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1. Introduction
The heart valve ailments (HVAs) are cardiovascular abnormalities, and these ailments occur due to the defect in any of the valves (tricuspid, pulmonary, mitral, and aortic) of the heart [1, 2]. The valves of the heart prevent the backward flow of the blood, and for the proper functioning of the heart, the valve should be effectively closed or opened during the flow of blood from one chamber to another chamber of the heart [3]. The HVAs are classified as mitral stenosis (MS), mitral valve prolapse (MVP), mitral regurgitation (MR), and aortic stenosis (AS) based on the defect in the heart valves [4]. The MR ailments occur due to the improper closing of the mitral valve, which further causes the reverse flow of blood from the left ventricle to the left atrium [5]. Similarly, the AR refers to the improper closing of the aortic valve; as a result, the backward flow of blood from the aorta to the right ventricle may occur [5]. Moreover, the MS is termed as the problem in the opening of the mitral valve, where the left ventricle is not getting a sufficient amount of blood from the left atrium [6]. Similarly, the AS pathology refers to the improper opening of the aortic valve, which prevents the flow of blood from the left ventricle to the aorta of the heart [5] [6]. For the diagnosis of these pathologies, different imaging techniques such as computed tomography scan, magnetic resonance imaging (MRI), cardiac echocardiography, and ultrasonic devices have been used [7–10]. It has been reported from the literature that various quantitative parameters such as transvalvular velocity, average value area, and mean value of transvalvular gradient have been considered to determine the progression of HVAs [11]. The aforementioned imaging modalities have limitations, such as the selection of tuning parameters in ultrasonic devices to obtain better resolution images of heart chambers and valves for the diagnosis of HVAs [10, 12]. Also, these imaging techniques are costly and require trained medical staff for the accurate assessment of HVAs [13]. The phonocardiography (PCG) is a noninvasive and low-cost diagnostic test used for the detection of HVAs [14, 15]. The diagnostic features such as the duration of both the systolic segment and diastolic segment, morphologies of both S1 and S2 components, and the appearance of murmurs have been investigated for the diagnosis of HVAs [14, 16]. To assist the clinicians in the diagnosis of HVAs, an automatic diagnosis system (ADS) will be helpful especially while treating patients admitted in the intensive care unit where continuous recording and monitoring of PCG signal is done 24 hours [17]. The ADS comprises the evaluation of various diagnostic features from the PCG recording and automated classification of HVAs using the PCG signal features [13]. For smart healthcare and the Internet of healthcare things (IoHT) applications [18, 19], the automated diagnosis of HVAs from the PCG signal is a challenging area of research. Therefore, the development of new methods for the extraction of PCG signal features and the classification of HVAs is required.
In the last two decades, various algorithms have been used for the automated detection of HVAs using PCG signals. These algorithms have considered different feature extraction methodologies to extract the features from the PCG signal and used various machine learning classifiers for the categorization of HVAs. A review of various automated methods for the detection of HVAs has been reported in [20, 21]. The time, frequency, time scale, and time-frequency domain-based features from PCG signal have been used for the detection of HVAs. The time-domain features from the PCG signals have been used in [22–26], for the categorization of both normal and abnormal heart sounds. Similarly, in [27–30], the frequency domain features from the PCG signals have been considered for the discrimination of normal and abnormal cardiac sounds. The time-scale-based methods such as discrete wavelet transform (DWT) [31, 32], empirical mode decomposition (EMD) [31, 32], and tunable Q-wavelet transforms (TQWT) [33] of PCG signals have also been used for the detection of HVAs. Moreover, the time-frequency analysis-based approaches such as the short-time Fourier transform (STFT) [34, 35], synchrosqueezing transform (SST) [36], and other time-frequency decomposition-based approaches [37–39] of PCG signals are used for the categorization of HVAs. The machine learning techniques such as the support vector machines (SVM) [40], random forest (RF) [41], convolutional neural network (CNN) [42], and hidden Markov model (HMM) [43] have been used for the classification of HVAs. It is evident from the literature that time-frequency and time-scale analysis-based approaches have demonstrated higher classification performance for the detection of HVAs using PCG signals. Son et al. [44] have combined the Mel frequency cepstral coefficients (MFCC) and DWT-based features from the PCG signals and used these features for the detection of HVAs. They have considered various machine learning classifiers for HVA detection. In [45], the authors have applied a novel algorithm based on wavelet fractal dimension and a twin support vector machine (TWSVM) for the classification of HVAs using PCG signals. Moreover, Ghosh et al. [36] have extracted the magnitude and phase features from the time-frequency representation of the segmented PCG cycles for the discrimination of HVAs. They have used synchrosqueezing transform (SST) for the evaluation of the time-frequency matrix from the PCG signal. The SST-based method has drawbacks such as it has poor time-frequency resolution for PCG signals as it uses the coefficient reassignment in the time-frequency plane based on the instantaneous frequency of the PCG signal [36, 46]. Also, the SST method has shown less performance for the detection of HVAs. The methods reported in the literature have segmented the PCG signal into cardiac cycles and then extracted features from the segmented cardiac heart sound cycles for the detection of HVAs. The PCG signal with multiple cardiac heart sound cycles effectively captures the variations in the amplitudes and shapes of S1 and S2 sound components and the duration of systolic and diastolic segments [14]. The existing approaches have not considered the PCG signals from all HVA classes to design the automated diagnosis frameworks. Therefore, an intelligent system which uses PCG signal with multiple cardiac heart sound cycles and classifies all HVAs is required for healthcare applications.
The PCG signal is nonstationary, and the components of this signal such as S1, S2, and murmurs are nonlinear and time-varying [47, 48]. In our previous work, we have analyzed the PCG signal using Chirplet transform (CT) for the detection of HVAs [44]. The CT works well for chirp-like signals with linearly time-varying components [49, 50]. But the CT fails to capture the transition from S1 component to systolic murmur, and from S2 component diastolic murmur in the time-frequency plot of the pathological PCG signals [13]. In this work, we have considered the spline CT (SCT) as the extension of CT for the evaluation of the time-frequency matrix from the PCG signal. The SCT has advantages such as it has better time-frequency localization for the nonlinearly time-varying components of the nonstationary signal as compared to CT [51]. Therefore, we can expect that the time-frequency matrix computed using SCT of the PCG signal can effectively capture the pathological variations and provide better resolution in the time-frequency domain of the PCG signal. Recently, the convolutional neural network (CNN) and stacked autoencoder- (SAE-) based deep neural network (DNN) methods have been used for the automated assessment of HVAs using PCG signals [44, 52]. In order to obtain the optimal parameters in CNN and SAE networks, rigorous training based on the gradient descent algorithm is used [53]. Also, these networks require more instances during the training process for obtaining the optimal model parameters [54]. The DNN based on extreme learning machine- (ELM-) autoencoder has advantages such as it requires less training time for the evaluation of the model parameters [55], and the ELM-autoencoder model can be efficiently implemented in real-time for the dimension reduction [56]. The sparse representation-driven classification methods have been widely used for various biomedical applications [13, 57–59]. These methods require fewer features for training instances and also have fewer training parameters for the prediction of class labels from the test feature vectors [59]. The SRC has shown better performances as compared to other machine learning approaches for the classification of HVAs from PCG signal features [13]. The kernel sparse representation classifier (KSRC) uses the kernel trick to map the feature instances to the higher dimensional space, and the SRC is applied in the higher dimensional space for the classification [60, 61]. The KSRC has shown better classification performance for the dataset which consists of nonlinearly separable feature instances as compared to SRC [57, 62]. Therefore, the DNN developed based on the ELM-autoencoder, and KSRC will be effective for the automated detection of HVAs using the time-frequency representation of the PCG signal. The contributions of this paper are written as follows:
(i) The SCT-based time-frequency analysis is used for the evaluation of time-frequency representation of PCG recording
(ii) The nonlinear features such as the L1-norm (LN), sample entropy (SEN), and permutation entropy (PEN) are computed from different frequency components of the SCT-based time-frequency matrix of PCG signals
(iii) The deep layer kernel sparse representation network (DLKSRN) is proposed for the detection of HVAs using the time-frequency domain features of the PCG signal
The remaining sections of this manuscript are written as follows. In Section 2, the proposed method for the detection and classification of HVAs is described. The results obtained from the proposed work are discussed in Section 3, and conclusions are presented in section 4.
2. Proposed Method
The flow diagram of the proposed HVA detection approach is depicted in Figure 1, and the details of the various steps involved in the proposed approach are explained in detail in the following subsection.
[figure omitted; refer to PDF]
The PCG signals for normal (N) and pathological classes such as MR, MS, AS, and MVP are depicted in Figure 3(a), Figure 3(c), Figure 3(e), Figure 3(g), and Figure 3(i), respectively, and the time-frequency plots for these signals were obtained using SCT are shown in Figure 3(b), Figure 3(d), Figure 3(f), Figure 3(h), and Figure 3(j), respectively. It can be observed that the pattern associated with the pathological PCG signal has different morphology for each type of HVA as compared to the normal PCG signal. The energies in the S1 and S2 components of the normal PCG signals are grossly distributed from 25 Hz to 300 Hz (as shown in Figure 3(b)). However, during HVA, the energy is distributed above 300 Hz in the time-frequency plot of the PCG signal. Each frequency component in the time-frequency matrix of the PCG recording has different characteristics for normal and pathological PCG signals. Therefore, the features computed from each frequency component of the PCG recording in the time-frequency domain will be helpful for the accurate detection of HVAs. In this study, we have extracted three types of nonlinear features, namely, L1-norm, sample entropy, and permutation entropy from the first 400 frequency atoms or components of the time-frequency representation of the PCG recording. The L1-norm (LN) features for the
[figures omitted; refer to PDF]
Moreover, we have also evaluated the sample entropy (SEN) [69] and permutation entropy (PEN) [70] features from the
2.3. Deep Layer KSRC
In this work, the DLKSRN is proposed for the classification of HVAs using PCG signal features. The architecture of DLKSRN is shown in Figure 4. It consists of an input layer, first ELM-autoencoder hidden layer, second ELM-autoencoder hidden layer, and an output layer. In this work, the hold-out and 10-fold cross-validation (CV) techniques are used to select the training and test PCG recordings. The feature matrix which comprises of the training feature vectors of the PCG recordings and the class labels are given as,
[figure omitted; refer to PDF]
The feature matrix obtained in the second hidden layer of ELM-autoencoder is given as follows:
The new feature matrix,
The mapping function
The matrix
The above equation can also be written as,
The residual for each class is computed, and the final class label for the second hidden layer feature vector of test PCG recording is given by
In this study, the number of neurons used in the first and second hidden layers of the proposed DLKSRN is 800 and 600, respectively. Moreover, we have also considered the random forest (RF) [36] and
3. Results and Discussion
In the first part of this section, the statistical analysis results of SCT-based features of PCG recordings are presented. In the second part, the classification results using RF, KNN, KSRC, and the proposed DLKSRN models are shown. The third part of this section describes the comparison and advantages of the proposed approach for HVA detection. In this study, we have conducted a statistical analysis of all 1200 SCT-based features of the PCG recording. The results are shown for 15 different features out of 1200 features. The intraclass variations of the LN features for 18th, 50th, 196th, 293th, and 378th frequency components for all N, MVP, AS, MR, and MS categories are depicted in Figures 5(a)–5(e), respectively. Similarly, the within-class variations of the SEN features for the 26th, 140th, 250th, 333th, and 395th frequency components for all classes are shown in Figures 5(f)–5(j), respectively. Moreover, in Figures 5(k)–5(o), we have shown the intraclass variations of PEN features for 36th, 57th, 128th, 251st, and 346th frequency components in all classes. The parameters such as mean and standard deviation values of features whose intraclass variations given in boxplots of Figure 3 are shown in Table 1. It is noted that each feature has distinct mean values for each of the pathological classes (AS, MS, MR, MVP) and normal class. The SEN feature for more than 300 frequency components of the SCT-based time-frequency matrix has a lower mean value for the normal class as compared to the pathological classes. Similarly, more than 230 PEN features have lower mean values for the normal class, and more than 200 L1-norm features have higher mean values for the AS class. The pathological signature for MS is the presence of diastolic murmurs [73], and murmurs are observed between the systolic interval of PCG recording in MVP pathology [74]. In MS and AS pathologies, the murmurs have low-pitch sounds. Similarly, the high-pitch sounds are observed in the PCG recording during AR-based HVA [14]. The aforementioned pathological changes on the PCG recording affect the morphologies of the SCT-based time-frequency matrices. Hence, the features from the time-frequency matrices have distinct mean and standard deviation values. We have also used the analysis of variance- (ANOVA-) based test [75] to verify the statistical significance of SCT-based time-frequency features. It is observed from the ANOVA test that all 1200 features extracted from the SCT-based time-frequency representation of PCG recording have
[figures omitted; refer to PDF]
Table 1
Feature | Feature number | N | MS | MR | AS | MVP |
L1-norm | Feat 18 | |||||
Feat 50 | ||||||
Feat 196 | ||||||
Feat 293 | ||||||
Feat 378 | ||||||
SEN | Feat 426 | |||||
Feat 540 | ||||||
Feat 615 | ||||||
Feat 733 | ||||||
Feat 795 | ||||||
PEN | Feat 836 | |||||
Feat 857 | ||||||
Feat 928 | ||||||
Feat 1051 | ||||||
Feat 1146 |
The classification results of RF, KNN, KSRC, and DLKSRN are shown in Table 2. In this work, we have considered five random trials based on the hold-out CV to evaluate the performance of each classifier. The performance metrics are shown in the mean and standard deviation format in Table 2. Also, we have shown the confusion matrices of RF, KNN, KSRC, and DLKSRN classification models in Figures 6(a)–6(d), respectively. It is evident that the average number of true positives is high using DLKSRN as compared to the RF, KNN, and KSRC classifiers. The number of true positive (TP), true negative (TN), false positive (FP), and false-negative (FN) values is listed in Table 2 for normal and other pathological classes. It can be observed that DLKSRN has less number of average FN and FP values for each class. The values of the metrics such as precision, sensitivity, specificity, and
Table 2
Classification results obtained for automated detection of HVAs using various classifiers with SCT domain features and hold-out CV.
Classifier | Class | Performance measure | OA (%) | |||||||
TP | TN | FP | FN | Precision (%) | Sensitivity (%) | Specificity (%) | ||||
RF | N | 60 | 227 | 0 | 0 | 95.66 | ||||
MS | 60 | 227 | 6 | 0 | ||||||
MR | 49 | 238 | 1 | 11 | ||||||
AS | 59 | 228 | 1 | 1 | ||||||
MVP | 59 | 228 | 5 | 1 | ||||||
KNN | N | 60 | 231 | 0 | 0 | 97.00 | ||||
MS | 57 | 234 | 3 | 3 | ||||||
MR | 59 | 232 | 2 | 1 | ||||||
AS | 58 | 233 | 3 | 2 | ||||||
MVP | 57 | 234 | 1 | 3 | ||||||
KSRC | N | 60 | 236 | 0 | 0 | 98.66 | ||||
MS | 59 | 237 | 1 | 1 | ||||||
MR | 60 | 236 | 0 | 0 | ||||||
AS | 58 | 238 | 0 | 2 | ||||||
MVP | 59 | 237 | 3 | 0 | ||||||
DLKSRN | N | 60 | 238 | 0 | 0 | 99.23 | ||||
MS | 59 | 239 | 1 | 1 | ||||||
MR | 60 | 238 | 1 | 0 | ||||||
AS | 60 | 238 | 0 | 1 | ||||||
MVP | 59 | 239 | 1 | 1 |
[figures omitted; refer to PDF]
Table 3
Results of the classification using the DLKSRN classifier with ten-fold CV.
HVDs | Measures (%) | Fold 1 | Fold 2 | Fold 3 | Fold 4 | Fold 5 | Fold 6 | Fold 7 | Fold 8 | Fold 9 | Fold 10 | Average |
N | Precision | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | |
Sensitivity | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | ||
Specificity | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | ||
100.0 | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | |||
MS | Precision | 100.0 | 90.90 | 100.0 | 95.23 | 100.0 | 95.23 | 95.23 | 100.0 | 100.0 | 100.0 | |
Sensitivity | 100.0 | 100.0 | 95.00 | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | ||
Specificity | 98.75 | 98.75 | 100.0 | 98.73 | 100.0 | 100.0 | 100.0 | 98.75 | 100.0 | 98.73 | ||
100.0 | 95.23 | 100.0 | 97.56 | 100.0 | 97.56 | 100.0 | 97.43 | 97.56 | 100.0 | |||
MR | Precision | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | |
Sensitivity | 100.0 | 95.00 | 90.00 | 95.00 | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | ||
Specificity | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | ||
100.0 | 97.43 | 100.0 | 97.43 | 100.0 | 100.0 | 100.0 | 100.0 | 94.73 | 100.0 | |||
AS | Precision | 100.0 | 100.0 | 95.23 | 100.0 | 100.0 | 95.00 | 100.0 | 100.0 | 100.0 | 100.0 | |
Sensitivity | 100.0 | 100.0 | 100.0 | 100.0 | 95.00 | 100.0 | 100.0 | 100.0 | 95.00 | 100.0 | ||
Specificity | 100.0 | 100.0 | 100.0 | 98.73 | 100.0 | 100.0 | 100.0 | 97.46 | 100.0 | 100.0 | ||
94.73 | 100.0 | 97.56 | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | 100.0 | 97.56 | |||
MVP | Precision | 95.23 | 100.0 | 100.0 | 95.00 | 100.0 | 95.23 | 100.0 | 95.23 | 100.0 | 100.0 | |
Sensitivity | 100.0 | 100.0 | 95.00 | 100.0 | 100.0 | 100.0 | 95.00 | 95.00 | 100.0 | 100.0 | ||
Specificity | 100.0 | 100.0 | 98.75 | 100.0 | 97.50 | 100.0 | 100.0 | 100.0 | 100.0 | 98.73 | ||
95.23 | 97.43 | 97.43 | 100.0 | 100.0 | 97.43 | 100.0 | 97.56 | 97.56 | 97.43 | |||
All | OA | 100.0 | 99.33 | 99.04 | 100.0 | 100.0 | 98.05 | 98.11 | 99.25 | 99.86 | 98.84 |
Table 4
Overall accuracy values obtained using the DLKSRN classifier for various number of neurons in the 1st and 2nd hidden layer of validation and test sets for N vs. MS vs. MR vs. AS vs. MVP classification scheme.
Number of neurons | Overall accuracy (%) | ||
1st hidden layer | 2nd hidden layer | Validation set | Test set |
200 | 100 | 94.60 | 95.86 |
400 | 200 | 96.00 | 96.26 |
600 | 400 | 96.20 | 96.66 |
800 | 600 | 97.80 | 99.23 |
1000 | 800 | 95.80 | 97.33 |
Table 5
Classification results obtained for automated detection of HVAs using the DLKSRN classifiers with SCT domain features and hold-out CV.
Database used | Class | Precision (%) | Sensitivity (%) | Specificity (%) | OA (%) | |
MHSMD | N | |||||
MS | ||||||
MR | ||||||
AS | ||||||
MVP |
The objective of this study is the HVA detection using nonlinear features extracted from the SCT-based time-frequency analysis of PCG recording. The proposed features are found to be discriminative with the lowest
(a) The SCT has demonstrated better time-frequency localization for both normal and pathological PCG signals as compared to CT
(b) The proposed approach used the nonlinear features from different frequency components of SCT-based time-frequency representation of the PCG signal
(c) The DLKSRN based on the ELM-autoencoder and KSRC is proposed for the classification of HVAs
(d) The proposed approach is tested using the recorded PCG signals
Table 6
Summary of automated detection of HVA developed using PCG signals using the same database.
Methods used for feature extraction | Classifiers | Classes | Accuracy (%) |
Morphological features extracted from PCG recording [77] | SVM | N, MS, MR | 91.23 |
Wavelet entropies as features from PCG [86] | ANFIS | N, PS, MS | 98.33 |
Multilevel basis selection- (MLBS-) based wavelet features extracted from PCG [76] | SVM | N, AS, MR, AR | 97.56 |
Entropy and energy fraction-based features [78] | SVM | N, TI, PS, MI, MS | 97.17 |
Wavelet and MFCC features obtained from PCG [44] | SVM | N, AS, MS, MR, MVP | 97.90 |
Magnitude and phase features extracted using SST of PCG [36] | Random forest | N, AS, MS, MR | 95.13 |
Features extracted using CT of PCG [13] | Multiclass composite classifier | HC, AS, MS, MR | 98.33 |
DNN [79] | WaveNet | N, MS, MR, AS, MVP | 98.20 |
Proposed work (features evaluated in SCT domain of PCG) | DLKSRN | N, MS, MR, AS, MVP | 99.24 |
In this work, the local features from the frequency components of the time-frequency representation of the PCG signal are evaluated. The two-dimensional convolutional autoencoder [80] can be used for the extraction of learnable features from the SCT-based time-frequency representation of the PCG signal for the classification of HVAs. The sparse residual entropy features [81] and wavelet bispectrum-based features [82] can be used for the detection of HVAs from the PCG signal. The convolutional neural network [83], convolutional attention-based network [84], and other deep learning methodologies [85] can be used for the detection of HVAs without using extracted features from PCG recordings.
4. Conclusion
A novel HVA detection approach using PCG signals is proposed. This approach used SCT to compute the time-frequency representation of PCG recording. The nonlinear features (LN, SEN, and PEN) are computed from the frequency components of time-frequency representation. The DLKSRN classifier is used to discriminate automatically into four categories of HVA classes using the extracted features. The proposed approach demonstrated an average accuracy of 99.23% and 99.24% using hold-out and 10-fold CV methods. The proposed approach is also evaluated using the recorded signal, and the result obtained shows the practicality of the proposed approach. In the future, we intend to extend this method to detect coronary artery disease and psychological stress using PCG signals. The approach can also be implemented in real-time for IoMT applications.
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Abstract
The heart valve ailments (HVAs) are due to the defects in the valves of the heart and if untreated may cause heart failure, clots, and even sudden cardiac death. Automated early detection of HVAs is necessary in the hospitals for proper diagnosis of pathological cases, to provide timely treatment, and to reduce the mortality rate. The heart valve abnormalities will alter the heart sound and murmurs which can be faithfully captured by phonocardiogram (PCG) recordings. In this paper, a time-frequency based deep layer kernel sparse representation network (DLKSRN) is proposed for the detection of various HVAs using PCG signals. Spline kernel-based Chirplet transform (SCT) is used to evaluate the time-frequency representation of PCG recording, and the features like L1-norm (LN), sample entropy (SEN), and permutation entropy (PEN) are extracted from the different frequency components of the time-frequency representation of PCG recording. The DLKSRN formulated using the hidden layers of extreme learning machine- (ELM-) autoencoders and kernel sparse representation (KSR) is used for the classification of PCG recordings as normal, and pathology cases such as mitral valve prolapse (MVP), mitral regurgitation (MR), aortic stenosis (AS), and mitral stenosis (MS). The proposed approach has been evaluated using PCG recordings from both public and private databases, and the results demonstrated that an average sensitivity of 100%, 97.51%, 99.00%, 98.72%, and 99.13% are obtained for normal, MVP, MR, AS, and MS cases using the hold-out cross-validation (CV) method. The proposed approach is applicable for the Internet of Things- (IoT-) driven smart healthcare system for the accurate detection of HVAs.
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