Content area

Abstract

In multi-period algorithmic trading, determining algorithms that are ideal for riskaverse strategies is a challenging task. This study explored the application of model-free reinforcement learning (RL) in algorithmic trading and analyzed the relationship between risk-averse strategies and implementation of RL algorithms including Q-learning, Greedy-GQ, and SARSA. The data for this quantitative research included one year of the E-mini-NASDAQ-100 futures (2023-2024). Over 7,500 simulation results substantiated a proof of concept that Q-learning can successfully generate risk-adjusted trading signals in the highly liquid technology-focused futures market. With an optimized configuration of hyperparameters including look-back period, basis and reward functions, Q-learning delivered nearly twice the returns of the competing RL algorithms. Beyond absolute returns, Q-learning exhibited lower volatility across key risk metrics and outperformed the NASDAQ-100 benchmark by approximately 75 percentage points. These findings suggest reinforcement learning as a promising artificial intelligence and machine learning framework for alpha generating strategies in systematic trading.

Details

1010268
Business indexing term
Title
Reinforcement Learning for Algorithmic Trading in Financial Markets
Number of pages
131
Publication year
2025
Degree date
2025
School code
0075
Source
DAI-A 87/1(E), Dissertation Abstracts International
ISBN
9798288882517
Committee member
Alsarhan, Hamza
University/institution
The George Washington University
Department
Systems Engineering
University location
United States -- District of Columbia
Degree
D.Engr.
Source type
Dissertation or Thesis
Language
English
Document type
Dissertation/Thesis
Dissertation/thesis number
32122636
ProQuest document ID
3233860065
Document URL
https://www.proquest.com/dissertations-theses/reinforcement-learning-algorithmic-trading/docview/3233860065/se-2?accountid=208611
Copyright
Database copyright ProQuest LLC; ProQuest does not claim copyright in the individual underlying works.
Database
ProQuest One Academic