1. Introduction
Kermack–McKendrick models of SIR type are always used to describe infectious diseases where the immunity of infected individuals can persist,
such as measles, smallpox, and polio, et al. In the model, the population is divided into three categories: susceptible (S), infected (I), and removed (R). A and d are the birth rate and natural death rate of people in the area, is the removal rate, denotes the disease-related death rate, denotes the effective contact rate between susceptible and infected person, which is the average probability of infection per infected person per contact with a susceptible person, and is the the number of susceptible people who are infected by an infected person. The bilinear incidence rate is considered a mass action incidence, and it is considered to be correct in the early stages of an outbreak of diseases or a huge number of the population. During the recent COVID-19 pandemic, this incidence rate was widely adopted [1]. However, this is insufficient for many epidemics.For example, the effective contact rate sometimes depends on the proportion of infected persons. To overcome the deficiencies, many nonlinear occurrence rates are used in the epidemic model [2,3,4,5]. However, these nonlinear incidence rates often imply more complex dynamical behaviors, such as Hopf bifurcation and nilpotent singularity bifurcations, et al. [6,7,8,9]. Moreover, in multi-timescale scenarios, infectious disease models can exhibit new bifurcation phenomena, such as canard explosions and relaxation oscillations, as discussed in works like [10,11], among others. Multiple exposures will increase the possibility of infection, saturation exposure, etc. These factors will significantly change the contact rate. Through experiment and analysis, P. van den Driessche et al. [12] proposed a nonlinear incidence rate that has multiple exposure effects, as follows:
(1)
This paper [13] generalizes this incidence rate as(2)
This paper finds that SIV models with this incidence may have a bi-stable phenomenon. By calculating the first Lyapunov coefficient, it is proved that Hopf bifurcation can occur in the system. However, the more degenerate bifurcation of singularities is not covered. Subsequently, the incidence rate (2) is applied to an SIR model with both nonlinear incidence and nonlinear clearance in [14]. It is proved that the system can generate Bautin bifurcation and Bogdanov–Takens bifurcation.Susceptible individuals become infected due to multiple exposures to certain infected individuals.This incidence rate is used to describe the infection rate of multiple exposures. Compared with experimental results, this incidence rate can better simulate the incidence data of mumps. This incidence rate is frequently used in infectious disease models. Recently, in many COVID-19 models, this multi-exposure transmission rate is often employed to describe the infection of symptomatic and asymptomatic infectious. Ref. [15] provides the basic reproduction number under this transmission rate in a COVID-19 model. Meanwhile, Ref. [16] demonstrates that models of this type can exhibit bistability and even periodic phenomena in an SIRS model. Additionally, Ref. [17] establishes an infectious disease model in a two-patch environment with this incidence rate, analyzing various complex bifurcations in the system; especially, cusps with codimension 2 and codimension 3 are also found in this model. Other information about nilpotent singularity in the infectious disease model can be found in [18,19] et al.
The dynamic properties of the SIR model are explicit in the study of classical epidemic models. By applying the regenerative matrix method [20], it is easy to obtain the basic reproductive number When , the system only has disease-free equilibrium, which is globally stable;when , there is a globally stable positive equilibrium, whereas the disease-free equilibrium becomes unstable. However, if we adopt the incidence rate (1) in the SIR model, will the system generate other interesting dynamic phenomena? To address this, we proceed to investigate the following model in the subsequent sections of this paper:
(3)
Note that the first two equations of the above system are independent, so we consider the following derived system:(4)
where . In this paper, we will analyze its dynamic properties completely.This paper is organized as follows: in the next section, we obtain the existence of the equilibria of the system and analyze the type of equilibria. We have obtained the existence of disease-free and epidemic equilibrium. In the third part, we analyze the bifurcation of the system, including the saddle-node bifurcation, Hopf bifurcation, and Bogdanov–Takens bifurcations. In addition, the germs of the system are universally unfolded, and the global phase diagrams on each parameter interval are obtained. Finally, we conducted numerical simulations of this system and discussed related biological significance.
2. Existence and Types of Equilibria
It is easy to obtain that there is a positive invariant set of system (4): . In view of the biological significance of the model, we will discuss the dynamic properties of the model in the set in the following proofs. This means that if , then the solution of model (4) is positive for all , and all non-negative solutions of model (4) are ultimately uniformly bounded in forward time.
Firstly, to find the equilibria, we let system (4) have zero rights.A disease-free equilibrium always exists. Furthermore, the other equilibrium satisfies
By direct calculation, the coordinates of the non-negative equilibria should satisfy and the coordinates I are to be the positive roots of the quadratic equation If the discriminant of the equation above is positive, the equation may have two roots where which imply that the system can have two different positive equilibria and . Although , i.e., and , these two equilibria collide into a unique positive equilibrium with multiplicity 2, .For system (4),
- (1)
If , only disease-free equilibrium exists.
- (2)
If , and
- (i)
, epidemic equilibrium and disease-free equilibrium exist.
- (ii)
, only exists.
- (3)
If , and
- (i)
or , system (4) has two epidemic equilibria , and and disease-free equilibrium .
- (ii)
there is an epidemic equilibrium and a disease-free equilibrium .
- (iii)
only epidemic equilibrium exists.
Types of Equilibria
In this section, and throughout the subsequent discussions, we will employ the Central Limit Theorem and the Reduction Principle, presented in lemma form. For further details, please refer to the citation [21].
Consider a continuous-time dynamical system defined by
(5)
where and . are the eigenvalues of the Jacobian matrix A at the equilibrium point . If the eigenvalues with zero real part, the equilibrium is not hyperbolic. Suppose there are eigenvalues with Re , eigenvalues with Re , and eigenvalues with Re . is the linear eigenspace of A corresponding to the collection of the eigenvalues on the imaginary axis, and denotes the flow associated with Equation (5). Given the assumptions outlined above, the following lemma is valid.There is a locally defined smooth dimensional invariant manifold of (5) that is tangent to at . Moreover, there is a neighborhood U of such that if for all then for .
is called the center manifold. Applying the lemma above, we can derive the following conclusion.
For system (4), the disease-free equilibrium
- (1)
if is a saddle;
- (2)
if is a stable node;
- (3)
if is a saddle-node. Moreover,
- (i)
the codimension is 1 if ,
- (i)
the codimension is 2 if .
With the change of variables by . The eigenvalues of Jacobian at are , . Hence, these are the first two conclusions of Theorem 2. If , the system (4) can be rewritten as
(6)
By the Lemma 1, there is a unique function , such that and . In fact, the solution can be given as
Substituting this expression into Equation (6), we can obtain From [22], is a saddle-node of codimension 1 if . If , the system has been changed into hence, the codimension is 2. □The existence of a saddle-node reflects the critical conditions for disease occurrence. When the infection rate is relatively small, the disease-free equilibrium is stable, indicating that the disease will not become prevalent. However, if increases, under certain parameter conditions, the disease will spiral out of control, leading to its sustained existence.
For system (4), if , , the unique epidemic equilibrium is a saddle-node.
At , by , we translate this equilibrium to zero and linearize the system (4), and obtain the following system:
Next, we make the transformation then, the system can be changed into(7)
where If then Applying the center manifold theorem to system Lemma 1, the system has a center manifold We can obtain the equation on the center manifold, Hence, if , the equilibrium is saddle-node with codimension 1. □As for and , we have the following conclusion:
For system (4), if simple endemic equilibrium exists, it is a hyperbolic saddle. If exists, it is an anti-saddle.
Denoting any endemic equilibrium as , and noting , then the Jacobian matrix of (4) is given by
the eigenvalues of this matrix are roots of , where Notice , hence, On the other hand, discriminant is equivalent to . Through this inequality, we can easily prove i.e., , . That is to say, is a hyperbolic saddle and is an anti-saddle. Especially, if , is a weak focus or center; if , it is attracting a node or focus. If , , it is repelling a node or focus. □If we denote , then the system has a nilpotent singularity. For further information on this topic, readers are referred to the literature [23]. For system (4), we have the following:
Suppose , , and system (4) has a unique positive equilibrium , which is a codimension 2 cusp-type nilpotent singularity, and the system at is topologically equivalent to system
(8)
where if , then the above takes a positive sign, but if , then the above takes a negative sign. Hence, is a codimension 2 cusp-type nilpotent singularity.If , , the existence of can be proved easily, so we omit here, and only prove this equilibrium is a degenerate nilpotent singularity, and the system at is topologically equivalent to system (8). After translating the equilibrium to origin and performing Taylor expansion, we obtain
(9)
where Let and then system (9) can be changed into(10)
where Make near-identity transformation in system (10) to eliminate the non-resonant terms. Then, we obtain(11)
where At the last step, by scale transformation the system is equivalent to system (8). Thus, we prove that there exist smooth coordinate changes which take system (4) into the system above. From [22,24,25,26], the germ in the system will produce a nilpotent singularity bifurcation of codimension 2. This completes the proof of Theorem 5. □Theorem 5 discusses the case when and , but if , then the situation is very complicated; the system may have a degenerate shoot of higher codimension, which will be discussed in the following works.
The nilpotent singularity serves as the organizational core of the model, and its existence reflects the complexity of the model.
3. Bifurcation
To investigate the dynamics implied in system (4), we first consider the bifurcation direction and codimension of the Hopf bifurcation.
3.1. Hopf Bifurcation
Recall and and we have the following:
A generic Hopf bifurcation could occur if .
We only need to verify the transversal condition. The real part of the eigenvalue of system (4) is . In the following, we will prove
here , and holds if and only if , contradicting the range of . Thus, Theorem 6 holds. □3.2. Cusp-Type Nilpotent Bifurcation with Codimension 2
If and is a cuspital point from Theorem 5. In this section, we will unfold the singularity. First, we chose and d as bifurcation parameters and let , satisfying the conditions in Theorem 5. To prove that these parameters can unfold the singularity, we perturb the parameters and eliminate and d. Let . Next, we will study the bifurcation of the perturbed system
(12)
By we have(13)
where By the transformation System (13) is equivalent to(14)
where Next, we perform the following transmission, then the system can be changed into(15)
where Next, letting then system (15) becomes(16)
where Make the following transformation then system (16) can be rewritten as(17)
where At the last step, let and system (17) can be changed into(18)
where and if(19)
Hence, we have the following conclusion.For , which is sufficiently small, system (12) is a universal unfolding of the cusp singularity of codimension 2.
The existence of unstable periodic solutions provides a threshold condition. If the initial values lie within the limit cycle, the number of infected individuals stabilizes at a constant after a period of oscillation. However, if the initial values lie outside the limit cycle, the number of infected individuals tends to die out after oscillation.
3.3. Bifurcation Diagram and the Phase Diagrams
In this section, we will conduct numerical simulations based on the previous analysis. Firstly, we employ the MatCont7P4 program to generate bifurcation diagrams. Taking , , and , , then We keep these parameters constant and only vary the values of and , thus obtaining the bifurcation diagram Figure 1a. In this figure, the blue curve represents the saddle-node bifurcation curve, whereas the red curve represents the Hopf bifurcation curve. BT denotes the Bogdanov–Takens point with codimension 2. These three curves divide the parameter plane into three parts. In Figure 2, we use the Phase Plane software to provide the global phase portraits in these three parts. Combining Figure 1a and Figure 2, we can clearly observe the variation process of the phase portraits with the changes in parameters and .
Next, we consider the case where , taking , , , and . Then, . In this case, the Hopf bifurcation curve and the saddle-node bifurcation curve divide the entire region into five parts (see Figure 3). Unlike Figure 1a, the Hopf bifurcation curve exhibits self-intersections. This complicates the dynamical properties of the system. In fact, through the phase portraits, we discover that multiple limit cycles may emerge outside the positive singularity point in regions and V, and the stability of these two limit cycles may be opposite. To thoroughly understand the relative positions and stability of these two limit cycles, it may be necessary to compute higher-order focal quantities, which is inherently very challenging. We will discuss this in future work.
In Figure 3c,e, although there are two concentric limit cycles around , the stability of the larger and smaller cycles may be opposite. We did not provide a formal proof for this in the paper, but we observed this phenomenon through numerical simulations.
4. Discussion
This paper presents an analysis of the dynamics of an epidemic model featuring a nonlinear incidence rate, originally proposed by Van den Driessche and Watmough [12], and subsequently studied by Jin [7]. Jin’s findings indicate that in the SIRS model, after neglecting the disease-induced mortality rate, the three-dimensional model can be reduced to a planar polynomial system. Utilizing qualitative theory, it was discovered that the system may harbor a stable cusp-type singularity, leading to the emergence of stable Bogdanov–Takens bifurcations accompanied by stable limit cycles. Here, we extend the same incidence rate to the SIR model. Consequently, the stable nodes in the system become unstable, resulting in the emergence of unstable limit cycles through bifurcation. Dynamically, if the limit cycle is stable, trajectories near it tend towards the cycle. Conversely, if the limit cycle is unstable, the system exhibits a peculiar bistable structure, with the limit cycle itself acting as a boundary. Trajectories starting within the limit cycle converge towards a positive equilibrium point, whereas those outside tend towards a boundary equilibrium point, indicating disease extinction.
In practical applications, our results underscore that the most effective disease control strategy involves regulating , representing the probability of contact between susceptible and infected individuals. This highlights the paramount importance of controlling the effective contact rates between these two groups when managing infectious diseases. Additionally, we observe that elevated multiple contact rates lead to unstable periodic solutions in the system. Consequently, the system’s dynamics become less governed by the basic reproduction number and entail a more intricate mechanism. Importantly, the disease’s progression depends not only on system parameters but also on initial conditions. Trajectories initiated within the limit cycle stabilize at a constant level of infected individuals, whereas those outside lead to disease eradication. This underscores the necessity of controlling the populations of susceptible and infected individuals.
It is worth noting that whereas this paper identifies a Bogdanov–Takens bifurcation with codimension 2, further analysis of higher codimension bifurcations and the dynamic impact of immune factors and social distancing measures remain avenues for future research in our model.
Formal analysis, M.M.; investigation, M.M.; writing–original draft preparation, J.L.; writing–review and editing, M.M.; funding acquisition, J.L. and M.M. All authors have read and agreed to the published version of the manuscript.
Data are contained within the article.
The authors declare no conflict of interest.
Footnotes
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Figure 1. Bifurcation diagram of system (4). “Hopf” represents the Hopf bifurcation curve, “Saddle-Node” refers to the saddle-node bifurcation curve, “DH” represents the degenerate Hopf bifurcation point, and “BT” represents the location of the Bogdanov–Takens bifurcation.
Figure 2. Global phase diagram of system (4) in Figure 1a when [Forumla omitted. See PDF.]. (a) In region I, the system has only one disease-free equilibrium [Forumla omitted. See PDF.], which is globally stable; (b) in region [Forumla omitted. See PDF.], there are two positive equilibrium points [Forumla omitted. See PDF.] and [Forumla omitted. See PDF.] in the system, and near [Forumla omitted. See PDF.] there exists an unstable limit cycle; (c) in region [Forumla omitted. See PDF.], there are two positive equilibrium points [Forumla omitted. See PDF.] and [Forumla omitted. See PDF.] in the system. [Forumla omitted. See PDF.] is a stable focus.
Figure 2. Global phase diagram of system (4) in Figure 1a when [Forumla omitted. See PDF.]. (a) In region I, the system has only one disease-free equilibrium [Forumla omitted. See PDF.], which is globally stable; (b) in region [Forumla omitted. See PDF.], there are two positive equilibrium points [Forumla omitted. See PDF.] and [Forumla omitted. See PDF.] in the system, and near [Forumla omitted. See PDF.] there exists an unstable limit cycle; (c) in region [Forumla omitted. See PDF.], there are two positive equilibrium points [Forumla omitted. See PDF.] and [Forumla omitted. See PDF.] in the system. [Forumla omitted. See PDF.] is a stable focus.
Figure 3. Global phase diagram of system (4) in Figure 1b when [Forumla omitted. See PDF.]. (a) In region I, the system has only one disease-free equilibrium E0, which is globally stable; (b) in region [Forumla omitted. See PDF.], there are two positive equilibrium points [Forumla omitted. See PDF.] and [Forumla omitted. See PDF.] in the system, and [Forumla omitted. See PDF.] is a stable focus or node, whereas [Forumla omitted. See PDF.] is a saddle; (c) in region [Forumla omitted. See PDF.] the system may exhibit two limit cycles; (d) in region [Forumla omitted. See PDF.] [Forumla omitted. See PDF.] is a stable focus or node, and [Forumla omitted. See PDF.] is a saddle; (e) in region [Forumla omitted. See PDF.] the system may exhibit two limit cycles.
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Abstract
In this paper, we consider the influence of a nonlinear contact rate caused by multiple contacts in classical SIR model. In this paper, we unversal unfolding a nilpotent cusp singularity in such systems through normal form theory, we reveal that the system undergoes a Bogdanov-Takens bifurcation with codimension 2. During the bifurcation process, numerous lower codimension bifurcations may emerge simultaneously, such as saddle-node and Hopf bifurcations with codimension 1. Finally, employing the Matcont and Phase Plane software, we construct bifurcation diagrams and topological phase portraits. Additionally, we emphasize the role of symmetry in our analysis. By considering the inherent symmetries in the system, we provide a more comprehensive understanding of the dynamical behavior. Our findings suggest that if this occurrence rate is applied to the SIR model, it would yield different dynamical phenomena compared to those obtained by reducing a 3-dimensional dynamical model to a planar system by neglecting the disease mortality rate, which results in a stable nilpotent cusp singularity with codimension 2. We found that in SIR models with the same occurrence rate, both stable and unstable Bogdanov-Takens bifurcations occur, meaning both stable and unstable limit cycles appear in this system.
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Details
1 School of Mathmatics and Statistics, Xidian University, Xi’an 710071, China
2 School of Science, Xi’an Polytechnic University, Xi’an 710048, China