Content area

Abstract

AI systems are increasingly being utilized to support high-stakes decisions in various domains, including education, healthcare, finance, and employment. While AI-based Decision Support Systems (DSS) promise efficiency by reducing cognitive load and analyzing complex data, their application in human-centered domains can undermine stakeholder agency, produce misaligned outcomes, and overlook broader societal goals. A key limitation is that these systems often rely on pattern recognition from observed behavior rather than explicitly modeling how experts reason through uncertainty, competing priorities, and contextual trade-offs. As a result, they struggle to support decisions where quality depends not only on optimizing a single metric but also on aligning with stakeholder values and following principled reasoning processes.

This thesis introduces a decision-theoretic framework for designing AI-based DSS that extends data-driven AI models such as generative and statistical learning systems to explicitly model how domain experts structure problems, weigh competing values, and anticipate long-term impacts. The framework draws from decision analysis and multi-attribute utility theory (MAUT) to represent and balance competing objectives, incorporates Bayesian belief updating to reason over uncertainty in experts’ latent mental states, and uses structured decision representations to connect observed actions to unobservable preferences and principles.

To demonstrate the need for modeling experts’ mental states in decision-making processes, the thesis draws on two complementary studies. The first examines preparedness assessment decisions in a large graduate Data Science program, revealing that expert decisions, such as using Bloom’s taxonomy or balancing evaluation rigor with student burden, reflect complex priorities that cannot be reduced to a single metric. The second, on user consent in data personalization, demonstrates that when systems attempt to learn as much as possible about users for the platform’s benefit, they can misrepresent what users actually want if mental states such as awareness and agency are overlooked.

Building on these insights, the thesis develops a decision-theoretic framework for AI-assisted decision support that can integrate and model expert mental states, reasoning processes, and stakeholder trade-offs. In the large-scale context of collaborative content assessment on Wikipedia, the thesis demonstrates a scalable approach to capturing expert principles by curating high-quality decision traces and training machine learning models that reflect expert-aligned judgments. In a quantitative evaluation using simulated assessments and a qualitative study with domain experts on graduate data science preparedness assessments, the thesis demonstrates that decision-theoretic AI-based DSS yield more informative results while balancing stakeholder priorities, such as student burden, compared to existing AI baselines. Expert evaluations further reveal that meaningful decision support must account for broader utilities such as agency, transparency, and learning. While the framework advances the design of principled AI collaborators, it also surfaces richer expert preferences and trade-offs that point to future opportunities for refining stakeholder-aligned AI systems.

Details

1010268
Business indexing term
Title
Aligning AI-Based Decision Support Systems With Experts' Mental Models for Effective High Stakes Decision-Making
Number of pages
229
Publication year
2025
Degree date
2025
School code
0127
Source
DAI-B 87/7(E), Dissertation Abstracts International
ISBN
9798273310629
Committee member
Gonzalez, Rich; Horvitz, Eric; Wang, Xu
University/institution
University of Michigan
Department
Computer Science & Engineering
University location
United States -- Michigan
Degree
Ph.D.
Source type
Dissertation or Thesis
Language
English
Document type
Dissertation/Thesis
Dissertation/thesis number
32477037
ProQuest document ID
3292593283
Document URL
https://www.proquest.com/dissertations-theses/aligning-ai-based-decision-support-systems-with/docview/3292593283/se-2?accountid=208611
Copyright
Database copyright ProQuest LLC; ProQuest does not claim copyright in the individual underlying works.
Database
ProQuest One Academic