Earth Syst. Dynam., 5, 355373, 2014 www.earth-syst-dynam.net/5/355/2014/ doi:10.5194/esd-5-355-2014 Author(s) 2014. CC Attribution 3.0 License.
T. K. Lissner1,2, D. E. Reusser1, J. Schewe1, T. Lakes2, and J. P. Kropp1,3
1Potsdam Institute for Climate Impact Research, P.O. Box 60 12 03, 14412 Potsdam, Germany
2Geography Department, Humboldt-University Berlin, Berlin, Germany
3Dept. of Earth and Environmental Sciences, Potsdam University, Potsdam, Germany
Correspondence to: T. K. Lissner ([email protected])
Received: 17 March 2014 Published in Earth Syst. Dynam. Discuss.: 31 March 2014 Revised: 24 July 2014 Accepted: 16 September 2014 Published: 22 October 2014
Abstract. Climate change will have adverse impacts on many different sectors of society, with manifold consequences for human livelihoods and well-being. However, a systematic method to quantify human well-being and livelihoods across sectors is so far unavailable, making it difcult to determine the extent of such impacts. Climate impact analyses are often limited to individual sectors (e.g. food or water) and employ sector-specic target measures, while systematic linkages to general livelihood conditions remain unexplored. Further, recent multi-model assessments have shown that uncertainties in projections of climate impacts deriving from climate and impact models, as well as greenhouse gas scenarios, are substantial, posing an additional challenge in linking climate impacts with livelihood conditions. This article rst presents a methodology to consistently measure what is referred to here as AHEAD (Adequate Human livelihood conditions for wEll-being And Development). Based on a trans-disciplinary sample of concepts addressing human well-being and livelihoods, the approach measures the adequacy of conditions of 16 elements. We implement the method at global scale, using results from the Inter-Sectoral Impact Model Intercomparison Project (ISI-MIP) to show how changes in water availability affect the fullment of AHEAD at national resolution. In addition, AHEAD allows for the uncertainty of climate and impact model projections to be identied and differentiated. We show how the approach can help to put the substantial inter-model spread into the context of country-specic livelihood conditions by differentiating where the uncertainty about water scarcity is relevant with regard to livelihood conditions and where it is not. The results indicate that livelihood conditions are compromised by water scarcity in 34 countries. However, more often, AHEAD fullment is limited through other elements. The analysis shows that the water-specic uncertainty ranges of the model output are outside relevant thresholds for AHEAD for 65 out of 111 countries, and therefore do not contribute to the overall uncertainty about climate change impacts on livelihoods. In 46 of the countries in the analysis, water-specic uncertainty is relevant to AHEAD. The AHEAD method presented here, together with rst results, forms an important step towards making scientic results more applicable for policy decisions.
1 Introduction
Processes of global change are closely linked to human well-being and livelihood conditions. Global and regional impacts of climate change are expected to affect important societal sectors and have the potential to signicantly reduce human welfare (Hare et al., 2011; Schneider et al., 2007; OBrien et al., 2004). The linkages of various processes of global
Climate impacts on human livelihoods: where uncertainty matters in projections of water availability
change to aspects of human well-being and livelihoods have been recognized in different contexts, including climate impacts (OBrien et al., 2004), sustainable development (Dietz et al., 2009) and ecosystem services (MEA, 2005). While many approaches to dene human well-being and livelihoods exist at various degrees of sophistication (ORiordan, 2013;Alkire, 2002), an operable framework to assess and measure
Published by Copernicus Publications on behalf of the European Geosciences Union.
356 T. K. Lissner et al.: Climate impacts on human livelihoods
human well-being and livelihoods conditions in the context of climate change research does not exist so far. Yet such a framework can provide an important means to assess the consequences of climate change for human welfare and societal systems, allowing for impacts of climate change to be related to other development aspects and impacts across sectors to be compared.
Uncertainty has proved to be a major impediment in climate-related policy decisions. Considerable uncertainty is associated with global models of climate and other biophysical processes, deriving from a range of factors (Schneider and Kuntz-Duriseti, 2002). Different types of uncertainty can be distinguished, some of which can be approached though further research or model improvement (epistemic uncertainty). Other aspects, such as uncertainty from scenarios, cannot be fully eliminated (aleatory uncertainty) (Dessai and Hulme, 2004). Uncertainty is an integral part of scientic analyses; however, in public perception it is often interpreted as ignorance or a lack of robustness (Sigel et al., 2010). To overcome barriers in the translation of scientic results into the policy process, uncertainty needs to be adequately framed (Smith and Stern, 2011). The Inter-Sectoral Impact Model Intercomparison Project (ISI-MIP) (Warszawski et al., 2014) provides an important step towards explicitly and systematically addressing uncertainty deriving from climate impact models and emission scenarios and providing a consistent overview of the range of modelling results. While model improvements may reduce uncertainties to some extent, projections of future changes will always remain subject to aleatory uncertainties, as, for example, development pathways are not knowable. On the one hand, model-and scenario-related uncertainties can be made visible and quantied, as has been done with recent ISI-MIP results. On the other hand, methods to address the relevance of the uncertainty range for specic contexts can help in approaching the topic (Smith and Stern, 2011).
The central objectives of the present paper are two-fold, namely (I) to provide a method which addresses climate impacts in a wider context of human well-being and livelihood needs and (II) to show how this method can address the relevance of uncertainties within such assessments. While uncertainty itself is not reduced through the approach, its relevance for the system under consideration can be determined by viewing the uncertainty range in relation to a specic context. We rst outline a novel methodology to measure what is referred to here as AHEAD (Adequate Human livelihood conditions for wEll-being And Development). Based on a transdisciplinary sample of concepts, the approach provides an integrated quantication of livelihood conditions, which allows for climate impacts to be assessed in a comparable way. After an initial implementation of the approach on a global scale, we show how climate- and population change may affect overall fullment of AHEAD. For a rst implementation of the approach, we focus on the example of water
scarcity which has been identied as a major future challenge (Grey et al., 2013).
Recently, Schewe et al. (2014) analysed the range of ISIMIP models to determine developments of water scarcity over the course of the next century. Results show signi-cant uncertainty associated with the output of global water models, which is often even larger than the uncertainty deriving from climate models. We show how the AHEAD approach can provide a framework to view these uncertainties in a context.
Section 2 outlines the background of the AHEAD framework and presents its mathematical representation. We implement the approach in a rst calculation, using freely available data at national resolution and with global coverage. To underline the relevance of such an approach for climate impact research, we use results from the ISI-MIP project to outline the effects of changes in water availability on AHEAD.We assess in detail how uncertainties associated with projections of potential future developments can be addressed within the framework. We analyse the results in Sect. 3 and critically discuss the method and results in Sect. 4. A brief conclusion completes our paper.
2 Methods and materials
2.1 Identifying elements of AHEAD
The aim of the AHEAD approach is to quantify the adequacy of human livelihood conditions for well-being and development, measured through a set of elements. These elements include a range of tangible and intangible aspects, which represent an extended set of basic human needs (Littig and Griessler, 2005). Conceptually, elements of AHEAD are generally valid and globally applicable, allowing for a systematic and comparable assessment of livelihood conditions across space and time.
To derive a consistent set of elements to outline such conditions, AHEAD is based on a transdisciplinary set of approaches, identied through a qualitative literature review (for a detailed outline of the conceptual basis of the AHEAD methodology, see Lissner et al., 2014). On the basis of 11 theories, namely Maslows theory of human motivation (Maslow, 1943), the basic human needs approach (McHale and McHale, 1979; Doyal and Gough, 1984;Weigel, 1986), human-scale development (Max-Neef, 1992;Cruz et al., 2009), the capability approach (Sen, 1985; Anand et al., 2008; Gasper, 2007; Nussbaum, 2000), human security (Gasper, 2005; UNDP, 1994; King and Murray, 2001), sustainable livelihoods (Scoones, 1998; Chambers and Conway, 1991), quality of life (QoL) (Cummins, 1996; Costanza et al., 2007), subjective well-being (SWB) (Diener et al., 1999, cited in Alkire, 2002), the Millennium Ecosystem Assessment (MEA, 2005), dimensions of poverty (Narayan et al., 2000) and the measurement of economic performance and social progress (Stiglitz et al., 2009), we identify a set of
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T. K. Lissner et al.: Climate impacts on human livelihoods 357
Figure 1. Overview of the fuzzy aggregation tree to calculate AHEAD. Detailed explanations of each variable, as well as the aggregation procedures, are given in Sects 2.2 and 2.3.
16 elements which are relevant to measure AHEAD for climate impact research (see Fig. 1). Detailed descriptions ofAHEAD elements are available in the Appendix, Table A1 (Lissner et al., 2014a, published on gshare).
In order to translate these identied elements into a quantied representation, we refer to the conceptual distinction between needs and satisers introduced by Max-Neef (1992) (see also Narayan et al., 2000; Sen, 1993). The elements ofAHEAD (needs in Max-Neefs denition) constitute essential requirements to attain well-being and adequate livelihoods and are generally valid and globally applicable. However, the satisers, which can be used to access these elements and meet needs, may vary across space and time. Different satisers may be chosen according cultural preferences or development status, for example, as different kinds of resources can contribute to satisfying the same needs. Further, following the underlying literature, no hierarchy can be assumed to exist between elements, with the exception of those elements directly relevant to physical survival (Max-Neef, 1992; Sen, 1993). For the purpose of measuring the fullment of AHEAD, we want to assess whether the availability of each element is adequate to meet human livelihood needs. Adequacy in this context refers to a situation where elements are sufciently available in quantity and quality to meet basic needs and permit a life in dignity (Wicks, 2012) as recognized, for example, in the Universal Declaration ofHuman Rights (UN, 1948). Adequate conditions therefore do not refer to a situation of luxury but the sufcient availability of relevant resources. Similarly, inadequate conditions do not necessarily imply complete deprivation but refer to a
situation where livelihood needs are no longer met and development is compromised.
To facilitate the measurement of AHEAD, we group the 16 elements into three categories (see Fig. 1). Elements directly relevant to physical human survival are grouped into the domain of subsistence, namely water, food and air. The remaining elements can be grouped according to their tangibility: aspects such as shelter and adequate sanitation provide essential infrastructure. Further elements in this group include education, health care, energy access, communication and mobility. Intangible aspects are relevant in their contribution to the societal structure and include social protection, security, participation, social cohesion, and economic and political stability. In order to provide an estimate of comparable AHEAD at national resolution and global scale, we rely on data sets available at this level of detail and with as few missing values as possible.
The following paragraphs outline the method and discuss available data for a rst implementation. We study in detail the relevance of changes in water availability for AHEAD over the course of the century; the remaining elements are kept constant over time.
2.2 Integrating elements of AHEAD
Representing the concept of adequacy in mathematical terms can be difcult. The denition of exact thresholds of the sufcient availability of an element can be challenging, due to vagueness and uncertainties associated with such linguistic concepts. Fuzzy reasoning provides a means to express the degree of membership to linguistic concepts, thus translating qualitative elements into quantiable units (for details see
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358 T. K. Lissner et al.: Climate impacts on human livelihoods
e.g. Kropp et al., 2006; Lissner et al., 2012; Zadeh, 1965) and allowing for the consideration of inherent vagueness. By calculating the degree of membership of each variable to a common linguistic category, namely the adequacy of conditions, the diverse range of elements become comparable with regard to their contribution to fullled AHEAD conditions.
The rst step of the analysis is the fuzzication of the base variables with respect to a dened linguistic category.A function to calculate the degree of membership to the linguistic category is dened for each variable. In the case of our analysis, the degree of membership [notdef] of each variable to the linguistic category conditions are adequate is determined.Fuzzied data sets take continuous values from 0 (adequacy is very low) and 1 (adequacy is very high). For the purpose of determining the fullment of AHEAD, fuzzy values near 0 reect a basic level of resource availability below which development would be compromised. Fuzzy values near 1 indicate a level of sufciency where basic needs are fully met and conditions are adequate.
Thresholds for membership ( 1, 2) are dened to calculate continuous degrees of membership [notdef]zi of variable through Eq. (1) (linear increase), Eq. (2) (linear decrease), Eq. (3) (exponential increase) and Eq. (4) (exponential decrease). For Eqs. (3) and (4), the value of [epsilon1] determines the curvature of the function. For Eqs. (1) through (4), 1 < 2 must be true. As the values for 1 and 2 critically determine the membership values for each element and thus the overall result, thresholds have to be context-specic and reect the properties of the available data. Threshold values and membership functions for the analysis and are discussed in detail in the following Sect. 2.3 and are summarized in Table 1.
[notdef]zi( ) =
8 >
<
>
:
between, variables. Operators for the aggregation are dened analogously to crisp set theory and additional fuzzy operators are available (Mayer et al., 1993). Unlike the strict application of boolean MIN or MAX operators, which result in a strict intersection or union of sets, fuzzy operators allow for compensation through a value, which can take values between 0 and 1 (Eq. 5 for fuzzy MIN; analogue quantication for fuzzy MAX) (Kropp et al., 2001). The introduction of results in the consideration of the arithmetic mean of all input values to some extent, thus diluting the strict application of the operator to the extent of , with values near 1 resulting in a rather strict application of the operator and values near 0 introducing signicant compensation. At = 0 the arithmetic
mean of the input values is calculated.
[notdef](z1 ^ z2 ^ ... ^ zn) = min ([notdef]z1, [notdef]z2, ..., [notdef]zn)
+ (1 )
1 N
N
(1)
[notdef]zi( ) =
8 >
<
>
:
Xi=1[notdef]zi (5)
To assess the fullment of AHEAD, the characteristics of the contributing elements as well as their relationships determine the rules and order of aggregation, as outlined in Fig. 1.Initially, the three dimensions of subsistence, infrastructure and societal structure are aggregated individually. An essential property of the elements of the subsistence dimension is that they are non-substitutable: if one of the elements of water, food or clean air is not available, it poses a direct threat to human health and well-being. Indicators within this dimension are therefore aggregated using a strict MIN operator with = 1 (left column of Fig. 1). Elements relevant for
the societal structure dimension, however, may to some extent be substitutable. Low availability of one resource may to some extent be compensated for by the high availability of another, which is reected in using the arithmetic mean ( = 0) (right column of Fig. 1). While those elements in
cluded in the infrastructure dimension are not substitutable in a physical sense, high values in one of these domains imply high levels of technological advancement, which motivates the use of the arithmetic mean here (middle column of Fig. 1). The nal aggregation of the three dimensions to the full index of AHEAD reects the fact that all three components are required to attain adequate conditions. We aggregate the dimensions infrastructure and societal structure using a fuzzy MIN operator with = 0.6. This use of ac
counts for the fact that levels of adequacy in both dimensions are required for fullled livelihoods, but fully adequate conditions in one area may compensate for other deciencies to the extent of . While the order of magnitude and likely ranges of can be motivated by the context, the exact value is to some extent arbitrary within the global implementation of the approach. The subsequent aggregation of all dimensions to a measure of AHEAD is performed using a strict MIN operator ( = 1), again reecting the non-
substitutability of the subsistence domain.
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0, 1
1
2 1 , 1 < < 2 1, 2
1, 1
2
2 1 , 1 < < 2 0, 2
(2)
[notdef]zi( )=
8 >
>
<
>
>
:
0, 1
1 1exp([epsilon1]) [parenleftBig]
1exp
h[epsilon1] 1 2 1 [bracketrightBig][parenrightBig]
, 1< < 2
1, 2
(3)
[notdef]zi( )=
8 >
>
<
>
>
:
1, 1
1 1exp([epsilon1]) [parenleftBig]
1exp
h[epsilon1] 2 2 1 [bracketrightBig][parenrightBig]
, 1< < 2
0, 2
(4)
Subsequent to their fuzzication, variables are aggregated using context-specic aggregation rules in a dened order (Fig. 1). The choice of aggregation rules should reect the context of the analysis and be motivated by the properties of the indicators. Fuzzy decision rules thus allow for incorporation of the content-related properties of, and relationships
T. K. Lissner et al.: Climate impacts on human livelihoods 359
Table1.Indicatorsanddatausedtoquantifyelementsoflivelihoods.Columntwoandthreespecifytheindicatorsandsourcesusedforcalculationofelements. 1and 2arethelower
andupperthresholdstodenethedegreeofmembership.Thelastcolumnprovidesthesourceandmotivationforeachofthethresholds.Wherenosourceisindicated,underlying
assumptionsarediscussedinthetext.NotethattheelementshelterisnotincludedinthepresentcalculationofAHEADduetomissingdata(seeFootnote1inthetext).
ElementsIndicatorDatasource 1 2MembershipfunctionSource 1and 2
WaterannualinternalrenewablewaterresourcesISI-MIP(seeSect.2.4)1000m3 cap1 yr1 1400 m3 cap1 yr1 linear increase Appelgren (1998), Falkenmark (1997)
accesstoimprovedwatersourceWHO(2009)analoguetoHowardandBartram(2003)
Foodcaloriesday1 cap1 FAO (2009) country-specic MDER 2800 kcal exponential increase (3) FAO (2001), Whitlock et al. (2009 )
AirPM 10concentrationsWHO(2009)15ppm100ppmexponentialdecrease(1)Desaietal.(2004),PopeIIIetal.(2002)
solidfueluseWHO(2009)5%100%lineardecreaseLillemoandHalvorsen(2013),Desaietal.(2004)
SanitationaccesstoimprovedsanitationWHO(2009)analoguetoHowardandBartram(2003)
HealthcarelifeexpectancyatbirthWHO(2009)3070linearincreaseKlugmanetal.(2011)
healthcareworkerdensityWHO(2009)0.0025cap1 0.005 cap1 linear increase Chen et al. (2004)
EnergyelectricationrateOECD/IEA(2009)80%100%linearincreaseseeSect.2.3
EducationmeanyearsofschoolingUNDP(2009)410linearincreaseBhuwaneeetal.(2009)
expectedmeanyearsofschoolingUNDP(2009)410linearincreaseBhuwaneeetal.(2009)
MobilitymotorvehiclesWorldBank(2009)0.2cap1 0.5 cap1 linear increase see Sect. 2.3
CommunicationmobilecellularsubscriptionsWorldBank(2009)0cap1 1 cap1 linear increase see Sect. 2.3
internetusersWorldBank(2009)0cap1 1 cap1 linear increase see Sect. 2.3
SocialprotectioninstitutionalsolidarityIDP(2009)24linearincreasedeCrombruggheetal.(2009)
traditionalsolidarityIDP(2009)24linearincreasedeCrombruggheetal.(2009)
micro-lendingIDP(2009)24linearincreasedeCrombruggheetal.(2009)
PoliticalstabilitypoliticalstabilityIDP(2009)24linearincreasedeCrombruggheetal.(2009)
EconomicstabilitylabourlegislationIDP(2009)24linearincreasedeCrombruggheetal.(2009)
employmentcontractrigorousnessIDP(2009)24lineardecreasedeCrombruggheetal.(2009)
SecurityofpersondomesticsecurityIDP(2009)34linearincreasedeCrombruggheetal.(2009)
SocialcohesionsocialinclusionIDP(2009)24linearincreasedeCrombruggheetal.(2009)
ParticipationpopulationparticipationIDP(2009)24linearincreasedeCrombruggheetal.(2009)
Minimum dietary energy requirements (MDER): country-specic minimum requirement for minimum acceptable body weight, taking into account demographic determinants ( FAO , 2001).
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360 T. K. Lissner et al.: Climate impacts on human livelihoods
2.3 Data and fuzzy membership functions to calculate the fullment of AHEAD
We implement the AHEAD index at global scale, relying on freely available data at national resolution (Table 1). As we rely on data sets that are available with global coverage, the consideration of possible satisers is limited in some cases, as only selected indicators are raised at this scale. Applied fuzzication methods for each variable are motivated by results from the literature as presented in Table 1. A more detailed summary of the translation of elements into a quantied representation is available in the Appendix (Table A1) (Lissner et al., 2014a). Most elements can be represented with single data sets (Table 1). For the representation of some elements, composite indicators have to be calculated, which are derived as follows:
Water: sufcient water availability is essential both directly, in terms of drinking water, and indirectly, as an essential prerequisite for other elements, such as food and energy production. Drinking water availability is often not restricted by actual resource availability, but rather low quality or unimproved access are limiting factors (Rijsberman, 2006). Looking beyond physical water resources alone, water is therefore represented using the two indicators access to improved water source and available water resources, aggregated via a MIN operator. Adequate water resource availability refers to the cumulative water needs of all sectors.
Air quality: both indoor and outdoor air quality determine health effects. The main determinant for indoor air quality is the use of solid fuels for heating and cooking, whereas negative health effects of outdoor air derive mainly from concentration of particulate matter (PM) (Klugman, 2011). The two indicators solid fuel use and PM10 concentration are aggregated using a MIN operator.
Health care: the human development index (HDI) includes the indicator life expectancy at birth to represent the capability of leading a long and healthy life (Klugman et al., 2011). We combine the indicator with the average number of doctors per capita using the arithmetic mean.
Social protection: refers to a source of support available should one not be able to support oneself. In our analysis we identied three indicators, which can provide this support: institutional solidarity, traditional (community) solidarity as well as access to micro-credits (de Crombrugghe et al., 2009). As either one of these can full the need for support, we use a MAX operator for the aggregation.
Economic stability: refers to conditions that enable the population to plan ahead and feel secure regarding
the prospects for the future. We use the existence of labour legislation and the degree of rigidity of employment contract to represent economic stability (de Crombrugghe et al., 2009). Indicators are aggregated with the arithmetic mean.
Education: we use the HDI 2010 methodology (Klugman, 2011), which represents access to education with the two indicators mean years of schooling and expected mean years of schooling, aggregated with the arithmetic mean.
Communication: we combine the indicators number of mobile phones and number of internet users as representatives of access to communication infrastructure, which have been recognized as essential tools of development (UN ICT Task Force, 2005), using a MAX operator.
Thresholds 1 and 2, as well as the shape of the membership function (Eqs. 14) to fuzzify each input data set, which are discussed in the following paragraphs, are motivated by the literature (for an overview of all membership functions, as well as the frequency distribution of the input data, see Fig. A1a and A1b in the Appendix). For the purpose of representing the adequacy of available water resources for AHEAD, we use the Falkenmark indicator, which denes a range of per capita water resource needs based on empirical estimates, including the domestic, agricultural and industrial sectors. We note that the application of such globally homogeneous thresholds represents a simplication which we deem appropriate for the purpose of the present global study. Annual renewable water resources per capita (m3 cap1 yr1) below 500 m3 cap1 yr1 indicate absolute water scarcity ( 1), while an availability of more than 1400 m3 cap1 yr1 indicates no water stress (water security)
( 2) (Falkenmark, 1997; Falkenmark and Rockstrm, 2004;
Brown and Matlock, 2011). Data sets for the variables access to improved water source as an additional aspect of water availability and access to improved sanitation are grouped into three and four classes, representing the quality of access. For each country, the available data provides the percentage of households belonging to the respective class.To make use of this classication, we weigh each group according to the quality of access, as outlined in Howard and Bartram (2003). The classication and associated weights are as follows: access to water: (a) piped onto premises, weight 1, (b) other improved water source, weight 0.6, and(c) unimproved water source, weight 0.2; sanitation: (a) improved sanitation, weight 1, (b) shared facilities, weight 0.6,(c) unimproved sanitation, weight 0.2, and (d) open defecation, weight 0. The classes are then summed up, resulting in continuous values between 0 and 1, indicating the overall degree of adequacy of access.
It has been shown that a moderate increase in calorie in-take has higher nutritional benets at the lowest levels of
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calorie intake, approximated here by the use of a curved membership function (Eq. 3) with [epsilon1] = 3 (Whitlock et al.,
2009). Lower and upper thresholds refer to specications by the FAO, who calculate minimum dietary requirement (MDER) for all countries, reecting the demographic situation, and propose a global average ideal nutrition level of 2800 calories cap1 day1 (FAO, 2001). The effects of particulate matter on human health are especially strong at concentrations above 100 ppm, while levels below 15 ppm are acceptable (Desai et al., 2004); at lower concentrations, health effects decrease (Pope III et al., 2002). The thresholds for the variables life expectancy at birth and actual and expected mean years of schooling are set as used for the calculation of the HDI 2010 (Klugman et al., 2011). Adequate health coverage is likely to be achieved with a minimum health worker density of at least 0.0025 cap1 and should be guaranteed at a density of 0.005 cap1 (Chen et al., 2004).
Membership to the linguistic variable indoor air quality is adequate is calculated using the indicator solid fuel use.As some use of solid fuels can have lifestyle aspects, such as in replaces (Lillemo and Halvorsen, 2013), we set the lower threshold to 5 %, which represents fully adequate conditions. Membership decreases linearly up to a solid fuel use of 100 %. We set the minimum electrication at 80 % and calculate a linear increase of membership up to 100 %, reecting the fact that energy access is fundamental to many livelihood aspects, e.g. communication and most general household needs (Gaye, 2008), and restricted access also restricts many other livelihood needs. Both indicators for communication, the number of internet and mobile phone users, are fuzzied using continuous values between 0 and 1 cap1. For the fuzzication of mobility data we set 1 to 0.5 motor vehicles per cap1, as this reects the lowest values of high
HDI countries (World Bank, 2009). Similarly, 2 at 0.2 cap1 reects values in very low HDI countries.
Input data available to measure the societal structure are ranked continuously on a scale from 0 or 1 to 4. This ranking scale stems from the collection and preparation methodology of the data, where values of 0 mean that the respective element is not available at all, values near 1 represent low values and values of 4 indicate high availability or fullment of the respective element (de Crombrugghe et al., 2009). The linguistic representation of adequacy is thus already implemented in the initial classication and can directly be used in the fuzzy logic algorithm. Table 1 summarizes the relevant parameters for the fuzzication of elements and species the data sets and sources used (also see Appendix, Table A1, for further details on the indicators used).
Data coverage differs slightly for the three dimensions of AHEAD and each dimension has missing values for some countries; the full measure was calculated for all cases with full data coverage across elements (111 countries). Shelter is the only aspect that cannot be represented adequately because of missing data and is therefore not included in the
present analysis1. For the majority of indicators, no consistent scenarios are available. To address the question of how potential climate change impacts may affect human livelihood conditions, we employ data from ISI-MIP to address how changes in water availability affect AHEAD fullment.
2.4 Scenarios of water availability
For the analysis of water resource availability, we use global gridded runoff and discharge data, which has been calculated in the framework of ISI-MIP (Warszawski et al., 2014). Simulations were performed with eleven impact models (IM), namely the hydrological models DBH (Tang et al., 2007), H08 (Hanasaki et al., 2008), Mac-PDM.09 (Gosling and Arnell, 2011), MATSIRO (Takata et al., 2003), MPI-HM (Stacke and Hagemann, 2012), PCR-GLOBWB (Wada et al., 2010), VIC (Liang et al., 1994), WaterGAP (Dll et al., 2003), and WBMplus (Wisser et al., 2010); the land-surface model JULES (Best et al., 2011); and the LPJmL (Bondeau et al., 2007) dynamic global vegetation model. The models were driven by bias-corrected (Hempel et al., 2013) climate data from ve global climate models (GCM) that participated in the fth phase of the Coupled Model Intercom-parison Project (CMIP5; Taylor et al., 2012), based on four Representative Concentration Pathways (RCPs; Moss et al., 2010). As a rst-order indicator of available renewable freshwater resources, we calculate annual mean runoff at each grid cell, and then redistribute it within each river basin according to the spatial distribution of discharge to account for cross-boundary ows between countries (Gerten et al., 2011). The result is summed up over every country and divided by the countrys population to obtain water resources per capita per year. Country-level population data according to UNWPP estimates for the historical period, and according to the Shared Socioeconomic Pathways SSP2 (ONeill et al., 2012) projection for the future, are obtained from the SSP database at https://secure.iiasa.ac.at/web-apps/ene/SspDb
Web End =https://secure.iiasa.ac.at/web-apps/ene/SspDb and linearly interpolated to obtain annual values. For further details about the model simulations, see also Schewe et al. (2014). We calculate average per capita water availability for a baseline of 19812010 (2000) and calculate projected changes for the scenario period 20712099 (2090). Years in brackets will be used throughout the paper as a reference to the 30-year average. We calculate water availability for each RCP and each IMGCM combination individually and also calculate the average across models (ensemble mean). Per capita water
1Data on housing availability and quality is scarce. The available slum indicator used for measuring the Millennium Development Goals, for example, is an aggregate of ve indicators: access to improved water, access to improved sanitation, sufcient living area, durability of housing, and security of tenure, of which only access to improved water and sanitation have acceptable coverage (143 countries, compared to 53 to 68 countries for the other indicators). Both of these indicators are resolved individually in the analysis (source: http://www.unhabitat.org/stats/
Web End =http://www.unhabitat.org/stats/ .
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Figure 2. Decision tree to classify AHEAD results according to the result range of water availability data. Note that the term range in the gure refers to the range of result values for a single country, deriving from the range of values of water resource of availability from the different IMGCMRCP combinations. FW refers to fuzzied values of water availability. Classes A, B and C.1, C.2 comprise results which show a low range of values, indicating that the uncertainty-induced result range lies outside relevant boundaries for adequate AHEAD conditions and water security. In class C.3 and all D classes, uncertainty ranges are relevant with regard to AHEAD conditions and/or water security.
availability is then translated into fuzzy values as discussed in the previous section. We include scenario data for water availability only; other elements of AHEAD are kept constant over time. Changes in conditions are thus a function of changes in water availability over the course of the century.
Assessment of the relevance of uncertainty
Finally, we analyse AHEAD results with regard to the relevance of the uncertainty associated with the RCPs as well as the IMs and GCMs. As a result of the different levels of warming associated with the RCPs, as well as differences between models, projections of future water availability differ, leading to a spread of results (inter-model spread).
We categorize our results according to the relevance that this inter-model and scenario spread has for the results of our analysis. Following the decision tree outlined in Fig. 2, we differentiate between several combinations which determine whether the modelling- and scenario-induced uncertainty affect AHEAD results. As the inter-model and scenario spread leads to a range of possible values of water resource availability, there is a consequent range of possible fuzzy values of water availability for AHEAD conditions. AHEAD spread in the context of this analysis refers to the differences
between the minimum and maximum possible values of aggregated AHEAD conditions as a result of the inter-model and scenario spread in projections of water availability in a given time period. In groups A, B and C.1/C.2 indicated in Fig. 2, the spread is not relevant with regard to the dened context-specic membership functions and decision rules, and the country-specic result spread of aggregated AHEAD values is below 0.2. The result range is low, either because water is not limited (fuzzy water value of 1), regardless of the spread of the modelling output (A, C.1), because there is high agreement in the models and the result range is small(B) or because water is severely limited (fuzzy water value of 0) under all scenarios and models (C.2). For group C.3 and all subgroups of D, the spread affects the results of fuzzy water values and overall AHEAD conditions and cannot be factored out. Here, we further differentiate results according to the magnitude of the spread. Group D.1 has a country-specic AHEAD result spread between 0.2 and below 0.5, whereas the result spread in class D.2 is 0.5 or higher.
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Figure 3. AHEAD fullment at global scale for present conditions (water data: ensemble mean across all participating ISI-MIP climate and water models for the baseline 2000). Result values for current and future calculations for all GCMs and RCPs are published on gshare (Lissner et al., 2014a).
3 Results
3.1 Current and future fullment of AHEAD
The following paragraphs present the results of the analysis, based on the ensemble mean of the underlying scenarios of water availability. All country- and indicator-specic values using the ensemble mean and the results of the individual IMGCMRCP combinations are available in the Appendix (Lissner et al., 2014a). The initial fuzzication of all input values leads to comparable values between 0 and 1, describing the adequacy of each AHEAD element. The directed aggregation procedure then allows for quantifying the adequacy of conditions of the three subindices subsistence, infrastructure and societal structure, as well as the overall fullment of AHEAD. The fuzzied and aggregated values can be represented according to the degree of membership to the linguistic category of adequacy: very high (10.8), high (< 0.80.6), intermediate (< 0.60.4), low (< 0.40.2) and very low (< 0.20).
Figure 3 shows overall global livelihood conditions for baseline conditions (2000), using per capita water availability from the ensemble mean. Based on these values, global mean AHEAD fullment is intermediate (0.48). Only a few changes in overall AHEAD fullment occur for the future scenario based on ensemble mean values; therefore only baseline values are presented in Fig. 3. Calculations using the full range of ISI-MIP modelling results for the baseline as well as the scenario period as input for water availability lead to a result spread of intermediate to low AHEAD fullment on global average (between 0.34 and 0.53). The general spatial distribution of AHEAD is similar across all scenarios and models. A total of 9 (22) countries consistently show very high (very low) AHEAD fullment in all model and scenario combinations, while the results from 80 countries vary as a result of different values of water availability.
When comparing the adequacy values for the three subindices in terms of the main limitations on the basis of the ensemble mean, the societal structure is most limited in 47 countries, while subsistence and infrastructure pose
strong limitations in 37 and 27 countries, respectively. While this differs slightly across models and scenarios, as water limitations are higher or lower, the general distribution is nonetheless consistent and societal aspects limit AHEAD fullment in many regions. With the regard to the highest adequacy of conditions, values in the subsistence domain are highest in 51 countries, while this is true for 33 and 27 countries for the societal structure and infrastructure domains, respectively (see Table A1 for a summary of the degree of fullment of all AHEAD elements and subindices; individual country values in the Appendix).
From closer inspection of the single elements of AHEAD, it becomes apparent within the subsistence subindex that it is most often the inadequate air quality which limits the adequacy of conditions (baseline: 61; 2090: 59). On the basis of the ensemble mean, water availability is the strongest limitation (36 for 2090 values) for the baseline in 34 countries, while calorie availability and water access limit the subsistence subindex in 1 and 15 countries, respectively. Nonetheless, water limitations are also present in many regions where other elements present the highest limitations to AHEAD. Of the 111 countries, 67 countries have fuzzy water values below 1; however, in 32 of these, water availability is only slightly below the threshold and adequacy is very high. In 44 countries, no limitations are present (fuzzy water is 1), while fuzzy water availability is below 0.6 in 21 countries. The calculations for 2090 show slight reductions in the adequacy of water availability. In 43 countries, water availability remains above thresholds of water security, and in 27 countries the adequacy of water availability is very high. The number of countries with values of below 0.6 increases to 30 for 2090. Within the infrastructure domain, the elements mobility, energy availability and communication show the highest limitations, with minimum values in 52, 29 and 22 countries, respectively. In the societal structure, the main limitations show in the elements participation (59) and economic stability (22).
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3.2 The relevance of uncertainties in projections of water availability for AHEAD
Uncertainties in climate impact analyses derive from various sources. In the present results, uncertainties deriving from the inter-model spread of both GCMs and IMs as well as from greenhouse gas scenarios are visible in the results, as they produce a range of potential future developments of water availability. Further sources of uncertainty, such as an incomplete understanding of underlying processes (see e.g Schneider and Kuntz-Duriseti, 2002, for a detailed overview), exist; however these are not in the focus of the present analysis. The AHEAD methodology allows for the uncertainty-induced result range within a context to be viewed, which allows for determination of whether this specic type of uncertainty is relevant with regard to a specic question, in this case the adequacy of water resources and AHEAD fullment. In the remainder of the paper, uncertainty specically refers to modelling- and scenario-induced uncertainties which produce a visible result range (inter-model spread).
The basic idea of the approach is simple: if the uncertainty causes AHEAD results to cross the thresholds of adequacy, uncertainties are relevant to the fullment of AHEAD.If this is not the case, uncertainty is not relevant with regard to the specic context, here the adequacy of conditions. Figure 4 exemplies in more detail how the fuzzication and aggregation procedures allow for the relevance of uncertainty to be assessed for AHEAD results by showing three subsequent analysis steps in several example countries: plots on the left show the overall per capita water availability (m3 cap1 yr1). The middle and right plots present fuzzied values for water availability and AHEAD, respectively. In each plot, the individual IMs and the two time slices are plotted individually, showing the result spread across GCMs and RCPs. From comparison of the modelling results regarding water availability per capita (plots ac), it is clear that Sweden in this example has the highest spread stemming from both IM and GCMs, with modelled ranges of water availability of up to 13 240 m3. When translating these values into a fuzzy representation of the adequacy of water availability (plots ef), however, it becomes apparent that this range is outside of values relevant to water security (fuzzy water availability is 1), as water supply in both countries is always adequate under all scenarios. The modelling- and scenario-related uncertainty present in the results is thus large, but it is unlikely to affect human water security in the context of AHEAD. The two other examples, Morocco and Ethiopia, have smaller result ranges of per capita water availability across models and scenarios. When translated into a fuzzied representation of water adequacy, however, it becomes clear that these ranges may be highly relevant to water security, as many of the potential future projections lie within a range of beginning or existing water scarcity. The third column (plots gi) shows the resulting values of AHEAD for each country.
In two of the examples, the result range of modelled water availability does not affect overall AHEAD conditions, either because the water availability is always above the relevant thresholds (Sweden), or because other factors determine the overall result (Ethiopia). In Morocco, water availability values are all within a critical range for water security, and this remains visible within the overall results of AHEAD.
In this manner, the decision tree shown in Fig. 2 allows for the results for each country to be classied according to the relevance of uncertainty for water security and overall AHEAD fullment. We use the value range across all models and scenarios for the classication, but differentiate between the time slices 2000 and 2090. The map in Fig. 5 shows the resulting grouping of countries for baseline conditions, with grey colours representing groups with relevant uncertainty(C.3 and D). There are only a few changes in this classication in the future scenario (see Appendix for all country-specic values).
Of the 111 countries for which AHEAD could be calculated, the current model spread in 65 countries is outside the thresholds for AHEAD fullment. This number increases to 70 countries in 2090, as water scarcity increases and water security is below the minimum requirements in all RCPIMGCM combinations. The reduction of uncertainty is due to the high model agreement with regard to reduction in water availability to levels where water scarcity has to be expected.Those countries which move towards classes where uncertainty is not relevant to water security move to classes which show very low values of fuzzy water availability. In 54 of the countries outside the uncertainty range, there is agreement between models, scenarios and time periods that water resources are adequate and fuzzy water values are high to very high. In 11 countries (16 in 2090), models agree on severe limitations to water availability (fuzzy water availability is 0).
4 Discussion
While information on sectoral climate change impacts is increasing, a generally applicable framework to relate climate impacts to livelihood conditions and human well-being is so far unavailable. We present an approach to quantify adequate human livelihood conditions for well-being and development and link these conditions to assessments of climate impacts, exemplied with changes in water availability. Based on a set of 16 elements to represent requirements for human well-being and livelihood conditions, the AHEAD approach provides a means to view climate impacts in a wider context, focussing on their relevance for human development.
The approach measures elements within the three dimensions of subsistence, infrastructure and societal structure. Conceptually, the identied elements of AHEAD constitute generally valid requirements for adequate livelihoods. Their fullment can be measured through indicators,
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representing the access to satisers, which can differ according to prevailing possibilities and preferences. In the present implementation, the focus is on a comparable measurement of AHEAD conditions at global scale and national resolution.The selection of indicators (satisers) is therefore limited to data which are available at this scale, but focusses on using comprehensive satisers to provide a holistic perspective where possible. In the case of measuring social protection, for example, the three indicators traditional solidarity, institutional solidarity and micro-credits/micro-lending can each contribute to a very high degree of fullment, reecting different cultural preferences and development status (Cook and Kabeer, 2009).
With regard to the representation of water availability within the AHEAD framework, our approach to combine water resource availability with the access to an improved water source provides an important way forward to account for the fact that water resources alone do not guarantee access to water. Especially in developing countries, water access infrastructure poses a more important limitation to water availability, rather than the available resource (Rijsberman, 2006).At the same time, water shortages to some extent can be mitigated by good water infrastructure. In many countries of the EU, such as Germany, per capita water availability is very close to a scarcity threshold, yet few problems with water security have so far occurred as a result of good water management. Changes in both water resources and population have an effect on the per capita resource availability within
a country. By selecting average per capita requirements for a life in dignity as the assessment unit, the various pressures exerted on resources can be represented by the approach. In the case of water availability, it is often the increase in population which reduces the adequacy of per capita water availability, rather than reduction in water resources.
Methodologically, the use of fuzzy logic allows for translation of inherently fuzzy concepts and data from different sources and in different units into a consistent framework.The translation of elements from a qualitative description into a quantied representation is associated with vagueness.The use of linguistic categories, as well as the representation of gradual truth values of membership to these categories, provides a means to address this vagueness in a comparable way. The aggregation of data from different sources with different units is challenging (Parsons et al., 2011), as data needs to be transformed into a compatible format in order to enable aggregation. The denition of context-specic linguistic categories allows for the range of input values to be translated into a consistent and comparable format, in the case of the present analysis a representation of the adequacy of conditions, allowing for direct comparison between countries. Other indicator-based approaches have been criticized for their normalization and aggregation methods, which do not retain important cause-and-effect relationships between elements (e.g. the well-known HDI; Kovacevic, 2011). In contrast, the AHEAD approach is not a simple aggregation
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Figure 5. Classication of countries for baseline conditions following the decision tree outlined in Fig. 2. Result values for current and future calculations for all GCMs and RCPs are published on gshare (Lissner et al., 2014a).
of elements: it allows for properties of single variables to be maintained in the nal result.
The approach also allows for the effects of climate change impacts on AHEAD to be assessed. As exemplied with the example of water availability, an assessment of the relevance of changes for a specic context, here the adequacy of AHEAD conditions, becomes possible. The approach can be extended in this regard, as it allows for a range of sectoral climate impacts to be assessed. Projections of climate change and impacts are subject to uncertainty, deriving from several sources. Especially in climate impact assessments, uncertainties multiply along the assessment chain (Schneider and Kuntz-Duriseti, 2002). The present approach allows for parts of such uncertainties to addressed by assessing their relevance with regard to a specic context. Of the sources of uncertainties, those deriving from the modelling set-up as well as from potential future scenarios are directly visible in modelling intercomparison efforts, such as the ISI-MIP project, as these make the range of plausible future developments visible. By analysing their relevance with regard to specic questions, the methodology presented in this paper can help in putting these result ranges into a perspective. In many cases uncertainty in future projections is high. However, as we were able to show with the example of water availability, these uncertainty ranges often do not overlap with critical thresholds for livelihood aspects in this case water security. As results presented in Figs. 4 and 5 show, countries can be classied according to the relevance of uncertainty regarding water availability. In countries such as Sweden, modelling- and scenario-induced uncertainties are substantial, but all values are well above basic human requirements, and therefore the uncertainties do not affect water security, as the fuzzication step from column 1 to column 2 in Fig. 4 illustrates. In the examples of Ethiopia and Morocco, however, uncertainty remains relevant in this context.
The AHEAD approach also allows for changes in single components to be viewed within a wider framework of livelihood conditions. Our results show that the majority of countries with low values of AHEAD are not water-limited but otherwise restricted (Fig. 5, class B and C.1), and other
development priorities are more pressing. In many countries a large inter-model spread is apparent in projections of future water availability, as visible in the example of Sweden. The translation into a fuzzy representation allows for the determination of whether this uncertainty is relevant with regard to a specic question. In Sweden, all projections are above the thresholds for water security. In countries such as Ethiopia and Morocco, the inter-model is spread is lower; however the result range is highly relevant to livelihood conditions and water security, and uncertainty remains visible in the AHEAD result. The approach can thus reveal important insights into development priorities. Modelling uncertainties have been blamed for inaction regarding climate change policies (Lorenzoni et al., 2007). Such impasses can be resolved to some extent if the visible uncertainty range is related to a specic context.
There are several limitations to the AHEAD approach and its present implementation. The use of global data at national resolution and the denition of globally applicable thresholds provides a comparable overview global AHEAD fullment, but is unable to include regional to local specicities. Country-specic management practices and preferences, for example, are thus not accounted for. An analysis at country scale assumes that national boundaries limit resource availability. However, especially in the food and water sectors, trade plays an important role for actual resource availability (Suweis et al., 2013; Chapagain et al., 2006). Additionally, the assessment of water requirements as an aggregate of all sectors does not take different sectoral requirements into account, with regard to quality and infrastructure, for example. More detailed analyses at ner resolutions, as, for example, proposed by Lissner et al. (2014b), can provide important further information in this regard. Finally, the implementation at country scale using annual mean water availability also assumes an even distribution of population and resources across space and time within country boundaries. Especially in large countries with uneven population distributions and diverse climatic conditions, such averages prove to be a limitation for the assessment of water availability.
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The conceptual foundation of AHEAD is based on the ideas put forward in the literature of well-being and livelihoods. Following these ideas, the identied elements of AHEAD are non-culturally specic. However, the choice of indicators to represent their fullment (satisers) can vary, for example, according to development status or culturally specic preferences. For the purpose of a global application, the availability of data sets of sufcient coverage is an important restriction. Some available data sets are limited in their ability to depict the potential range of satisers that could be used in order to meet the respective need. This is visible in the representation of mobility, for example. Mobility exists at different timescales, different spatial scales and with different purposes. The focus of AHEAD is on short-term and local to regional mobility, which is relevant to social networks and inclusion, for example (Urry, 2003; Cass et al., 2005), but is also relevant to the accessibility of various services (Mokhtarian et al., 2001), such as health care (Molesworth, 2006). Existing indicators with sufcient coverage to present a global picture of mobility are scarce, and the chosen indicator of motor vehicle density only represents a fraction of potential satisers for mobility needs. Similar restrictions apply to the other indicators used for the present calculation of AHEAD. Here, more targeted data collection with a focus on regional specicities, as well the different facets of satisers, would be needed.
The current application of the index exemplies how the relevance of uncertainty deriving from modelling approaches and scenarios can be assessed, using data on potential changes in water availability. For a holistic picture, consistent scenarios for all variables would have to be used, which is outside the scope of this assessment. It is also important to note that uncertainty ranges outside the thresholds relevant to AHEAD remain important for other water-related decisions, e.g. urban water ow management. While such changes may not directly affect water security, other effects may nonetheless negatively affect the adequacy of human livelihood conditions.
Knowledge on the biophysical impacts of climate change on global scale is becoming available at increasing levels of detail (Piontek et al., 2013), while assessments of impacts on societal systems and human livelihoods and well-being remain fragmented. The AHEAD approach proposes a framework which allows for climate impacts to be systematically related to livelihoods at global to regional scales, providing a frame for the results of global modelling efforts. The adequate communication of research results is an essential requirement for the integration of scientic ndings into policy decisions (Smith, 2011). The role of uncertainty in particular is often an impediment (Sigel et al., 2010). Embedding visible uncertainty of modelling output within a context allows showing where uncertainties are relevant with regard to specic questions and where they may be outside the range of relevance for the certain decisions. The results of course do not reduce the uncertainty of the modelling output, but
they can help put existing uncertainties into a context. This may help in reducing the limiting and inhibiting effects that uncertainty currently has for climate change adaptation and mitigation policy decisions.
5 Conclusions
Uncertainty has been blamed for inaction in climate policy (Lorenzoni et al., 2007). This is also due to public misconceptions of the term uncertainty. The adequate and targeted communication of scientic results is essential in elds of high policy relevance, such as climate change research. To improve the communication and the transferability of results, adequate methodologies are urgently needed which are rooted in scientic ndings but are able to bridge the gap between science and practice and able to prepare results in an applicable and understandable way. The analysis and inter-comparison of available impact models, as has been done in the ISI-MIP project, is an essential step towards the active consideration of uncertainties. By integrating these results into a wider context of human well-being and livelihood requirements, the AHEAD approach provides a novel way forward in the integrated and targeted communication of applicable scientic results.
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Appendix A
Table A1. Summary of results for each variable, showing the number of countries in each class. Classes correspond to 0.2 increments (0< 0.2: very low; 0.2< 0.4: low; 0.4< 0.6: intermediate; 0.6 < 0.8: high; 0.81: very high). The classication of the variable water refers to results for baseline conditions using the ensemble mean.
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Water 20 7 2 5 161 Food 2 2 2 20 150 Water access 16 8 35 30 107 Air 36 12 21 23 83 Health 0 35 37 19 100 Sanitation 13 20 22 22 119 Energy 51 7 9 7 102 Education 6 14 27 38 90 Mobility 116 9 6 2 41 Communication 34 35 38 51 37 Social protection 0 3 24 65 29 Economic stability 8 15 48 34 16 Political stability 4 5 14 26 72 Security 5 8 23 31 54 Social inclusion 9 15 41 28 30 Participation 32 29 33 16 13
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Earth Syst. Dynam., 5, 355373, 2014 www.earth-syst-dynam.net/5/355/2014/
370 T. K. Lissner et al.: Climate impacts on human livelihoods
Acknowledgements. The work was developed within a project funded by the German Federal Ministry of the Environment, Nature Conservation and Nuclear Safety, specically through the International Climate Initiative (Internationale Klimaschutzinitiative, IKI) and PROGRESS: Spitzenforschung und Innovation in den Neuen Lndern (PROGRESS: Potsdam Research Cluster for Georisk Analysis, Environmental Change and Sustainability) (grant no. 03IS2191B). For their roles in producing, coordinating, and making the ISI-MIP model output available, we acknowledge the modelling groups (as listed/cited in the text) and the ISI-MIP coordination team. We also wish to thank the two anonymous reviewers for suggestions which helped in improving the manuscript.
Edited by: R. Pavlick
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Copyright Copernicus GmbH 2014
Abstract
Climate change will have adverse impacts on many different sectors of society, with manifold consequences for human livelihoods and well-being. However, a systematic method to quantify human well-being and livelihoods across sectors is so far unavailable, making it difficult to determine the extent of such impacts. Climate impact analyses are often limited to individual sectors (e.g. food or water) and employ sector-specific target measures, while systematic linkages to general livelihood conditions remain unexplored. Further, recent multi-model assessments have shown that uncertainties in projections of climate impacts deriving from climate and impact models, as well as greenhouse gas scenarios, are substantial, posing an additional challenge in linking climate impacts with livelihood conditions. This article first presents a methodology to consistently measure what is referred to here as AHEAD (Adequate Human livelihood conditions for wEll-being And Development). Based on a trans-disciplinary sample of concepts addressing human well-being and livelihoods, the approach measures the adequacy of conditions of 16 elements. We implement the method at global scale, using results from the Inter-Sectoral Impact Model Intercomparison Project (ISI-MIP) to show how changes in water availability affect the fulfilment of AHEAD at national resolution. In addition, AHEAD allows for the uncertainty of climate and impact model projections to be identified and differentiated. We show how the approach can help to put the substantial inter-model spread into the context of country-specific livelihood conditions by differentiating where the uncertainty about water scarcity is relevant with regard to livelihood conditions - and where it is not. The results indicate that livelihood conditions are compromised by water scarcity in 34 countries. However, more often, AHEAD fulfilment is limited through other elements. The analysis shows that the water-specific uncertainty ranges of the model output are outside relevant thresholds for AHEAD for 65 out of 111 countries, and therefore do not contribute to the overall uncertainty about climate change impacts on livelihoods. In 46 of the countries in the analysis, water-specific uncertainty is relevant to AHEAD. The AHEAD method presented here, together with first results, forms an important step towards making scientific results more applicable for policy decisions.
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