Introduction
With the spread of mass democracy, the debate over voting participation quickly turned from an abstract issue of political philosophy to a matter of legislative practice. Today, 27 countries from all over the world resort to compulsory voting 1 (CV), a controversial practice of “incentivized” participation, which implies that attending a polling station is not just a civic duty, but a citizen's legal obligation. While there is little doubt that such a system is not politically neutral (Bechtel et al., 2016; Jensen and Spoon, 2011; Selb and Lachat, 2009 and others), the question of which actors it benefits the most remains open.
In light of yet another crisis of representation, not to mention the notorious rise of populism, compulsory voting can play a dual role: on the one hand, it expands the electoral field and potentially contributes to the ideological self-determination of voters; on the other, it attracts a large number of disinterested, dissatisfied and socially disadvantaged people, whose current choice is highly susceptible to anti-system (anti-elite, left- or right-wing radical) rhetoric. In addition, CV is usually associated with a wide range of spillovers, the multidirectional influence of which remains a matter of dispute among scientists (Birch, 2016; Dassonneville et al., 2017; Shineman, 2018; Singh, 2022).
This study sharpens the issue of CV electoral effects. Suppose that what some perceive as a more accurate representation is actually a CV-generated bias in aggregate preferences. Then there is a procedural problem – elections mistranslate the public will, which happens, to put it mildly, quite often. But if we consider the literally “extreme” case of this bias, when the surplus of votes (parliamentary seats, ministerial positions, etc.) is retained by the radicals, the procedural problem turns into a political one. To reject this hypothesis – and thus justify CV – we need to show that “mandatory” voting for extreme forces is indistinguishable from “voluntary” one and lends itself to the same rational analysis. Therefore, we set ourselves the task of answering a two-step question: does the CV-system (1) lead to additional support for extreme political forces and (2) if it does, can this support be considered irrational? 2
Our empirical strategy is as follows. First, we build a series of cross-country models aimed at evaluating CV global effect. Second, we investigate the personal motivation of voters and analyze post-election polls in Latin America, which has the longest history of compulsory voting. Methodologically, we develop a two-level design combining classical regression with quasi-experimental matching (PSM) and discontinuity (RDD) techniques. At the macro level, it enables us to create a kind of counterfactual out of similar parties in countries with/without CV; at the micro one, the RD approach allows for a deeper analysis of individual rationality, providing us with the means to overcome ecological fallacy.
The structure of the following text is fairly simple. The first section is devoted to the academic discussion that has developed around the topic. We revise the documented effects of high turnout and coercion to it, and formulate hypotheses projecting these effects onto extreme forces. The next two parts contain an empirical development of the question: we start by describing the variables, data, and methods we use, and then turn to the model outputs and their robustness tests. The final part presents concluding remarks in the broader context of academic discussion.
Theory and Hypotheses
Changing Beneficiaries of High Turnout
Perhaps the only unambiguously recognized effect of CV is an increase in turnout. Although researchers argue about its absolute value (Blais, 2006; Franklin, 1999; Hirczy, 1994), there is no doubt that a large-scale influx of voters changes the alignment of political forces. After the introduction of compulsory voting, the party market experiences an external shock, and subsequently establishes a qualitatively different equilibrium. In any given election year, these changes have their beneficiaries and victims, even if in the long run new votes are “smeared” across political camps (Hansford and Gomez, 2010).
Many studies have been conducted on how the increased turnout, mediated by the natural demand for equality among lower status citizens, favors left-wing parties (see Lutz and Marsh, 2007 and the review therein). Conversely, low participation was considered an important reason for their failures: insufficient education and lack of motivation made their electorate more susceptible to information asymmetry, less aware of the procedure and thus bearing relatively high costs from coming to the polls. A far-reaching conclusion of these works was the fact that, knowing the reasons why citizens abstain from voting, one can model a marginal increase in different (then leftist) parties’ support depending on the additional turnout. This picture, representing a special case of a more general problem, 3 is increasingly criticized today – mainly because the very question formulation is somewhat incorrect, while the political distance along the spectrum has weakened, which makes the expected preferences of non-voters less evident (see the discussion of mixing effects in Grofman et al., 1999). In what follows, we present several arguments showing that the dynamics of these preferences play into the hands of radical forces.
First, despite the fact that the root causes of absenteeism have not undergone significant changes, the competition for this “sleeping” electorate has intensified over the years. Social Democrats gradually entered the political mainstream, and a variety of non-systemic forces began to attract disenchanted citizens. Nationalists and separatists have substantially expanded their electoral base, appealing, among others, to citizens who have never participated in elections before (Ansolabehere and Puy, 2016; Mudde, 2016). A similar expansion is being carried out by the extreme left, who vehemently oppose “revisionism” and “neoliberalization” of the socialist movement (March and Rommerskirchen, 2011). As a result, we see an increasing pressure from the ideological supply side, with parties of all sorts of left and right luring a disoriented consumer (Guiso et al., 2017). The parties with the most resonant agenda, for obvious reasons, have some head start in this race.
Second, polls around the world show declining trust in “old political solutions” (McCoy et al., 2018). The number of people who sympathize with the new movements and their charismatic leaders is growing rapidly (needless to say, these leaders often profess views far from the center). However since novelty and being non-systemic do not imply adherence to strict policy positions, it becomes easier for candidates to manipulate with populist rhetoric and expressive voting (Jennings, 2011). This problem is best illustrated by Latin American countries, which are at the same time developing economies, highly politically polarized societies, and the main implementers of compulsory voting (for more, see Maldonado, 2015). Over the past half century, the continent has experienced several left- and right-wing waves, and the variety of ruling regimes ranging from quasi-communist to ultra-liberal. Its swings from one extreme to another continue to this day, with, for instance, the openly far-right Jair Bolsonaro and the Workers’ Party Fernando Haddad and Lula da Silva competing for the Brazilian presidency.
Third and last, there may be a more subtle way of creeping radicalization. As Lutz and Marsh (2007) argue, numerous turnout side effects are so contradictory, that “any bias in election outcomes is typically rather small and is not in a specific direction” (p. 539). The interchange between the “core” (voters with a high degree of political consciousness and civic responsibility) and an approximately equal-sized “swamp” occurs from election to election, which makes their results directly dependent on the mobilization capacity of parties and candidates (Da Silva, 2018). Parties, in turn, can become institutionally more active due to CV, even if the system has no direct effect on their electorate (Held, 2023). Fringe parties are encouraged to further radicalize their rhetoric, increasing their distance from the “mainstream” (Singh, 2021). Another possible negative incentive is voter bribery; when votes are relatively cheap, parties naturally tend to create clienteles, binding entire communities to themselves (Gans-Morse et al., 2014). Given that repeated turnout strengthens party attachment (Huber et al., 2005; Singh and Thornton, 2013), we no longer face a pure representation problem, but a combination of negative selection and path dependence. If the first acquaintance with the party system resulted in the choice of an extreme one, in the future it can be maintained due to inertia, without additional biases.
Of course, our assumptions are not mutually exclusive, but complement each other. The long-noted demand for “non-mainstream” political groups is reinforced by their increased supply, as well as the peculiarities of electoral systems, in some cases provoking the transformation of sympathy into relatively stable support. This line of reasoning is not perfect, and can be criticized, for one, from the perspective of the falling number of radical parties. But above all, it makes sense when applied to an open market, where freedom of participation implies freedom to not participate. This is clearly not the case in compulsory voting systems.
Extremeness and (Ir)Rationality of the Forced Vote
So, the political market can experience serious failures due to excessive activity. There are at least three channels through which the turnout of usually non-voting people can bolster the popularity of extreme forces. But what happens if this turnout is of a forced nature? To what extent does the irritation and apathy, common among coerced voters, translate into support for the radicals?
CV is known for its ability to both smooth out and reinforce pre-existing electoral biases. Thus, after the introduction of penalties for non-voting, experts usually record a weakening of class and educational disparities, and an increase in age and territorial ones (Barnes and Rangel, 2018; Cepaluni and Hidalgo, 2016; Contreras et al., 2016; Power, 2009). Arguments about positive educational impact (e.g., Bruce and Costa Lima, 2019; Elliott, 2017; Sheppard, 2015) often collide with counter-arguments about the cost of this impact. For example, Miles and Mullinix (2019) record an increased level of anger among CV-obligated respondents, Singh and Roy (2018) – weak information seeking, and several recent studies in a row – a higher proportion of random votes and spoiled ballots (Freire and Turgeon, 2020; Katz and Levin, 2018; Singh, 2019b). All these spillovers may well result in a “no” vote, when a person does not know whom he wants to support, but knows exactly whom he wants to punish.
The number of anti-system or anti-incumbent ballots may also increase for a less prosaic reason. A kind of mainstream in CV studies argues that encouraging poorly interested citizens to vote makes aggregated choices less accurate (Dassonneville et al., 2019; Hooghe and Stiers 2017; Singh, 2016). Multiplying this with the system's propensity to promote anti-democratic sentiment (Singh, 2018) and ideologically diverse small parties (Miller and Dassonneville, 2016; Singh, 2019a), we get an increased likelihood of voting for extreme candidates on an “occasional” basis. In practice, it can manifest itself in a higher sensitivity of new voters to advertising and catchy slogans, which populists have done so well.
From all that we have said, one can conclude that there is a welfare-inferior equilibrium, in which compulsory voting stimulates massive surplus participation that rewards specific political entities. The main issue, however, boils down to the massiveness of this participation. Indeed, if the total electorate is large enough and the cost of participation is correspondingly low, both systems lead to an optimal election result (see the mathematical rationale in Krishna and Morgan, 2012), but in situations where voters are divided, entry barriers for parties are low and the cost of acquiring information for those forced to vote is a priori high, outcomes may over- or under-represent certain forces. We proceed from the most unfavorable scenario, in which the broad appeal of extreme candidates makes them the most likely recipients of both deliberately protest vote and “erroneous” (inaccurate) voting introduced by the compulsory system. If this is the case, changes in the response variable (percentage support for extreme forces/indicator of its quality) are provably related to the application of mandatory voting. Or, in terms of hypotheses:
H1: Countries that practice compulsory voting tend to show a higher percentage of votes for extreme parties than those that do not.
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H11: The stricter the law on CV is enforced, the higher the support for extreme political forces is.
H2: Compulsory voting negatively affects the quality of the choice of those supporting extreme parties.
Data and Methods
Cross Country Perspective
The data we use is relatively new to CV research: the final base consists of 18 indicators over a period of nearly 45 years (descriptive statistics can be found in Appendix). To the best of our knowledge, no attempt has yet been made to approach such a wide range of characteristics, not least due to the novelty of the main dataset used (V-party). With the exception of election-specific response variable, each indicator is a potential predictor of the extreme parties’ popularity in the i-th country in the t-th year from 1976 to 2019. However, the unit of analysis is party-year rather than country-year, since the data is structured around the parties’ vote shares.
The key dependent variable is the proportion of votes won by a particular extreme party in legislative elections (%). 4 This information is fully provided by the V-party project (v2pavote in Lührmann et al., 2019). We operationalize extreme parties the following way: considering only electoral democracies (Polity combined score > 0), we select from competing parties those most often characterized as illiberal or populist. By “the most” we mean the maximum values of the corresponding indices (v2xpa_illiberal and v2xpa_popul in Lührmann et al., 2019) 5 and the range within one standard deviation from them. In what follows, we mostly use the combined variable – i.e., consider both populist and illiberal parties to be extreme, even if some of them do not score a maximum on both parameters; in basic tests, where it is important to check for meaningful differences, they are used separately. To ensure the sustainability of the results, we also use more stringent “democratic criteria”, testing the model on samples with higher Polity scores.
The effect we should observe under the first hypothesis is related to the categorical variable “CV strictness”. It reflects the extent to which a given country applies compulsory voting, including:
no implementation (voting is voluntary),
no sanctions or sanctions that are not enforced,
sanctions that impose minimal costs upon the offending voter,
sanctions that impose considerable costs upon the offending voter.
As independent variables, we choose aggregate factors that are proven to predict the success of extreme forces (Arzheimer, 2018; Jetten and Mols, 2021; March and Rommerskirchen, 2011, 2015). In essence, however, they should be interpreted as control ones: we assume that the distribution of CV – the assignment of mandatory voting “treatment” – across countries is relatively random, so we want to make sure that there are no serious disparities between them. We seek to allow for comparability in terms of political institutions (electoral system, effective number of parties, public involvement in decision-making), social cleavages (tertiary school enrollment, media coverage bias, ideological polarization, religious, ethnic and spatial conflicts) and economic development (equality in the allocation of resources, GDP and its dynamics per capita, growth in income per capita). 6 In addition, we intend to consider the impact of voter participation, both in absolute numbers and relative to past elections (IDEA, n.d.). By format, most variables are either an ordinal index-type score or some measurable continuous quantity.
In total, the data covers 87 countries, in the “cleaned” sample there are slightly fewer of them (72). By cleaning, we mean the removal of influential observations 7 and, most importantly, observations with missing values. We do not resort to imputing them due to the likely sensitivity of the results. If we use one of the methods of filling cells through regression predictions, it turns out that the original variation between countries is altered, and we formally equalize the actually measured indicators with fitted values. At the same time, reducing the sample does not reverse the initial interpretation. As a result, we start working with about 600 observations, but then their number is gradually reduced to around 200.
By itself, the structure of our data hints at building a panel regression model, where the electoral outcome of extreme forces would be the response, CV application – the main regressor, and the remaining country characteristics considered as controls. However, the calculation of the least squares is problematic here, since either the issue of parameter collinearity or endogeneity due to their neglect invariably arises. Moreover, given the apparent imbalance in CV “assignment” and the high variance in the distribution of vote shares, we would like to find a more robust method for comparing extreme parties’ results. We start with tests of the “difference-in-means” type, which also perform the function of checking the covariate balance. We split the country sample by CV application and examine differences in the variables of interest. This is done using a joint F-test (ANOVA procedure).
Having identified a number of varying factors Xn, we estimate a conditional logistic model to quantify the propensity of each observation to be affected by “treatment” (that is, to operate under compulsory voting):
[Figure omitted. See PDF]
where i, t, and j denote countries, time periods, and macroregions, respectively. We use a conditional model instead of a conventional logit to further account for temporal variation: the last term in the main equation reflects macroregion-year fixed effects. Within-group estimates are obtained using standard likelihood maximization.Then, based on this probability, a genetic search algorithm is implemented. We resort to one-to-one propensity score matching to create a kind of counterfactual from countries where CV is not used, but which are as close as possible to CV users. While PSM may – and in our case, will – be specification-sensitive, we argue that it makes the original samples more comparable to each other (see section 3.1 below). Now, the matched data can be used to perform an ordinary LS regression 8 :
[Figure omitted. See PDF]
where CV_strictness denotes a four-level variable of CV application (from non-use to use with severe avoidance penalties), Electoral_system reflects the corresponding nominal variable (including proportional, majoritarian, mixed and others), and Latin_America is a continent-specific dummy. As already noted, the countries of this region have the longest historical experience of compulsory voting, which usually makes them a separate object of study (see Carreras (2016), Singh (2018, 2019a, 2019b), etc.). Thus, the coefficient will be the desired estimate of CV global impact, while the will justify the use of Latin American data for further modeling.Individual Level Perspective
Having confirmed the empirical value of the LA case study, we shift the focus of the work to electoral sociology. For this, it is desirable that the data include at least two countries, temporally centered on the period of populist rise. Like many of our predecessors, we opt for the comprehensive survey organized by CSES – the Comparative Study of Electoral Systems (CSES, n.d.). We combine information from the first four (1996–2016) and most recent (2016–2021) waves, concentrating on countries that used CV at the time of the survey.
This setting allows us to address the voters of Argentina and Brazil. The processed dataset consists of 865 observations – these are citizens whose candidate in the last elections is considered “extreme”. We leave the definition of extremeness to the regional experts who rated the respondents’ choice on an 11-point left-to-right scale (see variables imd3100_lr_cses and e3100_lr_cses in CSES, n.d.). Our previous approach, which also accounts for the deviations of such estimates, is not needed here: the scatter of expert opinions is exactly the two categories by which we define political radicals. In other words, we simply consider respondents to be extreme if their choice falls in the intervals 0–2 and 8–10 on the corresponding scale.
Our research interest is directly related to these estimates. To be precise, we are interested in the difference between some conventional positioning of a political force and the self-positioning of its supporter. The absolute value of this difference, expressed as respondents’ self-identification 9 minus the above-mentioned expert assessment, is the resulting variable in all subsequent models. Substantially, it reflects personal (in)accuracy in voting, provided that political preferences can be formulated in terms of left and right. We return to this limitation later.
On the other side of the equation, we want to see a variable indicating whether a person is required to vote or not. The laws governing compulsory voting in Latin America make it relatively easy for us to separate the two groups: we know that voting is voluntary for eligible citizens between 16 and 18, and for those over 70 y.o. Thus, the age variable becomes a natural proxy for “treatment” – an individual's exposure to CV law. With a sufficiently large sample we have, the remaining factors can be considered insignificant. There are, however, at least two variables that cannot be randomized due to their higher order: one's belonging to a country and a specific age group. Their contribution is evaluated separately.
Once the key variables are defined, the identification strategy becomes straightforward. Our task is to estimate the magnitude of the accuracy gap generated by the obligation to vote at 18 and its termination at 70. To do this, we first build a general linear model:
[Figure omitted. See PDF]
in which individuals 18 + and 70- are considered a kind of “test group”, belonging to which is reflected in the “Treatment” dummy variable.We then add more flexibility to the model by allowing the conditional slope to vary between age subsamples. This is equivalent to adding an interaction term to the specification, which now looks like
[Figure omitted. See PDF]
From estimating a simple gap coefficient, we next move on to a more complex RDD modeling. We use the age group variable to separately estimate the difference in two cutoffs: between 17 and 18 and between 69 and 70. The assignment rule is deterministic, which hints at a sharp design, but we lack full data on respondents’ birth dates; for this reason, we examine several bandwidths, including 1, 2, and 4 years. Formally speaking, we build four models with local linear and quadratic regressions on either side of each cutpoint to get an estimate of the discontinuity. As cross-country variation in CV stringency has disappeared, we do not include exogenous covariates further, 10 and structurally the equations are similar to those given above.
Finally, let us consider the issue of sustainability of these models’ results. With such a focused sample and several specifications, we hope to make a case for causal inference, at least within South America. In addition, robust standard errors (HC3) are used throughout discontinuity modeling. We realize, however, that the key claim to be made here is rather conceptual and related to irrationality, which we approximate through left-right positioning. CSES questionnaires typically use other political dimensions in countries for which the left-right split is irrelevant, but in our case, there are none of them. In Brazil, the level of familiarity with this scale is slightly below average, but this does not actually affect the variation in estimates. On the other hand, the (ir)rationality of “extreme” voters may be accompanied by the (ir)rationality of voters in general, and then the grounds for identifying this electoral group become vague. To separate the effects, we replicate four discontinuity models on a total of 6220 observations, i.e., on all respondents, regardless of their candidate. If the detected trends diverge, we can state the specificity of the far-left and far-right; if not, there is some common causality.
Results
Cross Country Perspective
We start presenting results with second-level models. Our hypotheses suggest that, except for a very limited number of factors, countries with and without CV have no systematic sociopolitical differences. In other words, we implicitly assume that the “assignment” of CV is quasi-random. Table 1 illustrates the results of formal tests that allow us to verify this assumption.
Table 1.Summary Statistics.
[Figure omitted. See PDF]
CV (binary) | 0 | 1 | |||||
---|---|---|---|---|---|---|---|
Factor | N | Mean | SD | N | Mean | SD | Test |
Illiberal parties’ vote share | 272 | 24.728 | 18.918 | 52 | 22.985 | 17.9 | F = 0.377 |
Populist parties’ vote share | 201 | 15.274 | 10.762 | 74 | 20.126 | 15.061 | F = 8.75*** |
Eff N of parties | 474 | 4.986 | 2.786 | 121 | 4.877 | 2.693 | F = 0.15 |
Engaged society | 480 | 1.299 | 0.888 | 121 | 1.386 | 0.938 | F = 0.915 |
Tertiary education | 201 | 30.414 | 24.013 | 74 | 34.687 | 20.825 | F = 1.835 |
Media perspectives | 480 | 1.384 | 0.948 | 121 | 1.507 | 0.912 | F = 1.644 |
Political polarization | 480 | −0.028 | 1.309 | 121 | 0.124 | 1.273 | F = 1.322 |
Religious & ethnic tensions | 387 | 0.605 | 0.218 | 108 | 0.671 | 0.203 | F = 7.969*** |
Urban-Rural divide | 480 | 0.307 | 0.227 | 121 | 0.279 | 0.21 | F = 1.548 |
Resources distribution | 480 | 0.692 | 0.24 | 121 | 0.649 | 0.287 | F = 2.796* |
log GDP per capita | 437 | 9.131 | 1.084 | 107 | 9.5 | 0.668 | F = 11.332*** |
GDP per capita growth | 437 | 0.028 | 0.048 | 107 | 0.024 | 0.037 | F = 0.567 |
Income per capita growth | 403 | 2.939 | 8.191 | 90 | 1.701 | 3.898 | F = 1.954 |
Turnout (absolute) | 480 | 0.652 | 0.129 | 121 | 0.762 | 0.117 | F = 71.941*** |
Turnout (relative) | 461 | −0.01 | 0.104 | 121 | 0.002 | 0.088 | F = 1.326 |
Statistical significance markers: * p < 0.1; ** p < 0.05; *** p < 0.01. Note: Inferential test is one-way ANOVA.
Source: Own Elaboration Based on V-Party, V-dem, M. Gallagher Election Indices, Global State of Democracy Indices, World Bank, and IDEA (Hereinafter Referred to as Combined Dataset).
Preliminarily, we can confirm at least part of our speculations. Omitting non-significant differences for illiberal parties, we see that countries with compulsory voting demonstrate at least a 5% absolute increase in support for populist ones (F = 8.75, p = 0.01). Other parameters differ slightly, that is, they have little influence in this matter. We note, however, a much higher level of ethno-religious divisions and per capita GDP in such societies. The first, as well as deeper social inequality (Resources distribution), is quite understandable here: a significant proportion of CV users is occupied by developing countries, which are characterized by relatively high domestic polarization. The second, most likely, can be explained by the heterogeneous composition of CV non-users. Among them are both the European industrial states and young democracies of the Afro-Asian region, whose economic development has little to do with the specifics of voting.
Knowing this, we try to further balance the two groups by matching party-countries on observed differences. We calculate propensity scores based on turnout, ethno-religious conflicts, and logarithm of GDP per capita (these are X's in the corresponding logit model). The remaining factors are considered randomized. The result of implementing such a procedure is presented in Table 2.
Table 2.Propensity Score Matching Summary.
[Figure omitted. See PDF]
Estimate…... 4.4083 |
SE…………. 2.1084 |
T-stat……… 2.0909 |
p.val……….. 0.036538 |
Original number of observations……………………….. 417 |
Original number of treated obs………………………… 96 |
Matched number of observations………………………. 96 |
Matched number of observations (unweighted)………... 96 |
Note: Estimate is the Average Treatment for the Treated (ATT). SE are Abadie-Imbens standard errors. Source: Own Elaboration Based on Combined Dataset.
Now, the dependent variable is the electoral outcome of illiberal and populist parties, the “treatment” one is the use of CV. The estimate of the ATT is 4.41 (SE = 2.11, p = 0.036), implying that under CV, extreme parties gain an average of 4.4 p.p. more than their counterparts in voluntary systems.
This approximation of causal inference shows that the effect, although formally significant, is in fact rather modest. Moreover, given the cross-country variation, our matching model can potentially be subject to unobserved confounder bias – sensitivity analysis indicates that a 10 p.p. change in the probability of “receiving” CV is enough to shake our confidence in the results. However, creating such a counterfactual is still a surer way than regressing parties’ performance on the total sample. This is confirmed by post-matching analysis of covariates, which demonstrate much better comparability of the “control” and “test” groups. 11
That being said, we then use matched data to obtain regression estimates. With the same outcome, the key predictor here is the application-stratified CV. The electoral system (ES) is also included in the equation since our initial tests could not account for its nominal nature. Estimation results can be found in Table 3.
Table 3.Results from Multiple OLS Regression.
[Figure omitted. See PDF]
Estimate | Std. Error | t value | Pr(>|t|) | ||
---|---|---|---|---|---|
(Intercept) | 15.2198 | 3.0505 | 4.989 | 1.39e-06*** | |
CV (no or weak sanctions) | 2.1743 | 2.4438 | 0.890 | 0.375 | |
CV (minimal sanctions) | −0.2016 | 3.0252 | −0.067 | 0.947 | |
CV (strict sanctions) | −21.0887 | 14.6598 | −1.439 | 0.152 | |
ES (majoritarian) | 1.7175 | 4.8318 | 0.355 | 0.723 | |
ES (proportional) | −1.2717 | 2.9546 | −0.430 | 0.667 | |
Latin American | 11.9405 | 2.2054 | 5.414 | 1.89e-07*** | |
Residual standard error: 14.49 on 185 degrees of freedom | |||||
Multiple R-squared: 0.1572, Adjusted R-squared: 0.1299 | |||||
F-statistic: 5.751 on 6 and 185 DF, p-value: 1.649e-05 |
Signif. codes: 0 ‘***’ 0.001 ‘**’ 0.01 ‘*’ 0.05 ‘.’ 0.1 ‘ ‘ 1. Note: The dependent variable is the percentage support for extreme forces in parliamentary elections. Observations are matched by propensity scores.
Source: Own Elaboration Based on Combined Dataset.
Thus, our last-step model does not establish any provable link between the implementation of CV and extreme parties’ electoral outcomes. The limited effect we recorded above turns out to be insufficient to overcome the threshold of statistical significance. Functionally, the linkages found can be depicted on a complex jitter plot (Figure 1).
Figure 1.Jitter Plot on the Resulting Data. Note: although the only remaining observation of the “third” category (Peru 2001) is of no meaningful value, it is not a statistical outlier, so we do not remove it from the overall graph. Re-estimation of the model without this category does not influence the results. Source: Own Elaboration Based on V-party and V-dem.
[Figure omitted. See PDF]
Two important conclusions can be drawn from this graph. First, it is noticeable that the presumed relationship is weakly expressed and rather non-linear. Second, the only unequivocally significant predictor of the extreme forces’ success is their belonging to the Latin American continent. But before proceeding to its detailed consideration, let us say a few words about the robustness of the models built. To make sure of it, we carry out all the same procedures for the “more democratic” subsamples – for the countries with combined Polity score above 3 and 6, respectively. Theoretically, this brings the observations even closer, since meeting these criteria implies a higher level of internal competition, which, as indicated in the previous section, can correct for a wide variety of electoral biases. A summary of such replication is provided in the Appendix, it confirms our baseline results and allows us to go further.
Individual Level Perspective
In fact, the results of lower-level modeling do not favor our hypotheses either. To illustrate this, we need to begin with the outcome variable. Recall that in this regard we rely on an artificial indicator calculated as difference in grades – its distribution is not known in advance and is also subject to estimation. Figure 2 shows its multihump density smoothed via Gaussian kernel.
Figure 2.Kernel Density Estimate of the Dependent Variable. Note: the bandwidth is calculated using Silverman's rule of thumb. Source: Own Elaboration Based on CSES.
[Figure omitted. See PDF]
Several interesting patterns can be deduced from here, but we would like to emphasize two of them: the positive skew and the thickness of the right tail. Condensation on the left side of the graph means nothing more than a fairly high rationality of extreme voters – most of them are not mistaken or slightly mistaken in choosing the closest candidate. The heavy right tail, especially noticeable in the Brazilian subsample, probably refers to the previous part of the study: minor groups of inaccurate voters may be an echo of a negative effect for which we did not find solid confirmation. Alternatively, this may be a consequence of Brazilians being less ideologically divided.
Some clarity is provided by RDD-type models. At first glance, one can only conclude that there is some starting level of inaccuracy among voters (Table 4, model 1). Personal choice turns out to be unaffected by the interaction of predictors, not to mention the age variable alone (Table 4, model 2). In sum, belonging to the test group has an overly dispersed effect with large standard errors – the corresponding coefficient is relatively small and cannot be interpreted.
Table 4.Output of Simple Regression Discontinuity Models.
[Figure omitted. See PDF]
Dependent variable: | ||
---|---|---|
Choice inaccuracy | ||
(1) | (2) | |
Age | −0.007 | 0.020 |
(0.006) | (0.024) | |
Treatment | −0.110 | 1.721 |
(0.530) | (1.684) | |
(Age):(Treatment) | −0.028 | |
(0.025) | ||
(Intercept) | 2.704 *** | 0.948 |
(0.641) | (1.662) | |
Residual Std. Error | 2.638 (df = 862) | 2.637 (df = 861) |
F-Statistic | 0.640 | 0.864 |
Statistical significance markers: * p < 0.1; ** p < 0.05; *** p < 0.01.
Note: The gap coefficient is estimated through the “Treatment” dummy. Source: Own Elaboration Based on CSES.
Threshold-specific regressions reveal exactly the same picture. The estimates in Tables 5 and 6 are average treatment effects for 1-, 2- and 4-years bandwidths. Note that these coefficients are at best of marginal significance, while most of the values obtained have a high probability of being purely coincidental. It is indicative that zero effect persists for all types of models – for different functional forms, different numbers of observations covered, different age thresholds and a combination of all these. Moreover, the results are robust to expanding the sample by supporters of other parties (see Appendix). Hence, it can be assumed that the prevailing accuracy of voters and the high spread in ideological estimates overwhelm almost all the distortions caused by compulsory voting. Figures 3 and 4 depict these findings.
Figure 3.Linear Approximation of Discontinuities. Source: Own Elaboration Based on CSES.
[Figure omitted. See PDF]
Figure 4.Polynomial (Quadratic) Approximation of Discontinuities. Source: Own Elaboration Based on CSES.
[Figure omitted. See PDF]
Table 5.Estimates of Local Linear Regressions for Different Bandwidths.
[Figure omitted. See PDF]
(1) Linear 17–18 | (2) Linear 69–70 | |||||
---|---|---|---|---|---|---|
LATE | Half-BW | Double-BW | LATE | Half-BW | Double-BW | |
Bandwidth | 2 y. | 1 y. | 4 y. | 2 y. | 1 y. | 4 y. |
Observations | 84 | 49 | 134 | 32 | 19 | 55 |
Estimate | 0.6626 | 0.0500 | 0.4154 | −0.9476 | −1.0500 | −0.4677 |
Std. Error | 1.4903 | 0.8983 | 1.3902 | 1.8726 | 0.9051 | 1.3847 |
z value | 0.44461 | 0.05566 | 0.29879 | −0.5060 | −1.1601 | −0.3378 |
Pr(>|z|) | 0.6566 | 0.9556 | 0.7651 | 0.6128 | 0.2460 | 0.7355 |
F-statistic | 2.139e-03 | 3.722e-05 | 2.699e-01 | 2.4675 | 0.0820 | 0.4926 |
Num. DoF | 3 | 2 | 3 | 3 | 2 | 3 |
Denom. DoF | 80 | 46 | 130 | 28 | 16 | 51 |
p-value | 2.755e-04 | 7.443e-05 | 3.060e-01 | 0.1655 | 0.1567 | 0.6220 |
Note: Robust SE are calculated using HC3 estimator. The first model assesses the causal effect for the younger subgroup, the second – for the older one. Source: Own Elaboration Based on CSES.
Table 6.Estimates of Local Quadratic Regressions for Different Bandwidths.
[Figure omitted. See PDF]
(3) Quadratic 17–18 | (4) Quadratic 69–70 | |||
---|---|---|---|---|
LATE | Double-BW | LATE | Double-BW | |
Bandwidth | 2 y. | 4 y. | 2 y. | 4 y. |
Observations | 84 | 134 | 32 | 55 |
Estimate | 0.7621 | 0.5338 | 5.5667 | 0.8242 |
Std. Error | 2.0433 | 1.4482 | 4.3070 | 3.8260 |
z value | 0.37298 | 0.36857 | 1.2925 | 0.2154 |
Pr(>|z|) | 0.7092 | 0.7124 | 0.1962 | 0.8294 |
F-statistic | 1.595e-03 | 2.430e-01 | 1.7946 | 0.5321 |
Num. DoF | 4 | 4 | 4 | 4 |
Denom. DoF | 79 | 129 | 27 | 50 |
p-value | 1.041e-05 | 1.731e-01 | 0.3181 | 0.5746 |
Note: Robust SE are calculated using HC3 estimator. The first model assesses the causal effect for the younger subgroup, the second – for the older one. Both equations include the covariate of voter's age squared. Half-bandwidth models are not reproduced due to a lack of observations. Source: Own Elaboration Based on CSES.
Discussion and Conclusion
The political implications of compulsory voting have attracted academic attention since the late 1970s. Studies on CV-induced support for the left have been replicated many times, and models have been rebuilt to reflect methodological progress. We, in turn, try to apply the accumulated potential to the reality of recent years – to the electoral rise of extreme forces. We offer two perspectives on CV influence, institutional (at the country level) and personal (at the level of individual voters), and test their plausibility with regression tools. Our hypotheses suggest that strict enforcement of CV law causes substantial biases in aggregate rationality, leading to over-representation of marginal parties.
In pairwise cross-country tests, we find some support for this explanation. The performance of extreme parties turns out to be slightly (4–5 p.p.) better when there is a legal obligation to vote. This gap is unlikely to be accidental, although it does not appear in more complex models. Controlling for states’ similarity, continental location, and electoral systems, we see the CV effect diluted to statistical insignificance. The hypothesis of deteriorating rationality receives even less support. Voters in the control group – those for whom voting is optional – show such a wide range in accuracy (as seen in the graphs preceding this section) that it is virtually impossible to distinguish them from the obliged ones. In this regard, the electorate of ideological radicals is little different from the electorate of any other politicians.
As for other possible explanations, we would like to name just a few. So far, the most plausible theory seems to be the “net neutrality” of CV, which is based on the argument of mutually exclusive effects. If this is the case, system-enhanced turnout affects support for the radicals the same way as it affects support for the left – sporadically, ambiguously, and usually not significantly. Another interpretation is that rational choice – especially in the form of “proximity voting” – is biased when analyzing extreme politics. Then CV spillovers are to be found in habit formation, social discipline, and so on. Lastly, the fact that we do not observe extreme forces’ landslides or their supporters’ inattention does not mean that the underlying claim is false. CV may well manifest itself electorally, but the manifestation in one's specific favor may be obscured by numerous confounders that have yet to be found. All of these hypotheses are consistent with the results of the study.
To conclude, let us say a few words about the limitations and prospects for further research. Throughout the work, we try to use the most complete data and a variety of models so that the figures obtained are as replicable and generalizable as possible. It is no secret, however, that we operate within fixed space-time boundaries, rely on rather narrow operationalizations of key concepts (“extreme party”, “support level”, “voting quality”), and actually model straight-line dependencies. Perhaps the most far-reaching of the assumptions made is the measurability of rationality. Trying to assess the accuracy of people's choices, we make several simplifications in a row (we identify self-positioning quality with rationality, consider expert assessments as a rational baseline, and use a left-right scale proxy, realizing that the distance between its values can be perceived differently). In our view, work in several fronts could improve the situation, in order of importance: using other measures of positional accuracy, invoking non-reactive evidence of voting rationality, searching for mediators through which CV can influence individual preferences, targeting countries and subnational units in which CV is associated with the success of extreme parties. In addition, one can narrow the study field to a specific ideological orientation, using our and other approaches to test the CV factor there. Thus, it may still be possible to do what we could not – to link mandatory voting with voting for extreme forces.
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Abstract
In this paper, we address the issue of partisan bias in compulsory voting systems. Given the current global trends – declining trust in mainstream political parties, rising support for left- and right-wing radicals, growing populism and anti-elite sentiment – we seek to determine how they manifest themselves in an environment where citizens are required to vote by law. To answer this question, a quasi-experimental design is proposed. The data show that forced activity does not affect either extreme forces support rates (from a cross-country perspective) or the rationality of their voters (from an individual-level perspective). As far as we know, this is the first attempt to generalize the role of compulsory voting in extreme politics, as well as the first one to refute this role with ample evidence.
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