential impact of SO emissions on the ecological environment and health risk in northwestern China because high SO emissions could otherwise damage the rigorous ecological environment in this part of China, featured by very low precipitation and sparse vegetation coverage which reduce considerably the atmospheric removal of air pollutants (Ma and Xu, 2017).
To assess and evaluate the risks to the ecological environment and public of the growing SO emissions in northwestern China, it is necessary to investigate the spatiotemporal distributions of SO concentrations and emissions. However, the ground measurements of ambient SO are scarce temporally and spatially in China and often subject to significant errors and uncertainties. Due to the rapid progress in the remote sensing techniques, satellite retrieval of air pollutants has become a powerful tool for the assessment of emissions and spatiotemporal distributions of air pollutants. In recent several years, SO column concentrations retrieved by the Ozone Monitoring Instrument (OMI, Airbus Defence and Space Netherlands B.V., Leiden, the Netherlands, embedded on Aura satellite) have been increasingly applied to elucidate the spatiotemporal variation of global and regional SO levels and its emissions from large point sources and evaluate the effectiveness of SO control policies and measures (Krotkov et al., 2016; McLinden et al., 2015, 2016; Ialongo et al., 2015; Fioletov et al., 2015, 2016; Wang et al., 2015; Li et al., 2010). The decadal operation of the OMI provides the relatively long-term SO time series data with a high spatial resolution which are particularly useful for assessing the changes and trends in SO emissions induced by national regulations and strategies. The present study aims to (1) determine the spatiotemporal variations of SO and its trend under the national plan for energy industry development in northwestern China by making use of the OMI-measured SO data during 2005–2015 and (2) identify leading causes contributing to the enhanced SO emissions in northwestern China.
Data and methods
Satellite data
The OMI was launched on 15 July 2004 on the EOS Aura satellite, which is in a sun-synchronous ascending polar orbit with 13:45 local Equator crossing time. It is an ultraviolet–visible (UV–vis) nadir solar backscatter spectrometer, which provides nearly global coverage in 1 day, with a spatial resolution of 13 km 24 km (Levelt et al. 2006a, b). It provides global measurements of ozone (O, SO, NO, HCHO, and other pollutants on a daily basis. The OMI uses spectral measurements between 310.5 and 340 nm in the UV-2 to detect anthropogenic SO pollution in the lowest part of the atmosphere (Li et al., 2013). The instrument is sensitive enough to detect the near-surface SO. Previously, the OMI PBL SO data were produced using the band residual difference (BRD) algorithm (Krotkov et al., 2006), which has large noise and unphysical biases particularly at high latitudes (Krotkov et al., 2008). Subsequently, a principal component analysis (PCA) algorithm was applied to retrieve SO column densities. This approach greatly reduces biases and decreases the noise by a factor of 2, providing greater sensitivity to anthropogenic emissions (Li et al., 2013).
In the present study, we collected the level 3 OMI daily PBL SO vertical column density (VCD) data in Dobson units (1
DU 2.69 10 molecules cm produced by the PCA
algorithm (Li et al., 2013). The spatial resolution is 0.25 0.25
latitude–longitude, available at Goddard Earth
Sciences Data and Information Services Center
(
SO monitoring, emissions, and socioeconomic data
To evaluate and verify the spatial SO VCD from OMI, ground SO
monitoring data of 2014 through 2015 at 188 sampling sites (cities) across
China (Fig. 1), operated by the National Environmental Monitoring Center were collected (available at
The socioeconomic data in China were collected from the China Statistical
Yearbooks and China Energy Statistical Yearbook, published by the National
Bureau of Statistics of China (NBSC) (
Annual growth rate for OMI SO VCD and economic activities for individual provinces and municipality during 2005–2014 (% yr, and SO emission reduction plan during the 11th and 12th 5-year-plan periods (%).
Region | OMI SO | Coal | Industrial | Thermal | Steel | SO emission reduction | ||
---|---|---|---|---|---|---|---|---|
VCD | consumption | GDP | power | production | plan (%) | |||
generation | 2006–2010 | 2011–2015 | ||||||
Northwestern | Inner Mongolia | 0.94 | 11.29 | 20.48 | 14.07 | 8.38 | 3.8 | 3.8 |
Shaanxi | 3.41 | 13.14 | 19.96 | 13.01 | 14.48 | 12 | 7.9 | |
Gansu | 0.09 | 6.69 | 14.19 | 8.89 | 9.92 | 0 | 2.0 | |
Qinghai | 0.69 | 11.20 | 18.70 | 9.88 | 12.37 | 0 | 16.7 | |
Ningxia | 0.95 | 11.79 | 17.44 | 15.04 | 152.71 | 9.3 | 3.6 | |
Xinjiang | 1.57 | 17.21 | 14.21 | 23.39 | 16.27 | 0 | 0 | |
BTH | Beijing | 3.59 | 6.13 | 9.13 | 5.99 | 48.52 | 20.4 | 13.4 |
Tianjin | 4.63 | 3.15 | 15.84 | 6.01 | 10.19 | 9.4 | 9.4 | |
Hebei | 5.05 | 4.16 | 12.37 | 6.22 | 10.70 | 15 | 12.7 | |
YRD | Shanghai | 7.65 | 0.93 | 6.64 | 0.86 | 0.92 | 26.9 | 13.7 |
Jiangsu | 5.93 | 5.39 | 12.51 | 7.49 | 13.35 | 18.0 | 14.8 | |
Zhejiang | 2.07 | 4.04 | 11.40 | 8.68 | 13.94 | 15.0 | 13.3 | |
PRD | Guangdong | 4.55 | 6.15 | 12.03 | 5.92 | 6.87 | 15.0 | 14.8 |
and represent proposed reduction in SO emissions in 2010 relative to 2005 and 2015 relative to 2010, respectively. The value for PRD refers to the proposed target for Guangdong province.
Trends and step change
The long-term trends of SO VCD were estimated by linear regressions of the gridded annually SO VCD against their time sequence of 2005 through 2015. The gridded slopes (trends) of the linear regressions denote the increasing (positive) or decreasing (negative) rates of SO VCD (Wang et al., 2016; Huang et al., 2016; Zhang et al., 2015, 2016).
The Mann–Kendall (MK) test was also employed in the assessments of the temporal trend and step change point year of SO VCD time series. The MK test is a nonparametric statistical test (Mann, 1945; Kendall and Charles, 1975) that is useful for assessing the significance of trends in time series data (Waked et al., 2016; Fathian et al., 2016). The MK test is often used to detect a step change point in the long-term trend of a time series dataset (Moraes et al., 1998; Li et al., 2016; Zhao et al., 2015). It is suitable for non-normally distributed data and censored data which are not influenced by abnormal values (Yue and Pilon, 2004; Sharma et al., 2016; Yue and Wang, 2004; Gao and Shi, 2016; Zhao et al., 2015). Recently, the MK test has also been used in trend analysis for the time series of atmospheric chemicals, such as persistent organic pollutants, surface ozone (O, and non-methane hydrocarbon (Zhao et al., 2015; Assareh et al., 2016; Waked et al., 2016; Sicard et al., 2016). Here the MK test was used to identify the temporal variability and step change point of SO VCD for 2005–2015 which may be associated with the implementation of the national strategy and regulation in energy industry development and emission control during this period. Under the null hypothesis (no trend), the test statistic was determined using the following formula: where is a statistic of the MK test, and where is the variable in time series , , …, , is the cumulative number for > . The test statistic is normally distributed with a mean and variance is given by From these two equations, one can derive a normalized , defined by where UF is the forward sequence, the backward sequence UB is calculated using the same function but with the reverse data series such that UB UF.
In a two-sided trend test, a null hypothesis is accepted at the significance level if , where is the critical value of the standard normal distribution, with a probability of . When the null hypothesis is rejected (i.e., when any of the points in UF exceeds the confidence interval 1.96; 0.05), a significantly increasing or decreasing trend is determined. UF > 0 often indicates an increasing trend and vice versa. The test statistic used in the present study enables us to discriminate the approximate time of trend and step change by locating the intersection of the UF and UB curves. The intersection occurring within the confidence interval (1.96, 1.96) indicates the beginning of a step change point (Moraes et al., 1998; Zhang et al., 2011; Zhao et al., 2015).
Estimate of SO emissions from OMI measurements
To assess the connections between the major point sources in large-scale energy industrial bases in northwestern China and provincial emissions, we made use of OMI-measured SO VCD to inversely simulate the SO emissions from Ningdong Energy Chemical Industrial Base (NECIB) in Ningxia and Midong Energy Industrial Base (MEIB) in Xinjiang. McLinden et al. (2016) and Fioletov et al. (2015, 2016) have developed a source detection algorithm which fits OMI-measured SO vertical column densities to a three-dimensional parameterization function of the horizontal coordinates and wind speed. This algorithm was employed in the present study to estimate the SO source strength in the two industrial bases and its contribution to the provincial total SO emissions. The details of this algorithm are in Fioletov et al. (2015). Briefly, the source detection algorithm uses a Gaussian function multiplied by an exponentially modified Gaussian function to fit the OMI SO measurements (Fioletov et al., 2015) OMI, defined by where and indicate the coordinates of the OMI pixel center (km); is the wind speed (km h at the pixel center; represents the total number of SO molecules (or SO burden) observed by OMI in a target emission source , where is a decay time of SO; and describes the width or spread of SO.
The , function represents the Gaussian distribution across the wind
direction line. The function , represents an exponential decay along the
axis smoothed by a Gaussian function. Once and are
determined, the SO burden as a function of , , and (OMI SO
(, , can be reconstructed. SO emission strength from a large point
source can be estimated by . In the present study, following
Fioletov et al. (2016), we choose a mean value of 20 km and 6 h
in the calculation of SO emission large point sources of interested.
Wind speed and direction on a 1 1
latitude–longitude spatial resolution were collected from NCEP (National
Centers for Environmental Prediction) Final Operational Global Analysis
(
Selected regions in this investigation across China, including northwestern China, defined by slash, which includes Inner Mongolia, Shaanxi, Gansu, Qinghai, Ningxia, Beijing–Tianjin–Hebei (BTH), the North China Plain (NCP), the Sichuan Basin, Yangtze River Delta (YRD), and Pearl River Delta (PRD). These regions are labeled in the figure and marked by different colors. The Ürümqi–Midong region (brown) and the Energy Golden Triangle (EGT, purple) are also labeled in the figure. Red triangles indicate 188 monitoring sites across China. Blue circles indicate six selected cities in Fig. 2.
[Figure omitted. See PDF]
There are several potential sources of errors which need to be taken into account when determining the overall uncertainty of the SO emission estimation. Fioletov et al. (2016) have highlighted three primary sources of errors in the OMI-based emission estimates, including AMF, the estimation of the total SO mass as determined from a linear regression, and the selection of and used to fit OMI measurements. Based on the coefficients of variation (CV, %) in these three error categories (McLinden et al., 2014, 2016; Fioletov et al., 2016) listed in Table S1 of Supplement, we estimated uncertainties in the SO emissions derived from OMI measurements in the two major point sources in northwestern China by running the source detection model repeatedly for 10 000 times using the Monte Carlo method. Results show the standard deviation of 35 to 122 kt yr for SO emissions in NECIB and 29 to 95 kt yr for SO emissions in MEIB from 2005 to 2015, respectively.
Annually averaged SO VCD (DU), scaled on the right-hand-side axis, and measured annual SO air concentration (g m), scaled on the left-hand-side axis, in Beijing, Shanghai, Chongqing, Guangzhou, Yinchuan, and Ürümqi.
[Figure omitted. See PDF]
Satellite data validation
The OMI-retrieved SO PBL VCDs were evaluated by comparing with ambient
air concentration data of SO from routine measurements by local
official operational air quality monitoring stations. The statistics between
OMI-retrieved SO VCD and monitored annually averaged SO air
concentrations during 2014–2015 at 188 operational air quality monitoring
stations across China are presented in Table S2. Supplement Fig. S1 is the
correlation diagram between SO VCD and sampled data. As shown in
Table S2 and Fig. S1, the OMI-measured SO VCDs agree well with the
monitored ambient SO concentrations across China at the correlation
coefficient of 0.85 ( < 0.05) (Table S2). Figure 2 further
compares annually averaged SO VCD and SO air concentrations from
2005 to 2015 in six capital cities. These are Ürümqi, Yinchuan, Beijing,
Shanghai, Guangzhou, and Chongqing. The mean SO
concentration data were collected from provincial environmental bulletin
published by the MEPC
(
Annually averaged SO VCD (DU), scaled on the right-hand-side axis, and annual emissions (1000 t yr) of SO, on the left-hand-side axis, in the NCP, YRD, PRD, Sichuan Basin, EGT, and Ürümqi–Midong region.
[Figure omitted. See PDF]
SO emissions data were further collected to compare with annual OMI SO VCD in selected regions. The results are presented in Fig. 3. As shown, the annual variation in SO VCD agrees reasonably well with SO emission data except for the Ürümqi–Midong region. The OMI-measured SO VCD in the PRD and Sichuan Basin decreased from 2008 to 2012, but SO emissions changed little. Compared with the other five marked regions (Fig. 1), the satellite-measured SO VCD in Ürümqi–Midong decreased in 2010 and increased in 2012. However, SO emissions in Ürümqi–Midong 2012 are factors of 11 and 8 higher than in 2008 and 2010, respectively. It should be noted that air pollutants released in the atmosphere are affected by physical and chemical processes. They may be transported over large distances by atmospheric motions, transformed into other compounds by chemical or photochemical processes, and “washed out” or deposited at the Earth's surface (Zhao et al., 2017; Brasseur et al., 1998). The atmospheric removal and advection processes may also contribute to the inconsistency between monitored and satellite observations. In addition, the MEIC SO emission inventory from the bottom-up approach might be subject to large uncertainties due to data manipulation and the lack of sufficient knowledge in human activities and emissions from different sources (Li et al., 2017; Zhao et al., 2011; Lu et al., 2011; Kurokawa et al., 2013). The uncertainties in the MEIC-estimated SO emissions used in the present study are up to 12 % (Li et al., 2017). As shown in Fig. 3, the OMI-measured SO VCD from 2008 to 2012 in Ürümqi–Midong was about 0.2 DU which was comparable with that in the Energy Golden Triangle (EGT). However, the reported SO emissions in Ürümqi–Midong was only 4 % of the SO emissions in the EGT in 2012 and 0.5 % of that in the EGT from 2008 to 2010. It might be attributed to the fact that some large sources were not included in the MEIC SO emission inventory. From this perspective, the satellite remote sensing provides a very useful tool in monitoring SO emissions from large point sources and in the verification of emission inventories (Fioletov et al., 2015, 2016; McLinden et al., 2016; Wang et al., 2015).
Annual averaging OMI-retrieved vertical column densities of SO (DU) and their trends from 2005 to 2015 on 0.25 0.25 latitude–longitude resolution in China. (a) Annual mean SO vertical column densities; (b) slope (trend) of linear regression relationship between annual averaging OMI-retrieved SO VCD and the time sequence from 2005 to 2015 over China. The positive values indicate an increasing trend of SO VCD from 2005 to 2015, and vice versa. The blue circle highlights the six selected regions including NCP (a), YRD (b), PRD (c), Sichuan Basin (d), Energy Golden Triangle (EGT, e), and Ürümqi–Midong region (f).
[Figure omitted. See PDF]
Results and discussion
OMI-measured SO in China
Given higher population density and stronger industrial activities, eastern and southern China is traditionally industrialized and heavily contaminated regions by air pollution and acid rain caused by SO emissions. Figure 4a shows annually averaged OMI SO VCD over China on a 0.25 0.25 latitude–longitude resolution averaged from 2005 to 2015. SO VCD was considerably higher in eastern and central China and Sichuan Basin than in northwestern China. The highest SO VCD was found in the NCP, including BTH, Shandong, and Henan. The annually averaged SO VCD between 2005 and 2015 in this region reached 1.36 DU. This result is in line with previous satellite remote-sensing-retrieved SO emissions in eastern China (Krotkov et al., 2016; Lu et al., 2010; Bauduin et al., 2016; Jiang et al., 2012; Yan et al., 2014). However, in contrast to the spatial distribution of decadal mean SO VCD (Fig. 4a), the slopes of the linear regression relationship between annual average OMI-retrieved SO VCD and the time sequence from 2005 to 2015 over China show that the negative trends overwhelmed industrialized eastern and southern China, particularly in the NCP, Sichuan Basin, the YRD, and PRD, manifesting a significant decline of SO emissions in these regions. SO VCD in the PRD exhibited the largest decline at a rate of 7 % yr, followed by the NCP (6.7 % yr, Sichuan Basin (6.3 % yr, and the YRD (6 % yr. Annual average SO VCD in the PRD, NCP, Sichuan Basin, and YRD decreased by 52, 50, 48, and 46 % in 2015 compared to 2005 (Fig. 5), though the annual fluctuation of SO VCD shows rebounds in 2007 and 2011 which are potentially associated with the economic resurgence stimulated by the central government of China (He et al., 2009; Diao et al., 2012). The reduction of SO VCD after 2011 in these regions reflects virtually the response of SO emissions to the regulations in the reduction of SO release, the mandatory application of the flue-gas desulfurization (FGD) on coal-fired power plants and heavy industries, and the slowdown in the growth rate of the Chinese economy (CSC, 2011a; Wang et al., 2015; Chen et al., 2016).
Since in the MK test the signs and fluctuations of UF are often used to
predict the trend of a time series, this approach is further applied to
quantify the trends and step changes in annual SO VCD time series in
those highlighted regions (a–f) in Fig. 4b from 2005 to 2015. Results are
illustrated in Fig. 6. As shown, the forward and backward sequences
UF and UB intersect at least once from 2005 to 2015. These
intersections are all well within the confidence levels between 1.96 and
1.96 at the statistical significance 0.01. A common feature of
the forward sequence UF in eastern and southern China provinces is that
UF has been declining and become negative from 2007 to 2009 onward
(Fig. 6a–d), confirming the downturn of SO atmospheric emissions and
levels in these industrialized and well-developed regions in China. The step
change points of OMI-measured SO VCDs in the NCP, YRD, and Sichuan
Basin occurred between 2012 and 2013. These step change points coincide with
the implementation of the new Ambient Air Quality Standard in 2012, which
set a lower ambient SO concentration limit in the air (MEPC, 2012),
and the Air Pollution Prevention and Control Action Plan in 2013 by the
State Council of China (CSC, 2013a). This action plan recommends taking
immediate actions to control and reduce air pollution in China, including
cutting down industrial and mobile emission sources, adjusting industrial
and energy structures, and promoting the application of clean energy in the
BTH, YRD, PRD, and Sichuan Basin. The step change in SO VCD over the
PRD occurred in 2009–2010 and from this period onward
the decline of SO VCD speeded up, as shown by the forward sequence
UF which became negative after 2007 and was below the confidence level
of 1.96 after 2009, suggesting significant decreasing VCD from 2009 (Fig. 6c).
In April 2002, the Hong Kong Special Administrative Region (HKSAR)
government and the Guangdong provincial government reached a consensus to
reduce, on a best endeavor basis, the anthropogenic emissions of SO by
40 % in the PRD by 2010, using 1997 as the base year
(
Percentage changes in annual mean OMI SO VCD relative to 2005 in four highlighted regions in eastern and southern China and two large-scale energy industry bases in the EGT and Ürümqi–Midong region in Fig. 4b.
[Figure omitted. See PDF]
Mann–Kendall (MK) test statistics for annual SO VCD in those highlighted regions (Figs. 1 and 4b) from 2005 to 2015. The blue solid line is the forward sequence UF and the red solid line is the backward sequence UB defined by Eq. (5). The positive values for UF indicate an increasing trend of SO VCD, and vice versa. Two straight solid lines stand for confidence interval between 1.96 (straight green line) and 1.96 (straight purple line) in the MK test. The intersection of UF and UB sequences within the intervals between two confidence levels indicates a step change point.
[Figure omitted. See PDF]
OMI-measured SO “hot spots” in northwestern China
As also shown in Fig. 4b, in contrast to widespread decline of SO VCD, there are two “hot spots” featured by moderate increasing trends of SO VCD, located in the EGT (Shen et al., 2016; Ma and Xu, 2017) and Ürümqi–Midong region in northwestern China. The annual growth rate of SO VCD from 2005 to 2015 is 3.4 % yr in the EGT and 1.8 % yr in Ürümqi–Midong (Fig. 4b). SO VCD in these two regions peaked in 2011 and 2013 and was 1.6 and 1.7 times that in 2005 (Fig. 5). The rising SO VCD in the part of the EGT has been reported by Shen et al. (2016). The second hot spot is located in Ürümqi–Midong region, including MEIB, which is about 40 km away from Ürümqi. The EGT and MEIB are both characterized by extensive coal mining, thermal power generation, coal chemical, and coal liquefaction industries. The reserve of coal, oil, and natural gas in the EGT is approximately 1.05 10 t of standard coal equivalent, accounting for 24 % of the national total energy reserve in China (CRGECR, 2015). It has been estimated that there are deposits of 20.86 billion t of oil, 1.03 billion m of natural gas, and 2.19 trillion t of coal in Xinjiang, accounting for 30, 34, and 40 % of the national total (Dou, 2009). Over the past decades, a large number of energy-related industries have been constructed in northwestern China, such as the EGT and MEIB, to enhance China's energy security in the 21st century and speed up the local economy. The rapid development of energy and coal chemical industries in Ningxia Hui Autonomous Region and Xinjiang of northwestern China alone resulted in significant demands to coal mining and coal products. The coal consumption, thermal power generation, and the gross industrial output increased by 2.7, 3.5, and 6.6 times in Ningxia from 2005 to 2015 and by 2.7, 4.2, and 6.6 times in Xinjiang during the same period (NBSC, 2005, 2015). As a result, SO emissions increased markedly in these regions, as shown by the increasing trends of SO VCD in the EGT and Ürümqi–Midong region (Fig. 4b).
The MK forward sequence further confirms the increasing SO VCD in the EGT and Ürümqi–Midong. As seen in Fig. 6e and f, the UF values for SO VCD are positive and growing, illustrating clear upward trends of SO VCD over these two large-scale energy industry bases, revealing the response of SO emissions to the energy industry relocation and development in northwestern China. To guarantee the national energy security and to promote the regional economy, the EGT energy program has been accelerating since 2003 under the national energy development and relocation plan (Zhu and Ruth, 2015; Chen et al., 2016), characterized by the rapid expansion of the NECIB, which is located about 40 km away from Yinchuan, the capital of Ningxia (Shen et al., 2016). By the end of 2010, a large number of coal chemical industries, including the world largest coal liquefaction and thermal power plants, have been built and operated, and the total installed capacity of thermal power generating units has reached 1.47 million kilowatts (Zhao, 2016). Under the same national plan, the MEIB in Xinjiang started construction and operation in the early to mid-2000s and has almost the same type of industry as the EGT, featuring coal-fired power generation, coal chemical industry, and coal liquefaction.
The statistically significant step change points of SO VCD in the EGT and Ürümqi–Midong took place in 2006 and 2009 (Fig. 6e and f), differing from those regions with decreasing trends of SO VCD in eastern and southern China. The first step change point in 2006–2007 corresponds to the increased SO emissions in these two large-scale energy bases until their respective peak emissions in EGT (2007) and Ürümqi–Midong (2008). The second step change point in 2009 coincides with the global financial crisis in 2008, which slowed down the economic growth in 2009 in China considerably, leading to raw material surplus and the remarkable reduction in the demand for coal products.
OMI SO time series and step change point year in northwestern China
The clearly visible “hot spots” featured by increasing OMI-measured SO VCD in the EGT/NECIB and MEIB raise a question: to what extent could these large-scale energy industrial bases affect the trend and fluctuations of SO emissions in northwestern China? Figure 7 illustrates the fractions (%) of OMI-measured annual SO VCD and SO emissions averaged over the six provinces of northwestern China in the annual national total VCD (Fig. 7a) and emissions (Fig. 7b) from 2005 to 2015. Both the SO VCD and emission fractions in northwestern China in the national total increased over the past decade. By 2015, the mean SO VCD fraction in six northwestern provinces had reached 38 % of the national total. The mean emission fraction was about 20 % in the national total. It should be noted that there were large uncertainties in provincial SO emission data which often underestimated SO emissions from major point sources (Li et al., 2017; Han et al., 2007). In this sense, OMI-retrieved SO VCD fraction provides a more reliable estimate to the contribution of SO emissions in northwestern China to the national total.
Annual fractions of OMI-retrieved SO VCD and emissions averaged over 6 northwestern provinces in the national total SO VCD from 2005 to 2015 and emissions from 2005 to 2014. (a) Fraction of annual mean SO VCD; (b) fraction of annual mean emissions. Fractions of SO VCD are calculated as the ratio of the sum of annually averaged SO VCD in northwestern China to the sum of annually averaged SO VCD in the national total from 2005 to 2015 (%).
[Figure omitted. See PDF]
Per capita SO emissions in six provinces of northwestern China and three key eastern regions (t person). The value for PRD refers to the per capita SO emissions for Guangdong province.
[Figure omitted. See PDF]
The annual percentage changes in SO VCD from 2005 onward are consistent well with the per capita SO emissions in China (Fig. 8). As aforementioned, while the annual total SO emissions in the well-developed BTH, YRD, and PRD were higher than in northwestern provinces, the per capita emissions in all provinces of northwestern China, especially in Ningxia and Xinjiang where the NECIB and MEIB are located, were about factors of 1 to 6 higher than that in the BTH, YRD, and PRD, as shown in Fig. 8. In contrast to declining annual emissions from the BTH, YRD, and PRD, the per capita SO emissions in almost all western provinces have been growing since 2005.
Since almost all large-scale coal chemical, thermal power generation, and coal liquefaction industries were built in energy-abundant and sparsely populated northwestern China over the past 2 decades, particularly since the early 2000s, those large-scale industrial bases in this part of China likely play an important role in the growing SO emissions in northwestern provinces. We further examine the OMI-retrieved SO VCD to confirm and evaluate the changes in SO emissions in northwestern China which should otherwise respond to these large-scale energy programs under the national plan for energy relocation and expansion. Figure 9 displays the MK test statistics for SO VCD in the six provinces in northwestern China from 2005 to 2015. The forward sequence UF suggests decreasing trends in Shaanxi and Gansu provinces and a moderate increase in Qinghai province. In Xinjiang and Ningxia, where the most energy industries were relocated and developed for the last decade (2005–2015), as previously mentioned, UF time series estimated using SO VCD data illustrate clear upward trends. Compared with those well-developed regions in eastern and southern China, the UF values of SO VCD in these northwestern provinces are almost all positive, except for Shaanxi province where the UF turned to negative from 2008 and Gansu province where the UF value become negative during 2012–2013.
The step change points identified by the MK test for SO VCD in northwestern China appear strongly associated with the development and use of coal energy. As shown in Fig. 9, the intersection of the forward and backward sequences UF and UB within the confidence levels of 1.96 (straight green line) to 1.96 (straight purple line) can be identified in 2006 and 2007 in Ningxia and Xinjiang, respectively, corresponding well to the expansion of two largest energy industry bases from 2003 onward in Ningxia (NECIB) and Xinjiang (MEIB). The step change point of SO VCD in 2012 in Gansu province coincides with fuel switching from coal to gas in the capital city (Lanzhou) and many other places of the province initiated from 2012 (CSC, 2013b). The MK-derived step change point in Shaanxi province occurred in 2010, which was a clear signal of marked decline of fossil fuel products in northern Shaanxi (where, as the part of the EGT (Ma and Xu, 2017) of China, the largest energy industry base in the province is located) right after the global financial crisis.
Same as Fig. 6 but for Mann–Kendall (MK) test statistics for annually averaged SO VCD in six provinces in northwestern China from 2005 to 2015.
[Figure omitted. See PDF]
It is interesting to note that the forward sequences UF of SO VCD (Fig. 9e and f) in Ningxia and Xinjiang exhibit similar fluctuations as in Ningdong (NECIB) and Ürümqi–Midong (MEIB) (Fig. 9e and f), manifesting the potential associations between the SO emissions in these two large-scale energy industrial bases (major point sources) and provincial emissions in Ningxia and Xinjiang, respectively. This suggests that large-scale energy industrial bases might likely overwhelm or play an important role in the SO emissions in those energy-abundant provinces in northwestern China. Figure 10 illustrates mean SO VCD from 2005 to 2015 in northern Xinjiang (Fig. 10a) and Ningxia (Fig. 10b). The largest concentrations can be seen clearly in the MEIB and the NECIB in these two minority autonomous regions of China. Lower SO concentrations are illustrated in mountainous areas of northern Xinjiang. Based on inverse modeling of SO burdens (, 10 molecules) in the source detection model (Sect. 2.4), we estimated SO emissions (, kt yr in the NECIB and MEIB from 2005 to 2015, defined by , where is a decay time of SO (Sect. 2.4). The results are illustrated in Fig. 11. As shown, the SO emissions increased from 2005 and reached the maximum in 2011 in the NECIB and declined thereafter, in line with the annual SO VCD fluctuations in this energy industry base, which is, as already mentioned, attributable to the economic rebound in 2011 in China. Of particular interest are the large fractions of the estimated SO emissions in the NECIB in Ningxia province (Fig. 11a) from 2005 to 2015. These large fractions suggest that this energy industry park alone contributed up to 50 % or more emissions to the provincial total SO emissions. Likewise, the OMI SO VCD-derived SO emissions in the MEIB also made an appreciable contribution (15–20 %) to the provincial total SO emissions in Xinjiang. Covered by a large area of Gobi desert (Junggar Basin), there are only a few SO emission sources in the vast northern Xinjiang region (total area of Xinjiang is 1.66 10 km. This likely leads to the small fractions of SO emissions in the MEIB in the total SO emissions in Xinjiang. Figure 11c and d show SO VCDs (the left axis) and the ratios (the right axis) of the mean VCDs in NECIB and MEIB to the provincial mean VCDs in Ningxia and Xinjiang from 2005 to 2015, respectively. It can be seen that the maximum mean SO VCD over the MEIB is about a factor of 4.5 greater than the mean SO VCD over Xinjiang province (Fig. 11d). This ratio is larger than the ratio (2.9) of the SO VCD in the NECIB to the SO VCD averaged over Ningxia province (Fig. 11c). Nevertheless, overall our results suggest that, although there were only a small number of SO point sources in these two energy industrial bases, the SO emissions from the NECIB and MEIB made significant contributions to provincial total emissions. Given that the national strategy for China's energy expansion and safety during the 21st century is, to a large extent, to develop large-scale energy industry bases in northwestern China, particularly in Xinjiang and Ningxia (Zhu and Ruth, 2015; Chen et al., 2016) where the energy resources are most abundant in China, we would expect that the rising SO emissions in northwestern China would increasingly be attributed to those large-scale energy industry bases and contribute to the national total SO emissions in China.
Annually averaging OMI-retrieved vertical column densities of SO (DU) in two major point sources: the MEIB in Xinjiang (a) and the NECIB in Ningxia (b).
[Figure omitted. See PDF]
Annually averaged SO emissions (kt yr and SO VCD (DU) in the NECIB and MEIB as well as their fractions in provincial total SO emissions and ratios between SO VCD in these two regions and that in the provinces. (a) SO emissions (blue bar) in the NECIB and its fraction (red solid line) of the total provincial SO emissions in Ningxia. The left axis is SO emissions, the right axis denotes the fraction (%) at the upper panel, and the error bars denote the standard deviations of source-detection-algorithm-estimated SO emission point sources; (b) same as Fig. 11a but for the MEIB. (c). SO VCD (blue bar) in the NECIB and the ratio (red solid line) between SO VCD in the NECIB and that in Ningxia. The left axis stands for SO VCD (DU) and the right axis denotes the ratio at the lower panel; (d) same as Fig. 11c but for the MEIB.
[Figure omitted. See PDF]
Table 1 presents the annual average growth rates of SO VCD, industrial (second) GDP, and major coal-consuming industries in northwestern China and three developed areas (BTH, YRD, PRD) in eastern and southern China. The positive growth rates of SO VCD can be observed in the three provinces and autonomous regions (Qinghai, Ningxia, and Xinjiang) of northwestern China. Although the growth rates of SO VCD in other two provinces (Gansu and Shaanxi) are negative, the magnitudes of the negative growth rates are smaller than those in the BTH, YRD, and PRD, except for Zhejiang province in the YRD. This regional contrast reflects both their economic and energy development activities and the SO emission control measures implemented by the local and central governments of China. Although China has set a national target of 10 % SO emission reduction (relative to 2005) during 2006–2010 and 8 % (relative to 2010) during 2011–2015 (CSC, 2007, 2011b), under the Grand Western Development Program of China, the regulation for SO emission control was waived in those energy-abundant provinces of northwestern China in order to speed up the large-scale energy industrial bases and local economic development and improve local personal income. Also, although FGDs were widely installed in coal-fired power plants and other industrial sectors since the 1990s, by 2010 as much as 57 % of these systems were installed in eastern and southern China (Zhao et al., 2013). The capacity of small power generators which were shut down in western China was merely about 10 808 MW, only accounting for about 19 % of the capacity of total small power plants which were eliminated in China (55 630 MW) during the 11th 5-year plan period (2006–2010) (Cui et al., 2016). As shown in Table 1, the SO emission reduction plans virtually specified the zero percentage of SO emission reductions in Qinghai, Gansu, and Xinjiang and lower reduction percentage in the emission reduction in Ningxia and Inner Mongolia as compared to eastern and southern China during the 11th (2006–2010) and 12th (2011–2015) 5-year plans. As a result, the average growth rate for thermal power generation, steel production, and coal consumption from 2005 to 2015 in northwestern China reached 14.1, 35.7, and 11.9 % yr, considerably higher than the averaged growth rates over eastern and southern China (5.9 % yr in the BTH, 0.8 % yr in the YRD, and 2.3 % yr in the PRD).
Conclusions
The spatiotemporal variation in SO concentration during 2005–2015 over China was investigated by making use of the PBL SO column concentrations measured by the OMI. The highest SO VCD was found in the NCP, the most heavily SO-polluted area in China, including Beijing–Tianjin–Hebei, Shandong, and Henan. Under the national regulation for SO control and emission reduction, the SO VCD in eastern and southern China underwent widespread decline during this period. However, the OMI-measured SO VCD detected two “hot spots” in the EGT (Ningxia–Shaanxi–Inner Mongolia) and Midong (Xinjiang) energy industrial bases, in contrast to the declining SO emissions in eastern and southern China, displaying an increasing trend with the annual growth rate of 3.4 % yr in the EGT and 1.8 % yr in Midong. The trend analysis further revealed enhanced SO emissions in most provinces of northwestern China likely due to the national strategy for energy industry expansion and relocation in energy-abundant northwestern China. As a result, per capita SO emissions in northwestern China have exceeded industrialized and populated eastern and southern China, making increasing contributions to the national total SO emissions. The estimated SO emissions in the Ningdong (Ningxia) and Midong (Xinjiang) energy industrial bases from OMI-measured SO VCD showed that the SO emissions in these two industrial bases made significant contributions to the total provincial emissions. This indicates, on one hand, that the growing SO emissions in northwestern China would increasingly come from those large-scale energy industrial bases under the national energy development and relocation plan. On the other hand, this fact also suggests that it is likely more straightforward to control and reduce SO emissions in northwestern China because the SO control measures could be readily implemented and authorized in those state-owned large-scale energy industrial bases.
The OMI SO product (OMSO2 L3 V003) is
publicly available from the NASA Goddard Earth Sciences
(GES) Data and Information Services Center (DISC)
at
The Supplement related to this article is available online at
The authors declare that they have no conflict of interest.
Acknowledgements
This work is supported by the National Natural Science Foundation of China (grants 41503089, 41371478, and 41671460), Gansu Province Science and Technology Program for Livelihood of the People (1503FCMA003), the Natural Science Foundation of Gansu Province of China (1506RJZA212), and Fundamental Research Funds for the Central Universities (lzujbky-2016-249 and lzujbky-2016-253). We thank Vitali Fioletov for his suggestions and advice during the preparation of this paper. Edited by: Leiming Zhang Reviewed by: two anonymous referees
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Abstract
The rapid growth of economy makes China the largest energy consumer and sulfur dioxide (SO
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1 Key Laboratory for Environmental Pollution Prediction and Control, Gansu Province, College of Earth and Environmental Sciences, Lanzhou University, 730000 Lanzhou, China
2 Laboratory for Earth Surface Processes, College of Urban and Environmental Sciences, Peking University, 100871 Beijing, China; Key Laboratory for Environmental Pollution Prediction and Control, Gansu Province, College of Earth and Environmental Sciences, Lanzhou University, 730000 Lanzhou, China; CAS Center for Excellence in Tibetan Plateau Earth Sciences, Chinese Academy of Sciences, 100101 Beijing, China