Content area

Abstract

International trade with unfamiliar stakeholders across countries presents challenges related to trust, payment security, and regulatory compliance. Letters of Credit (LC) mitigate these risks by establishing trust and ensuring secure transactions. However, existing LC processes remain heavily manual, labor intensive, and error prone, leading to significant delays, high costs, and limited scalability and transparency. The integration of Artificial Intelligence (AI) presents a promising solution. This study develops a roadmap for AI adoption in trade finance, focusing on automating LC document examination and addressing key research gaps in digitalization and hybrid AI integration. A qualitative approach, supported analysis of secondary data, is used to create an AI adoption framework. Several case studies of firms undergoing digital transformation were analyzed to identify trade finance bottlenecks, AI’s role in addressing them, and critical elements in implementing a human in the loop approach to balance automation with risk management. Moreover, efficient task assignment for human verification is essential to fully harness AI’s potential while balancing time savings with risk mitigation. This research examines the underexplored challenge of optimizing the hybrid process of AI-assisted LC examination aiming to minimize examination risk and maximize checker capacity utilization by offering practical strategies for improvement. Through data-driven research collaboration with international banks, an optimization model was developed to assign review tasks for LC documents indexed by AI based on their criticality and discrepancies to human checkers. The model also considers monetary value, checker expertise, and availability factors. Real case studies evaluated improvements over baseline practices, objectives prioritization, trade-off analysis, and varying supply–demand scenarios. The model achieved a 96.6% reduction in risk compared to baseline AI examination and a 97.9% reduction compared to baseline human examination, while maintaining 73% utilization. Utilization rates ranged from 34% for risk-focused strategies to 73% for efficiency-driven approaches, providing flexibility for resource allocation aligned with organizational priorities. AI can significantly enhance trade finance efficiency, but sole reliance on automation is risky. A hybrid AI-human approach ensures accuracy and compliance.

Using the proposed AI-optimization framework, research findings, and the developed roadmap, this study offers strategic guidance for AI implementation, actionable insights for managers, and recommendations for researchers exploring future directions in AI-driven trade finance.

Details

1010268
Business indexing term
Title
Hybrid Modeling for Letter of Credit Process in the Trade Ecosystem
Author
Number of pages
205
Publication year
2025
Degree date
2025
School code
1931
Source
DAI-B 86/12(E), Dissertation Abstracts International
ISBN
9798315785569
Committee member
Baldacci, Roberto; Aydin, Nezir; Brahim Belhaouari, Samir; Puthen Veettil, Jithesh
University/institution
Hamad Bin Khalifa University (Qatar)
Department
College of Science & Engineering
University location
Qatar
Degree
Ph.D.
Source type
Dissertation or Thesis
Language
English
Document type
Dissertation/Thesis
Dissertation/thesis number
31995184
ProQuest document ID
3215569956
Document URL
https://www.proquest.com/dissertations-theses/hybrid-modeling-letter-credit-process-trade/docview/3215569956/se-2?accountid=208611
Copyright
Database copyright ProQuest LLC; ProQuest does not claim copyright in the individual underlying works.
Database
ProQuest One Academic