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Citation: Transl Psychiatry (2016) 6, e935; doi:http://dx.doi.org/10.1038/tp.2016.146
Web End =10.1038/tp.2016.146
http://www.nature.com/tp
Web End =www.nature.com/tp
ORIGINAL ARTICLE
Alterations in amygdalaprefrontal circuits in infants exposed to prenatal maternal depression
J Posner1,2,5, J Cha1,2,5, AK Roy3, BS Peterson4, R Bansal4, HC Gustafsson1, E Raffanello2, J Gingrich1,2 and C Monk1,2
Prenatal exposure to maternal depression is common and puts offspring at risk for developing a range of neuropsychiatric disorders. Despite its prevalence and adverse associations, neurobiological processes by which prenatal maternal depression (PMD) confers risk remain poorly understood. Maternal mood and fetal behavior were assessed between 34 and 37 gestational weeks. Using resting-state functional magnetic resonance imaging (fMRI) and diffusion MRI, we examined functional and structural connectivity within amygdalaprefrontal circuits in 64 infants (mean age = 5.8 1.7 weeks) with (n = 20) and without (n = 44) in utero exposure to PMD. Resting fMRI and diffusion MRI both indicated atypical amygdalaprefrontal connectivity in PMD-exposed infants: Resting fMRI indicated increased inverse, or negative, functional connectivity between the amygdala and the dorsal prefrontal cortex (PFC), bilaterally, and diffusion MRI indicated decreased structural connectivity between the right amygdala and the right ventral PFC. Spectral dynamic causal modeling supported these ndings suggesting altered amygdalaPFC effective (or directed) connectivity in PMD-exposed infants. Last, path analyses supported a mechanistic account relating PMD to a third-trimester fetal behavior: PMD alters amygdalaPFC connectivity, which in turn, is associated with an increase in fetal heart rate reactivity to in utero perturbation. These data suggest that the maturation and coordination of central and peripheral physiology are altered by prenatal exposure to maternal depression. To the best of our knowledge, this is the rst study to directly associate infant MRI measures with a behaviorfetal heart rate response, and supports hypotheses that PMD-associated variations in the development of amygdala
PFC circuits are relevant for future neurobehavioral maturation.
Translational Psychiatry (2016) 6, e935; doi:http://dx.doi.org/10.1038/tp.2016.146
Web End =10.1038/tp.2016.146 ; published online 1 November 2016
INTRODUCTIONPrenatal exposure to maternal depression is common with 1015%
of pregnant women in the US experiencing a major depressive episode.1 The exposure puts the offspring at risk for developing a range of neuropsychiatric disorders.2 Beyond the role of shared genes, the neurobiological processes by which prenatal maternal depression (PMD) inuences childrens developmental trajectories are poorly understood.
Recent magnetic resonance imaging (MRI) studies have begun to characterize neurobiological correlates of exposure to PMD. In one of the rst, children of mothers with PMD showed cortical thinning, particularly over the frontal lobes.3 This is consistent with research suggesting that cortical thinning may be a risk marker for depression.4 A second study found that the microstructure of the amygdala, indexed by fractional anisotropy, may be altered in newborns of mothers with PMD.5 A third study showed that PMD-exposed infants had increased functional connectivity between the amygdala and several frontal regions.6 Together these results suggest that exposure to PMD may inuence the development of the frontal cortex, and, particularly, amygdalaprefrontal circuits, with implications for future affect regulation. For example, altered amygdalaprefrontal connectivity has been implicated in pediatric depression,7,8 with hypothesized effects on affect regulation.9
Our study aimed to further investigate the potential role of PMD in childrens neurobehavioral development in three ways. First, we
examined PMD effects on neural connectivity in infants shortly after birth. Prior research assessed infants no earlier than 6 months of age, limiting the ability to disentangle PMD from the effects of postpartum depression. Second, we directly tested associations between amygdalaprefrontal connectivity and a fetal behavior. Building on our prior work10 and that of others,11,12 we studied fetal heart rate (FHR) reactivity to in utero stimuli, initiated via maternal autonomic nervous system responses to acute laboratory stress. Heightened FHR responses are associated with PMD exposure and a more reactive infant temperament.13 Establishing that amygdalaprefrontal circuitsdeveloped over the course of gestation though tested shortly after birthare associated with a third-trimester fetal behavior reective of amygdalaprefrontal cortex (PFC) circuits to the brainstem1416 would provide functional signicance of the variation in brain development and its relevance for future socialemotional trajectories. Third, we used two complementary, but distinct, MRI indices of neural connectivity (functional and structural connectivity obtained from resting fMRI and diffusion MRI, respectively), coupled with computational modeling. Combining MRI modalities and modeling techniques provides a comprehensive view of brain circuit development assessed shortly following birth.
We obtained resting fMRI and diffusion MRI scans from a total of 64 infants with (n = 20) and without (n = 44) in utero exposure to PMD. Our study included assessment of maternal affective
1Department of Psychiatry, Columbia College of Physicians and Surgeons, New York, NY, USA; 2New York State Psychiatric Institute, New York, NY, USA; 3Department of Psychology, Fordham University, New York, NY, USA and 4Institute for the Developing Mind, Childrens Hospital Los Angeles and the Keck School of Medicine, University of Southern California, Los Angeles, CA, USA. Correspondence: Dr J Posner, College of Physicians and Surgeons and New York State Psychiatric Institute, Unit 74, 1051 Riverside Drive, New York, NY 10032, USA.
E-mail: mailto:[email protected]
Web End [email protected]
5These two authors contributed equally to this work.
Received 23 May 2016; accepted 2 June 2016
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Table 1. Demographic and clinical characteristics of study participants
Controls (n = 44) Depressed (n = 20) Test statistic (df) P-value
Age at scan (weeks) 5.99 1.86 5.66 1.74 t (62) = 0.685 0.496 Gestational age at birth (weeks) 39.30 1.07 39.23 1.02 t (62) = 0.199 0.843
Sex 2(1) = 1.772 0.183 Male 21 6Female 23 14
Infant birth weight (g) 3278.27 476.65 3347.58 395.86 t (61) = 0.556 0.580 Maternal age 30.85 5.66 28.61 6.66 t (62) = 1.387 0.170 Maternal education (years) 15.33 3.09 14.15 4.40 t (27.81) = 1.083 0.288
Maternal race/ethnicity Fisher's exact = 0.663 0.909 Hispanic/Latina 24 10White/Caucasian 10 4Black/African American 5 3Other 5 3
Total family income Fisher's exact = 10.972 0.009 $025 000 11 12$26 00050 000 11 1$51 000100 000 15 2$100 001+ 7 5
Primary diagnosis on SADS n = 1 PTSDn = 7 missing SADS
n = 3 MDDn = 14 DD NOSn = 3 missing SADSMaternal PSS 17.55 7.29 28.62 8.01 t (61) = 5.44 o0.001
Maternal HAM-D 4.83 3.59 12.48 8.74 t (59) = 4.87 o0.001 Maternal CES-D 7.24 4.26 21.04 10.50 t (62) = 7.51 o0.001 Comorbid DSM-IV psychiatric disorder by SADS 1* 5a Fisher's exact = 7.394 0.024
Abbreviations: CES-D, Center for Epidemiological Studies Depression scale; DD NOS, depressive disorder not otherwise specied; HAM-D, Hamilton Rating Scale for Depression; MDD, major depressive disorder; PSS, perceived stress scale; SADS, schedule for affective disorders and schizophrenia. aBipolar disorder, anxiety not otherwise specied, panic disorder (with and without agoraphobia), specic phobia, obsessive compulsive disorder.
symptoms and a measure of fetal behavior. On the basis of prior literature, we hypothesized that infants exposed to PMD would show altered functional and structural connectivity within amygdalaprefrontal circuits, though the novelty of this research precluded specic hypotheses about the direction of these effects. We then conducted exploratory analyses to understand further the associations between PMD and the maturation of amygdala prefrontal circuits. First, using spectral dynamic causal modeling (sDCM), we estimated the direction of neural signaling (that is, effective connectivity) between the amygdala and the PFC. This permitted exploring whether reciprocal amygdalaPFC connections, which are detectable in adults, also are evident in young infants, and whether these reciprocal connections are affected by PMD. Second, we tested associations between amygdalaPFC connectivity and FHR reactivity. Last, we used path analysis to examine associations between PMD, FHR reactivity and amygdalaPFC connectivity.
MATERIALS AND METHODS Participants
Healthy pregnant women, ages 1845, were recruited at Columbia University Medical Center. Women were excluded if they acknowledged smoking or use of recreational drugs, lacked uency in English or were multiparous. Additional descriptions of the participants, as well as comparisons of screened versus included participants, are provided in the Supplementary Materials. The participants provided informed consent; New York State Psychiatric Institute Institutional Review Board approved all the procedures.
Study proceduresBetween 34 and 37 weeks' gestation (mean gestation = 36.3 2.0 weeks), pregnant women were assessed for mood symptoms and then underwent
fetal assessment. Within weeks of birth (mean age at scan = 5.8 1.7 weeks, Table 1), sleeping, nonsedated infants underwent a multimodal MRI session.
Infant characteristicsGestational age at the fetal assessment session (see the 'Fetal Assessment'
subsection) was determined by ultrasound examinations and last reported menstrual cycle. Gestational age at birth and birth weight were determined from the medical record.
Maternal mood symptomsThe participants completed the self-reported Center for Epidemiological
Studies Depression scale (CES-D)17 and the Perceived Stress Scale,18 as well as the interview-based Hamilton Rating Scale for Depression.19 Depression group (PMD) versus not depressed group (N-PMD) was based on a cutoff of 16 on the CES-D, as described elsewhere.20,21 To assess psychiatric disorders in addition to depression, the schedule for affective disorders and schizophrenia was used for sensitivity analyses (see Supplementary Analyses). Missing the schedule for affective disorders and schizophrenia was due to participant time constraints. There were no differences in subjects who completed the schedule for affective disorders and schizophrenia versus those who did not (P-values 40.3).
Fetal assessmentParticipants were in a semi-recumbent position for 25 minutes as fetal movement and heart rate were acquired. Data were obtained using a Toitu MT 325 fetal actocardiograph (Toitu, Tokyo, Japan), which detects fetal movement and heart rate via a single transabdominal Doppler transducer. Fetal data were collected from the Toitus output port, digitized at 50 Hz using a 16-bit A/D card and analyzed ofine. Fetal measures were obtained while women rested quietly for ve minutes (baseline), then completed a 5-minute computerized Stroop color-word task (stressor), followed by a 5-minute recovery period, a breathing task and a nal, 5-minutes recovery
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period. Within-subject FHR reactivity scores were computed by subtracting the mean and standard deviation of the FHR during the stressor period from baseline values, as previously described.22
MRI scanningImages were acquired on a GE Signa 3T whole-body scanner with an eight-channel head coil. Acquisition of a three-dimensional spoiled gradient recall image was followed by echoplanar images (TR = 2200 ms, TE = 30 ms, 90 ip angle, single excitation per image, slice thickness 3.5 mm, 19 19 cm eld of view, 64 64 matrix, 24 slices) with an effective resolution of 3.75 3.75 3.5 mm and whole-brain coverage. Five runs of 102 volumes (3 min and 44.4 s) were obtained for each participant. Two diffusion MRI runs were acquired for each infant with parameters: TR 8000 ms; slice thickness 2 mm; voxel size 2 2 2 mm3; slices 50. The series included three initial images acquired without diffusion weighting and with diffusion weighting along 11 noncollinear directions (b = 600 s m2).
Head motion during scanningWe took several steps to limit the inuence of in-scanner head motion.
First, we excluded any fMRI run with a peak Framewise Displacement (FD) over 1 mm.23 Second, we matched the numbers of fMRI runs across subjects by selecting two of the ve total runs with the least head motion (all the participants had two usable runs except for two participants having only one). These strict criteria resulted in minimal head motion in both groups (PMD group: mean peak FD = 0.20 0.190 mm, range =0.03 mm ~ 0.62 mm; N-PMD group: mean peak FD = 0.13 0.095 mm, range = 0.03 mm ~ 0.41 mm). Two infants showed peak FD values 40.5 mm. Third, we censored frames with excessive motion. Additional details regarding head motion and censored frames are provided in the Supplementary Materials. We then estimated an additional head motion parameter, DVARS.23 No group differences in FD or DVARS were detected (P-values 40.5). Head motion parameters were included as nuisance regressors in both the subject- and group-level analyses (see the subsections 'Resting State Image Processing' and 'Statistical Analyses').
For diffusion MRI scans, we estimated four head motion parameters: average translation, average rotation, percentage of slices with signal dropout and signal dropout severity.24 No scans were excluded because of excessive in-scanner head motion (mean rotation in PMD group =0.61 0.200 mm; mean rotation in N-PMD group = 0.57 0.127 mm; mean translation in PMD group = 0.005 0.0022; mean translation in N-PMD group = 0.004 0.0015). Group comparisons of head motion estimates are provided in the Supplementary Materials. Head motion parameters were included as nuisance regressors for group-level analyses (see the subsection 'Statistical Analyses').
Resting-state image processingImage preprocessing was performed with SPM8 and CONN toolbox.25
Images were motion-corrected, coregistered with an anatomical scan, normalized to an infant template brain,26 resampled at 2 mm and smoothed with a Gaussian kernel of 6 mm full width at half maximum. Temporal bandpass ltering (0.0080.09 Hz) was applied. Nuisance regressors included six head motion parameters, and orthogonal fMRI time series (extracted using the component-based noise correction (CompCor)27 method), and their derivatives, within each individuals white matter and cerebrospinal uid. The preprocessing stream using CompCor, combined with band-pass ltering and modeling of movement parameters, provides sensitivity and specicity to detect unbiased correlations in resting-state networks.28,29
Seed-based functional connectivityResting fMRI time series were correlated region of interest (ROI) by voxel for each infant. Fisher-z transformation was applied. Connectivity maps were generated with the seed ROI of the amygdala (each hemisphere separately) derived from a published infant atlas.26
Diffusion MRI tractographyComplete details for tractography processing are in the Supplementary
Materials. Briey, diffusion MRI data were preprocessed with the FSL 5.0 Diffusion Toolbox with probtrackx2.30 Masks for tractography were the same as those used for resting fMRI analyses, warped into individual structural space using nonlinear transformation (FNIRT) and transformed
into the individual diffusion space using linear registration (FLIRT). Streamlines were generated via Markov Chain Monte Carlo sampling procedure. Since the accuracy of Markov Chain Monte Carlo sampling depends on the number of iterations, we optimized our tractography solutions by increasing the number of iterations from the default of 5000 to 25 000. We used an amygdala structural atlas26 as the seed mask;
the cerebrospinal uid, segmented from an infants structural scan, was the stopping mask. Finally, using classication masks, we calculated the probability that the amygdala connected with the PFC target regions (24 regions; Supplementary Materials contains ROIs) relative to the overall streamlines from the amygdala, dened as following:31
Connectivity p
amygdala
~ROI
# of streamlines between amygdalROI # of streamlines from the amygdala
Therefore, our structural connectivity measures represent relative, region-to-region, connection probability. Target regions whose probabilistic tract measures failed to reach a threshold of 0.02% of the total estimated streamlines were excluded.3134 Diffusion MRI analysis was performed on a high performance computing cluster at Columbia University Medical Center.
Statistical analysesWe entered the seed-based connectivity maps into group-level factorial models with Group as the single factor with two levels (PMD and N-PMD). We restricted analysis to prefrontal ROIs (see Supplementary Materials). Head motion parameters, infant age at scan, sex and birth weight were included as nuisance regressors. For diffusion MRI tractography, we used multivariate general linear models containing amygdalaprefrontal structural connectivity measures as the dependent variable and the same nuisance regressors except for the diffusion tensor imaging head motion parameters.
We corrected for multiple statistical comparisons using a cluster extent method. A minimum cluster extent to meet a corrected alpha o0.05 given a voxel-wise P of 0.005 was estimated using 3dClustim in AFNI.35 Both
whole-brain (using whole-brain mask) and prefrontal ROI (using prefrontal mask) analyses were conducted. For diffusion MRI analyses, multivariate general linear model results were corrected using the false discovery rate (FDR).36
Exploratory analyses: sDCMOn the basis of group differences in amygdalaPFC functional connectivity (see the 'Results' section), we assessed effective connectivity between the amygdala, dorsal PFC and ventral PFC using sDCM (DCM12, revision 6080). This approach addressed two questions: (i) are reciprocal amygdala prefrontal connections evident in the neonatal brain, as described in adults?37 and (ii) if so, are these connections inuenced by PMD? Further details on effective connectivity and sDCM methodology are provided in the Supplementary Materials.
Clinical and behavioral correlationsWe considered brain-behavior associations by examining the associations between amygdalaPFC connections and fetal behavior while adjusting for maternal group, infant age at scan, sex and birth weight. We tested the associations via robust linear regression to curtail the inuence of potential outliers.
Path analysisWe performed path analysis to explore the interrelationships between
PMD, amygdalaPFC connectivity and fetal behavior. For this analysis, PMD (indexed by CES-D) served as the independent variable, connectivity (indexed by the left amygdaladorsal PFC functional connectivity) as the mediator, and FHR reactivity as the dependent variable. An indirect, mediation effect was tested using bootstrapping (5000 iteration), which does not assume a normal distribution of mediation effects. Mediation analyses were performed using AMOS 23 (SPSS, IBM, Armonk, NY, USA).
RESULTSDescriptive informationPregnant women were between 20 and 43 years old (mean =
29.22 6.01; Table 1). MRI data were collected in a total of 92
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dPFC
dPFC
PC
PL
MCC/PFC MCC/PFC PC
Figure 1. Infants exposed to prenatal maternal depression (PMD) show increased inverse, or negative, functional connectivity between the amygdala and the dorsal prefrontal cortex. Seed-based connectivity maps are presented with seeds in the left and right amygdala (Amg). Positive and negative correlations (that is, positive and inverse connectivity) are presented in yellow and blue, respectively. Infants exposed to prenatal maternal depression (PMD) and infants unexposed to N-PMD both display inverse connectivity between the left and right amygdala and the dorsal prefrontal cortex (dPFC), posterior cingulate cortex (PC) and parietal lobes (PL). Regions in purple/fuchsia indicate differences in connectivity strength in N-PMD versus PMD infants. Box plots (right column) demonstrate that relative to N-PMD infants, exposed infants (PMD) show increased inverse connectivity between the left amygdala and the dPFC and between the right amygdala and the midcingulate cortex/prefrontal cortex (MCC/PFC).
infants. Of these, usable MRI data were obtained in a total of 64 infants. Twenty-eight infants were excluded from the MRI analyses for technical reasons including the infant not tolerating the MRI scan, excessive head motion and/or imaging artifacts. Of the 64 infants who had usable MRI data, this consisted of n = 20 infants exposed to PMD and n = 44 infants not exposed to PMD (N-PMD). Of these 64 infants, resting fMRI analyses included 48 infants (n = 17 PMD infants and n = 31 N-PMD infants). Diffusion MRI analyses included 49 infants (n = 18 PMD infants and n = 31 N-PMD infants). FHR reactivity was assessed in 39 infants (n = 13 PMD infants and n = 26 N-PMD infants).
The infants with and without usable MRI data were comparable on demographics and anthropomorphics (P-values 40.3, see
Supplementary Materials). The PMD and N-PMD groups did not differ signicantly on infant birth weight, infant age at MRI scan, infant sex, maternal age or maternal education (Table 1).
Voxel-wise seed-based functional connectivityIn both the groups, seed-based connectivity maps generated from the left and right amygdala showed signicant positive connectivity with the ventral PFC, ventral anterior cingulate, hippocampus and contralateral temporal lobe (Supplementary Figure 3). Signicant inverse, or negative, connectivity was detected in both the groups between the amygdala and the dorsal PFC, dorsal anterior and posterior cingulate cortices, and parietal lobes (Figure 1). In the PMD, compared with N-PMD group, there was signicantly greater inverse functional connectivity between the right amygdala and a large cluster spanning the midcingulate cortex and dorsal PFC across the left and right hemispheres (whole-brain corrected Po0.001; peak z = 3.43, MNIx,
y,z = [ 2 11 24], cluster size = 3294 mm3 at uncorrected P = 0.005 and full width at half maximum of 9.63 mm; Figure 1 and Supplementary Table 1) and between the left amygdala and a
large cluster within the dorsal PFC spanning the left and right hemispheres (prefrontal ROI corrected Po0.02; peak z = 3.53,
MNIx,y,z = [4 21 37], cluster size = 1041 mm3 at uncorrected P = 0.005 and full width at half maximum of 9.63 mm; Supplementary Table 1). Analysis with uncensored volumes showed comparable results (Supplementary Table 2A). There were no regions in which PMD infants showed reduced inverse functional connectivity. No group differences were detected in positive functional connectivity.
Diffusion tractographyCompared with the N-PMD group, PMD infants showed decreased structural connectivity between the right amygdala and right ventral PFC (PFDR = 0.0219; Figure 2). In a conrmatory analysis using Network-Based Statistics to consider amygdala-seeded connectivity across the whole brain, only the right amygdala right ventral PFC connection showed a signicant association with PMD (PFWEo0.05).
Spectral dynamic causal modelingUsing Bayesian model selection, we tested whether the infant brain displays an interconnected neural network between the amygdala, ventral PFC and dorsal PFC. We considered all possible combinations of a three-node network (total of 64 models). A fully interconnected network was selected as the best model with an exceedance probability of 1 (Figure 3a). The PMD and N-PMD groups tested separately did not change this nding.
We next tested whether PMD inuenced effective connectivity (that is, directed connectivity) within the tripartite amygdalaPFC network. Relative to unexposed infants, those exposed to PMD displayed: (i) increased bottomup excitatory inuence from the amygdala to the dorsal PFC; (ii) decreased topdown cortical
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Figure 2. Infants exposed to prenatal maternal depression (PMD) show reduced structural connectivity between the amygdala and the ventral prefrontal cortex. (a) A probabilistic structural connectivity map (shown in redyellow) overlaid with a ventral prefrontal cortex (vPFC) mask. White matter tracts from the amygdala were estimated using probabilistic diffusion tractography; amygdalaPFC structural connectivity was then calculated on the basis of the ratio of numbers of tracts reaching each PFC target region relative to all estimated amygdala tracts. For presentational purpose, the estimated tracts were registered and overlaid with the standard neonatal brain. (b) A box plot of amygdalavPFC structural connectivity. General linear model revealed a signicant decrease in amygdalavPFC structural connectivity in infants exposed to PMD relative to unexposed infants (N-PMD). ***Po0.001.
excitatory inuences from both the dorsal and ventral PFC to the amygdala; and (iii) decreased reciprocal intercortical connections between the dorsal and ventral PFC (Figure 3b).
Behavioral correlationsGreater FHR reactivity in response to a mild maternal stressor correlated with greater inverse functional connectivity between the left amygdala and the dorsal PFC (t = 3.58, P = 0.001, robust regression; Supplementary Figure 4A) and with greater excitatory inuence from the amygdala to the ventral PFC (t = 4.15, P = 0.0004, robust regression; Supplementary Figure 4B). No signicant outliers were detected (mean Cooks distance = 0.05 0.098, min/max = 0.00005/0.45). Effects adjusted for maternal group, infant age at scan, sex and birth weight.
Path analysisPath analysis supported a mechanistic account that PMD is associated with greater FHR reactivity through its effects on amygdalaPFC connectivity (Figure 4). The mediation model showed a signicant indirect, mediation effect of maternal depression (indexed by CES-D) on FHR reactivity through amygdalaPFC connectivity (indexed by the left amygdaladorsal PFC functional connectivity; standardized mediation effect = 0.299, P = 0.007, Bias-corrected percentile method based on bootstrap samples). A signicant association was found between CES-D and amygdala dorsal PFC functional connectivity (standardized effect = 0.486, P = 0.009) and between amygdaladorsal PFC functional connectivity and FHR reactivity (standardized effect = 0.615, P = 0.020).
Supplementary analysesAdditional sensitivity and covariate analyses are described in the
Supplementary Materials.
DISCUSSIONWe examined the inuence of PMD on infant functional and structural connectivity within amygdalaPFC circuits using resting fMRI and diffusion MRI, and computational modeling. Resting fMRI and diffusion MRI both pointed to atypical amygdalaPFC
connectivity in PMD-exposed infants: Resting fMRI indicated increased inverse, or negative, functional connectivity between the amygdala and the dorsal PFC, bilaterally, and diffusion MRI indicated decreased structural connectivity between the right amygdala and the right ventral PFC. The sDCM supported these ndings suggesting altered amygdalaPFC effective connectivity in PMD-exposed infants, characterized, in part, by increased bottomup excitatory inuence from the amygdala to the dorsal PFC. Using path analysis, we found evidence for a mediating pathway relating PMD, amygdalaPFC connectivity and a behavior, third-trimester FHR response: PMD exposure is associated with increased amygdalaPFC inverse connectivity, which is associated with greater FHR responses to in utero perturbation resulting from maternal autonomic nervous system stress reactivity. Collectively, these ndings highlight the inuence of PMD on neural maturation and the potential role of this exposure on future neurobehavioral development.
Inversely correlated fMRI signal between the amygdala and the dorsal PFC has been reported in prior resting fMRI studies of adults and children.38,39 For example, in a cross-sectional study, functional connectivity between the amygdala and dorsal PFC was found to be inverse across development from early childhood to adulthood.39 We found that compared with N-PMD infants, those with PMD exposure showed signicantly stronger amygdaladorsal PFC inverse functional connectivity. One interpretation is that PMD represents an adverse in utero exposure that accelerates neurodevelopment, rending this circuit more mature in PMD infants. Accelerated development may prepare the fetus for a concordant, challenging postnatal environment, potentially encountered as maternal postpartum depression and/or the psychosocial factors that contributed to maternal perinatal mood disturbance. Analogous ndings of precocious amygdalaPFC connectivity have been reported in children institutionalized during infancy,40 suggesting priming of this circuit in response to developmental stressors.40 Early adversity has been associated with accelerated sexual maturation, advanced postnatal motor and cognitive development, and greater neural integration at birth based on auditory evoked responses.41,42 According to the Predictive Adaptive Response model, whether this priming poses a risk for future psychopathology may, in part, depend on the match with the psychosocial circumstances of the postnatal environment.43
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Amygdala-PFC
CES-D
FHR reactivity
Figure 4. Path analysis suggests that increased inverse amygdala prefrontal functional connectivity is a potential mechanism by which maternal distress during pregnancy enhances fetal heart rate reactivity. In the rst linear regression of this path analysis, we found that maternal depressive symptoms (as measured by the Center for Epidemiological Studies Depression scale (CES-D)) was a signicant predictor of connectivity between the left amygdala and the left dorsal prefrontal cortex (AmygdalaPFC, path a, beta = 0.486, P = 0.009). In the second linear regression model, we found that while controlling for CES-D, AmygdalaPFC connectivity was a signicant predictor of fetal heart rate reactivity (FHR reactivity, path b, beta = 0.615, P = 0.020). Bias-corrected bootstrapping conrmed the signicance of the indirect effect of CES-D on FHR reactivity (path c', coefcient = 0.299; P = 0.007).
Figure 3. Spectral dynamic causal modeling suggests effective connectivity in the infant brain between the amygdala, dorsal prefrontal cortex and ventral prefrontal cortex. (a) Bayesian Model Selection (BMS) showed strong evidence (exceedance probability) for a fully interconnected model with reciprocal connections between the amygdala, dorsal prefrontal cortex (dPFC) and ventral prefrontal cortex (vPFC) across all the subjects (model shown in the right panel). Separate BMS within each group showed identical results (exceedance probability 40.99). (b) Effective connectivity estimates were obtained from Bayesian model averaging in each group. Relative to infants unexposed to prenatal maternal depression (N-PMD), infants exposed to prenatal maternal depression (PMD) displayed increased effective connectivity from the amygdala to the dPFC; and decreased effective connectivity from the dPFC and vPFC to the amygdala, dPFC to vPFC and vPFC to dPFC (two-tailed t-tests; false discovery rate corrected for multiple comparison). *Po0.05; ***Po0.001.
Although we postulate that PMD accelerates amygdaladorsal PFC development, we did not nd evidence for this effect in amygdalaventral PFC circuits. Probabilistic tractography showed that PMD infants have reduced structural connectivity between the right amygdala and the right ventral PFC. Spectral DMC offered convergent evidence suggesting reduced topdown signaling from the right ventral PFC to the right amygdala in PMD infants. Diffusion MRI research in adults suggests that reduced structural connectivity within the amygdalaventral PFC circuit is associated with greater trait anxiety.44 Likewise, resting fMRI studies point to reduced amygdalaventral PFC connectivity in adults with depression.45,46 Given the putative role of amygdalaventral PFC circuits in extinguishing conditioned fears,47 disruption of this circuit may render PMD infants less adept at extinguishing fear responses. Behavioral assessments over subsequent developmental stages could test this hypothesis.48 We cannot say with certainty why PMD potentially disrupts amygdalaventral PFC circuits, while accelerating development of amygdaladorsal PFC circuits; however, this may relate
to the divergent functions, developmental trajectories and/or stress sensitivity of these circuits.
The sDCM analyses suggest that infants, regardless of PMD exposure, have an integrated amygdalaPFC circuit. Similar to the architecture of this circuit in adults, reciprocal connections were detected between the amygdala, dorsal PFC and ventral PFC. This surprising nding suggests that amygdalaPFC topology is already formed by early infancy. Its early maturation perhaps arises from the circuit's phylogenetic importance following the adage that ontogeny recapitulates phylogeny.
We believe this is the rst study to directly associate infant MRI measures with fetal behavior. We found that increased amygdala dorsal PFC inverse functional connectivity was associated with FHR increases to changes in the prenatal environment. Path analysis supported a mediation effect such that maternal distress over the course of pregnancy may increase inverse amygdala dorsal PFC functional connectivity which, in turn, is associated with upregulation in FHR responses to perturbations arising from acute maternal stress. Animal studies support this mechanistic account. For example, electrolytic lesions to the central nucleus of the amygdala blunt normal cardiovascular responses to conditioned stimuli.15 The amygdala is thought to modulate cardiovascular responses to affective stimuli via amygdalofugal and amygdalopetal projections to the brainstem.15 It is possible that over the course of gestation, exposure to maternal distress shapes amygdalaPFC circuits, which in turn, contribute to a more advanced physiological response to stimuli in the fetus. This is evidenced in the FHR increase to perturbation whereas fetuses of healthy, euthymic women have been shown not to have a FHR change during this paradigm.10 Coordination of central and peripheral physiological responses to stimuli may prepare the fetus for a postnatal environment in which adversity is anticipated.
Study limitations should be considered. First, we cannot disentangle genetic versus environmental contributions to amygdalaPFC development. Nonetheless, altered amygdalaPFC development may represent an important biological variant in infants at risk for psychopathology. Second, our mediation results should be considered provisional because of the temporal sequence in which the mediator (connectivity) was measured after the outcome (fetal behavior). This limitation is difcult to circumvent without the availability of fetal MRI measures. Third, we do not know whether PMD effects on amygdalaPFC development predict subsequent childhood behaviors. Long-itudinal research could address this question.48 Fourth, we cannot fully exclude potential effects of infants' exposure to women's
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postpartum depressive symptoms. However, controlling for postpartum depressive symptoms did not alter hypothesis testing (Supplementary Tables 2A and 4B). Moreover, the mean age of the infants was o6 weeks and thus postpartum effects on brain connectivity should be small relative to the in utero exposure. Fifth, women in the PMD and N-PMD groups differed in their family incomes and presence of comorbid disorders. Adjusting for these factors did not alter our results, but their confounding inuence cannot be entirely excluded. It is also possible that income may serve as a marker of other signicant factors inuencing brain development such as the quality of maternal diet.49 Sixth, our diffusion MRI data were collected with 11 gradient directions. A high number of gradient directions may be preferable for tractography. Finally, though ours is the largest MRI study to examine PMD effects in early infancy, replication in a larger sample is warranted.
Familial risk for psychiatric illness has long been observed. Increasingly, this risk has been understood as having developmental origins that are potentially modiable. Here, we push back the time frame to identify variation in perinatal brain-behavior functioning related to in utero exposure to maternal depression, before signicant postnatal inuences and relevant to future affective regulation. These ndings suggest a potential for very early identication of risk phenotypes for the purposes of primary intervention, as well as the possibility that familial risk for psychopathology occurs, in part, through the transmission of pregnant womens psychiatric symptoms to their children.
CONFLICT OF INTEREST
The authors declare no conict of interest.
ACKNOWLEDGMENTS
This study was supported in part by NIMH grant P05-MH090966 (Gingrich). JP has received research support from Shire Pharmaceuticals.
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Copyright Nature Publishing Group Nov 2016
Abstract
Prenatal exposure to maternal depression is common and puts offspring at risk for developing a range of neuropsychiatric disorders. Despite its prevalence and adverse associations, neurobiological processes by which prenatal maternal depression (PMD) confers risk remain poorly understood. Maternal mood and fetal behavior were assessed between 34 and 37 gestational weeks. Using resting-state functional magnetic resonance imaging (fMRI) and diffusion MRI, we examined functional and structural connectivity within amygdala-prefrontal circuits in 64 infants (mean age=5.8±1.7 weeks) with (n=20) and without (n=44) in utero exposure to PMD. Resting fMRI and diffusion MRI both indicated atypical amygdala-prefrontal connectivity in PMD-exposed infants: Resting fMRI indicated increased inverse, or negative, functional connectivity between the amygdala and the dorsal prefrontal cortex (PFC), bilaterally, and diffusion MRI indicated decreased structural connectivity between the right amygdala and the right ventral PFC. Spectral dynamic causal modeling supported these findings suggesting altered amygdala-PFC effective (or directed) connectivity in PMD-exposed infants. Last, path analyses supported a mechanistic account relating PMD to a third-trimester fetal behavior: PMD alters amygdala-PFC connectivity, which in turn, is associated with an increase in fetal heart rate reactivity to in utero perturbation. These data suggest that the maturation and coordination of central and peripheral physiology are altered by prenatal exposure to maternal depression. To the best of our knowledge, this is the first study to directly associate infant MRI measures with a behavior--fetal heart rate response, and supports hypotheses that PMD-associated variations in the development of amygdala-PFC circuits are relevant for future neurobehavioral maturation.
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