ARTICLE
Received 18 May 2016 | Accepted 25 Oct 2016 | Published 2 Dec 2016
Torsten Berndt1, Stefanie Richters1, Tuija Jokinen2, Noora Hyttinen3, Theo Kurtn3, Rasmus V. Otkjr4, Henrik G. Kjaergaard4, Frank Stratmann1, Hartmut Herrmann1, Mikko Sipila2, Markku Kulmala2 & Mikael Ehn2
Explaining the formation of secondary organic aerosol is an intriguing question in atmospheric sciences because of its importance for Earths radiation budget and the associated effects on health and ecosystems. A breakthrough was recently achieved in the understanding of secondary organic aerosol formation from ozone reactions of biogenic emissions by the rapid formation of highly oxidized multifunctional organic compounds via autoxidation. However, the important daytime hydroxyl radical reactions have been considered to be less important in this process. Here we report measurements on the reaction of hydroxyl radicals with a- and b-pinene applying improved mass spectrometric methods. Our laboratory results prove that the formation of highly oxidized products from hydroxyl radical reactions proceeds with considerably higher yields than previously reported. Field measurements support these ndings. Our results allow for a better description of the diurnal behaviour of the highly oxidized product formation and subsequent secondary organic aerosol formation in the atmosphere.
DOI: 10.1038/ncomms13677 OPEN
Hydroxyl radical-induced formation of highly oxidized organic compounds
1 Leibniz-Institut fr Tropospharenforschung (TROPOS), Permoserstra e 15, 04318 Leipzig, Germany. 2 Department of Physics, University of Helsinki, Helsinki 00014, Finland. 3 Department of Chemistry, University of Helsinki, Helsinki 00014, Finland. 4 Department of Chemistry, University of Copenhagen, Copenhagen 2100, Denmark. Correspondence and requests for materials should be addressed to T.B. (email: mailto:[email protected]
Web End [email protected] ).
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ARTICLE NATURE COMMUNICATIONS | DOI: 10.1038/ncomms13677
Atmospheric aerosol particles play important roles in the climate1,2, human health3 and ecosystems. It is known that a dominant source of atmospheric aerosol particles is
formation via oxidation of inorganic (for example, SO2) and
organic (for example, a- and b-pinene) precursor gases resulting in low vapour pressure reaction products4. However, both fundamental and quantitative knowledge, especially concerning the chemical pathways leading to the formation of aerosol particles from organic precursor gases, are still missing.
Ehn et al.5 conclusively demonstrated the formation of highly oxidized multifunctional organic compounds (HOMs) from the ozonolysis of a-pinene and their importance to secondary organic aerosol (SOA) formation. HOMs can be partly classied as extremely low-volatility organic compounds6 due to the expected low vapour pressures. The remaining fraction can be attributed to low- or semi-volatile organic compounds. An exact determination of the vapour pressure of HOMs is currently impossible preventing a more accurate classication. The HOM detection became feasible by the latest developments of online mass spectrometric techniques7,8. Other terpene ozonolysis studies911, using the same detection technique, have conrmed the ndings by Ehn et al.5 and discovered that HOM formation with up to12 O atoms in the molecules proceeds on a time scale of seconds at atmospheric reactant concentrations. More recently, rst indications for the presence of HOMs from a-pinene ozonolysis were found in the particle phase12.
The above observations suggest that especially the ozone reaction with terpenes is responsible for rapidly formed low-volatility SOA precursors. Up to now, laboratory studies5,9,10, all using the nitrate ionization technique, indicate a minor importance of OH radical-driven HOM generation compared with ozonolysis. Estimated molar HOM yields of o1% (ref. 5)
and 0:440:44 0:22% (ref.10) from OH a-pinene are reported using
total signal measurements, that is, all appearing signals in a selected mass-to-charge range were taken into account without a specication of the respective reaction product. Atmospheric measurements, however, point to dominant particle formation and growth during daytime, indicating that there must be a large source of low-volatility organic species that is connected to the photochemistry4. The most important daytime oxidant in the atmosphere is the OH radical, whereas nighttime oxidation is dominated by ozone and the NO3 radical13.
The present work represents a specic study on HOM formation from the OH radical initiated oxidation of the most abundant monoterpenes emitted by vegetation, a- and b-pinene14. We measure the early HOMs, that is, the highly oxidized RO2 radicals, which represent the intermediates nally forming closed-shell HOMs in the atmosphere via different reaction pathways. These reaction pathways are, for example, bimolecular reactions with NO, NO2, HO2 and other RO2 radicals or unimolecular reaction steps13. We nd that these RO2 radicals can be detected with good sensitivity9,15, enhancing our ability to understand the HOM formation process in more detail. In our experiments designed to probe the highly oxidized RO2 radical generation, consecutive bimolecular RO2 radical reactions are unimportant because of low concentrations (o107 molecules cm 3) and short reaction times in the range of 3.07.9 s. The HOM detection is carried out by means of chemical ionizationatmospheric pressure interfacetime-ofight (CI-APi-TOF) mass spectrometry (Airmodus, Tofwerk) with a detection limit of B104 molecules cm 3. A recent study indicated that nitrate ionization, the technique used in almost all
HOM studies so far, may not be sensitive to all key HOM compounds15. Therefore, the experimental approach applied here comprises a set of four different reagent ions for product identication, that is, nitrate (NO3 ), lactate
(CH3CH(OH)COO ), pyruvate (CH3C(O)COO ) and acetate (CH3COO ), to probe the ion-specic detection efciency. The investigations are conducted in a free-jet ow system at 2952 K and at atmospheric pressure15. Additional experiments with elevated HO2 and RO2 radical concentrations or NO additions are conducted, to probe qualitatively the closed-shell HOM formation starting from the highly oxidized RO2 radicals.
In conclusion, our results show the importance of the OH radical-induced formation of HOMs from monoterpenes. This nding allows a better description of the diurnal cycle of SOA formation by available HOMs formed either from the ozonolysis or via OH radical reactions.
ResultsReagent ion-dependent detection efciency. In the experiments, a strong enhancement of the signals attributed to the OH radical-derived highly oxidized RO2 radicals occurred after switching the reagent ion from nitrate to lactate, pyruvate or acetate. All detected RO2 radicals were exclusively formed in the ow system as shown by experiments for characterizing the measurement system, (Supplementary Figs 13 and Supplementary Note 1). The spectra in Fig. 1a,b show the comparison of results from the ozonolysis of a-pinene (simultaneous O3 and OH radical reaction) and from the pure OH a-pinene reaction,
respectively, using either nitrate or acetate for ionization. The occurrence of the strong signal at nominal 308 Th using acetate ionization (at nominal 311 Th for nitrate ionization) in both sets of experiments demonstrates that this product is formed from the OH radical attack on a-pinene without a contribution of any ozone reactions. In contrast to the OH radical-derived RO2 radicals, the signal strength of RO2 radicals from the simultaneous O3 a-pinene reaction remained almost
unchanged switching from nitrate to acetate (Fig. 1a). A strong signal at nominal 308 Th appeared also in the case of the OH b-pinene reaction using acetate ionization, in line with the
ndings from the a-pinene system (Supplementary Fig. 4).
The predominant signal of the OH radical-derived RO2 radicals, observed by means of all four reagent ions, is consistent with the elemental formula HO-C10H16O6. Experiments in the presence of heavy water allow the determination of acidic H atoms in the molecules (equal to the number of OH and OOH groups) by H/D exchange measuring the resulting signal shift in the mass spectrum16, (Supplementary Fig. 5). The analysis revealed two acidic H atoms in HO-C10H16O6, indicating a chemical composition of HO-C10H15(OO)(OOH)O2. Another composition of this species, including other functional groups such as ether or carboxylic groups, is implausible and would be contrary to the current knowledge of possible elementary steps in these reaction systems5,9,11,15,16. It should be noted that there is one acidic H atom less than expected, if all inserted O2 into the molecule (beside the peroxy O2 of the RO2 radical) were present as OOH groups9,15,16. It can be speculated that the additional (OO) group stands for an endo-peroxide generated via ring closure of an unsaturated RO2 radical. Such a process was predicted by theoretical calculations17 and qualitatively conrmed by a product study from a chamber experiment18. The initial, unsaturated RO2 radicals, species 4 and 7, are formed from the OH radical reaction of a- and b-pinene with high yields (Fig. 2)19,20. Possible reaction pathways for the generation of the highly oxidized RO2 radicals from the OH a-pinene reaction
have been proposed (Supplementary Figs 69). The pathways include an initial intramolecular H-shift5,9,15,16,21, followed by O2 addition leading to RO2 radicals with ve O atoms. Then a very rapid H-shift involving the OOH group22 takes place followed by an endo-cyclization and a next O2 addition to get the RO2
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NATURE COMMUNICATIONS | DOI: 10.1038/ncomms13677 ARTICLE
a b
Simultaneous O3 and OH radical reaction
Pure OH radical reaction
5
5
4
4
Ion counts (s1 )
3
3
2
2
1
1
0
0
300 320 340 360
300 320 340 360
Mass / charge (Th)
Mass / charge (Th)
Figure 1 | Recorded mass spectra using acetate or nitrate for ionization. The detected RO2 radicals from the oxidation of a-pinene appear as adducts with the reagent ions. Signals of nitrate adducts (black) are shifted by three mass units compared to the corresponding acetate adduct signals (red).
The spectra obtained with acetate ionization are offset by 1.5 s 1 for more clarity. The reaction time in all experiments was 7.9 s. (a) Spectra obtained from a-pinene ozonolysis for identical conditions [O3] 6.1 1011 and [a-pinene] 1.0 1012 molecules cm 3. Simultaneous O3 and OH radical reaction takes
place due to OH radical production from ozonolysis. (b) Spectra from the pure OH a-pinene reaction using H2O2 photolysis for OH radical formation,
[H2O2]B1 1014 and [a-pinene] 5.0 1012 molecules cm 3. The signal at nominal 309 Th (rst isotope signal of the RO2 radical) can be partly
inuenced by the corresponding hydroperoxide.
radicals 19, 20 and 29 containing seven O atoms each. Based on quantum chemical calculations (Supplementary Tables 13 and Supplementary Note 2), the RO2 radicals 19, 20 and 29, all with the chemical composition HO-C10H15(OO)(OOH)O2, can be formed on a seconds time scale starting from the RO2 radical 4 as illustrated in a simplied way in Fig. 2b. The calculations furthermore indicate that 19, 20 and 29 are relatively stable with respect to further isomerization steps (H-shifts). For b-pinene, similar reaction steps are assumed. An additional minor signal appeared in the b-pinene spectra that was attributed to
HO-C10H16O8 (Supplementary Fig. 4). A composition HO-C10H14(OO)(OOH)2O2 can be assumed based on the H/D exchange results, which indicated three acidic H atoms in the molecule. It should be noted that the reaction sequence of RO2 radical isomerization (H-shift or cyclization) followed by O2 addition (Fig. 2) represents a reaction principle well known in low-temperature combustion chemistry23.
Estimated molar HOM yields. The estimated RO2 radical concentrations for both terpenes as a function of reacted a- and b-pinene gave a linear response for terpene conversions smaller than 4 108 molecules cm 3 (Fig. 3). This behaviour conrmed
the absence of signicant bimolecular RO2 radical reactions for these experimental conditions. Different measurement series (IIII) revealed consistent and reproducible results. The stated radical concentrations, and consequently the yields, represent estimated lower end values for the different ionization schemes. Resulting molar yields of highly oxidized RO2 radicals from
OH a-pinene are 2.40.1% (acetate ionization) and
0.0520.006% (nitrate ionization). The corresponding values for OH b-pinene are 0.900.03% and 0.0220.001%, respec
tively. Given error limits comprise statistical errors only.
The estimated RO2 radical yields deduced from nitrate ionization are about a factor of 40 smaller than those from acetate ionization pointing to more stable (OH-RO2) acetate
adducts compared with the corresponding nitrate adducts. (Note: the factor of 40 is substance specic and not generally valid.) Theoretical calculations on the cluster stability of model RO2 radicals with nitrate or acetate have been performed, which support the experimental ndings of this study (Supplementary Figs 10 and 11, Supplementary Table 4 and Supplementary
Note 3). When comparing the experiments using ionization by lactate and pyruvate with those applying acetate, the results differ by a factor smaller than two, indicating similar cluster stabilities for the organic reagent ions. In the case of the ozonolysis-derived RO2 radicals, the four reagent ions yielded almost the same sensitivities within a factor of 1.6 (Supplementary Fig. 12).
Additional runs with NO and increased RO2 concentrations. Furthermore, we tested the reactivity of the detected RO2 radicals from the OH a-pinene reaction towards NO and measured the
resulting product formation for atmospherically relevant NO concentrations of (5.6280) 108 molecules cm 3 (Supplementary
Fig. 13). An increasing signal, HO-C10H15(OO)(OOH)ONO2, appeared with rising NO concentrations according to the organic nitrate formation via RO2 NO-RONO2 starting from
HO-C10H15(OO)(OOH)O2 (refs 9,15,24). Other signals were tentatively attributed to reaction products of the corresponding alkoxy radical, HO-C10H15(OO)(OOH)O, formed in a parallel way via RO2 NO-RO NO2. The total amount of products
indicates that the HO-C10H15(OO)(OOH)O2 radical formation was not disturbed by the NO additions (Supplementary Fig. 13 and Supplementary Note 4). Thus, the RO2 isomerization steps leading to HO-C10H15(OO)(OOH)O2 must be faster than the corresponding RO2 reactions with NO, which proceed with pseudo rst-order rate coefcients of up to 0.28 s 1. This estimate assumes a rate coefcient k(NO RO2) of 1 10 11 cm3
per molecule per second24. Consequently, the rate coefcients of the RO2 isomerization steps forming the RO2 radicals 19, 20 and 29 must be larger than 0.28 s 1 in line with the results of theoretical calculations.
H2O2 photolysis experiments with increased reactant concentrations were conducted in the TROPOS ow tube25. For OH a-pinene, the product formation from the reaction of the
highly oxidized RO2 radicals with HO2 and other RO2 radicals were studied (Supplementary Fig. 14a,b). The analysis of the mass spectra recorded for different RO2/HO2 ratios allowed a qualitative description of the respective reaction products. The reaction of HO-C10H15(OO)(OOH)O2 with HO2 yielded the corresponding hydroperoxide according to RO2 HO2-
ROOH O2. The main product from the reaction with other
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ARTICLE NATURE COMMUNICATIONS | DOI: 10.1038/ncomms13677
a
OH +
0.12
H-abstraction
OH+
0.10
H-abstraction
1
2
0.44
0.22
0.22
0.07
0.25
+O2
+O2 + O2
+O2
+O2 +O2
0.58
OH
7
OH
OH
4
OH
HO
OH
3 6
5
8
b
Cycl. O
HO O O OH and O
O OH
O
OH
O OH
... ... ... ...
+O2 H-shift +O2
HO and
O O
HO
19 20
4
29
Figure 2 | Proposed reaction scheme for the formation of highly oxidized RO2 radicals. (a) Formation of rst RO2 radicals from atmospheric OH radical reaction of a- and b-pinene. (b) Possible structures of highly oxidized RO2 radicals 19, 20 and 29, HO-C10H15(OO)(OOH)O2, formed from RO2 radical 4 via a reaction sequence of isomerization steps (H-shift and cyclization) followed by O2 addition. Branching ratios stated in a were taken from refs 19,20.
Reacted -pinene (OH) (molecules cm3)
a
b
1107
Series I Series II
3 )
3106
8106
Acetate
OH-RO 2 (molecules cm
6106
2106
Pyruvate
4106
Lactate
1106
2106
Nitrate
0 0 1108 2108 3108 4108
0
0 1108 2108 3108 4108
Reacted -pinene (OH) (molecules cm3)
Figure 3 | Estimated RO2 radical concentrations as a function of reacted a- and b-pinene. The given concentrations for the different reagent ions were obtained using a calibration factor from absolute sulphuric acid calibration that is in line with the calculated, lower end calibration factor of an ion-molecule reaction. Reagent ions (colour coding): nitrate (black), lactate (green), pyruvate (blue) and acetate (red). The reaction time in all experiments was 7.9 s. (a) a-Pinene reaction: series I and II from acetate ionization and the results from the other reagent ions were obtained from a-pinene ozonolysis with OH radical formation via O3 a-pinene. [O3] 6.1 1011 and [a-pinene] (1.281) 1010 molecules cm 3. Series III (acetate ionization) shows ndings from
combined TME/a-pinene ozonolysis. O3 TME generates additional OH radicals. [O3] 9.1 1011, [TME] (1.8110) 109, [a-pinene] 1.0 1011
molecules cm 3. (b) b-Pinene reaction: combined TME/b-pinene ozonolysis with preferred OH radical formation via the O3 TME reaction,
[O3] 9.1 1011, [TME] (1.895) 109, [b-pinene] 1.05 1011 molecules cm 3.
RO2 radicals was a species with 15 nominal mass units
compared with the precursor RO2 radical, probably HO-C10H15(OO)(OOH)OH. In the mass spectra also signals of C20 accretion products5,9,11,15,16 appeared, which are consistent with the chemical formulas C20H34O8, C20H34O10 and C20H34O12 (Supplementary Fig. 14b). Their formation can be mechanistically explained via RO2 R0O2-ROOR0 O2. RO2 and R0O2
represent the peroxy radicals from the OH a-pinene reaction,
which contain either three (species 3, 4 or 5), ve (species 12, 13 or 14) or seven O atoms (species 19, 20 or 29).
We calculated the vapour pressure of three closed-shell C10
HOMs formed from the reaction of HO-C10H15(OO)(OOH)O2
radicals with HO2, NO or other RO2 radicals using the increment method SIMPOL.1 (ref. 26) and the COSMO-RS approach27. All the estimated vapour pressures of the C10 products were below 10 9 atm at 295 K. Vapour pressures below 10 15 atm were determined for the C20 accretion products applying solely the SIMPOL.1 method26 (Supplementary Table 5 and Supplementary Note 5). Thus, these highly oxidized products have a low volatility (and are water soluble) and can effectively condense on surfaces. Recently, SOA yields of 1726% from low-NO a-pinene photooxidation experiments in the Caltech chamber were reported being independent of OH exposure28. This nding was not in line with SOA modelling results for this reaction system,
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NATURE COMMUNICATIONS | DOI: 10.1038/ncomms13677 ARTICLE
indicating the presence of other SOA formation routes, such as an autoxidation mechanism5,9,21, not implemented in modelling schemes yet28. Our lower limit molar HOM yield from OH a-pinene of 2.4% corresponds to a lower limit mass yield
of 4.4% (average HOM mass: 250 g mol 1). This mass yield can explain at least a fraction of the measured SOA yield from the
Caltech experiments28 and also from other SOA studies29.
Comparison of laboratory and eld measurements. Furthermore, eld measurements from two different sites support the ndings from the laboratory studies presented here. Figure 4a shows the time series of the most abundant, highly oxidized RO2 radicals from terpene ozonolysis9 (in black) and from the OH radical reaction (in red), as well as the corresponding organic nitrate (in green). The corresponding global radiation, serving as a proxy for the OH radical concentration, and the measured NO concentrations are depicted in Fig. 4b. The ozone concentration showed relatively small variation during the whole campaign (Supplementary Fig. 15). The measurements have been done at the boreal research station SMEAR II30 in the spring 2011 using nitrate-CI-APi-TOF mass spectrometry. Considering
an underestimation of the RO2 concentrations from the OH radical reaction by a factor of 40 using nitrate ionization, as experimentally shown in this study, the corrected HO-C10H15(OO)(OOH)O2 radical concentrations (dashed red line) reach peak concentrations of about 107 molecules cm 3 at daytime. This level clearly exceeds the ozonolysis-derived RO2 radical concentrations. Further support for the atmospheric relevance of the OH radical initiated HOM formation comes from a 10-day measurement campaign at the TROPOS research station in Melpitz31 in the summer 2013. Here, the diurnal pattern of the HO-C10H15(OO)(OOH)O2 radical followed the diurnal trend of the global radiation, which was again used as a proxy for OH (Supplementary Fig. 16). This behaviour is consistent with the ndings from the SMEAR II station.
Atmospheric lifetimes of RO2 radicals regarding the reaction with other RO2, HO2 and NO are in the range of 1.7170 min for the individual reactions assuming trace gas concentrations for non-urban conditions of 109 molecules cm 3 for RO2 and HO2 radicals, and NO each, k(RO2 RO2)B1 10 1210 13,
k(HO2 RO2)B1 10 11 and k(NO RO2)B1 10 11 cm3
per molecule per second24. Taking all these bimolecular steps together, a RO2 lifetime of a few minutes has to be taken into account. The nocturnal HO-C10H15(OO)(OOH)O2 radical decline as given in Fig. 4a, however, indicates a RO2 lifetime of a few hours. It could be speculated that (i) changing air masses with changing trace gas composition or (ii) boundary layer effects, or (iii) the non-zero nighttime OH radical reaction with terpenes inuenced the nocturnal RO2 concentration. In addition, instrumental uncertainties cannot be totally ruled out for the nighttime measurements close to the detection limit.
DiscussionOur results clearly demonstrate the importance of the OH radical initiated oxidation of monoterpenes for a rapid formation of HOMs in the atmosphere. The ndings of this work, together with the known process based on the ozonolysis of biogenic emissions5,8,9, allow a more precise description of the diurnal behaviour of HOM generation and subsequent SOA formation, from the different oxidants. The participation of OH radical reactions for HOM formation is in agreement with the fact that both photochemistry and HOMs seem to be important in atmospheric particle formation processes5.
Furthermore, several studies indicate a strong quantitative disagreement between experimentally observed SOA formation from eld campaigns and model simulations based on laboratory data3235. For instance, Russell et al.34 observed for photooxidation conditions, most likely to be dominated by the OH radical reactions of a- and b-pinene, up to two orders of magnitude higher SOA generation compared with model predictions. The results of our study are able to overcome this discrepancy, at least qualitatively. However, also for urban areas with prevalent anthropogenic emissions, much larger amounts of SOA are reported than predicted by models35. Volkamer et al.35 determined that a signicant fraction of the excess SOA was formed from rst-generation oxidation products of the anthropogenic emissions. It could be speculated that similar reaction pathways of HOM formation, as shown in our study for OH radical reaction with a- and b-pinene, take place in the course of the degradation of anthropogenic emissions, such as aromatics. However, a simple transfer of our results to other reaction systems is impossible due to the substance-specic reactivity of the RO2 isomerization steps. Especially in this eld, much more experimental and theoretical works are needed, to clarify the formation pathways of SOA precursors generated from anthropogenic emissions.
a
O,O-C10H15(O2)2O2 HO-C10H15(OO)(OOH)O2
HO-C10H15(OO)(OOH)ONO2
Hyytil
Concentration (molecules cm3 )
1107
1106
1105
1104
b
600
Global radiation (W m2 )
(NO) (molecules cm3 )
41010
400
21010
200
0
0
29.03. 30.03. 31.03.
Date
Figure 4 | Field measurements at the SMEAR II station. Hyytiala, Finland, 2931 March 2011. (a) Time series of the estimated concentrations of O,O-C10H15(O2)2O2 radicals (in black) from ozonolysis of terpenes and
HO-C10H15(OO)(OOH)O2 radicals (in red) from the OH radical reaction as well as the corresponding organic nitrate (in olive). Full lines show the measurements by the nitrate-CI-APi-TOF mass spectrometer, the dashed red line stands for the corrected HO-C10H15(OO)(OOH)O2 radical trace assuming an enhanced sensitivity by a factor of 40 based on the comparison of results using nitrate or acetate ionization in the laboratory experiments. (b) Global radiation is taken as a proxy for OH radicals. Enhanced NO concentration especially in morning hours of 29 March yielded enhanced organic nitrate concentrations.
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ARTICLE NATURE COMMUNICATIONS | DOI: 10.1038/ncomms13677
Methods
Free-jet ow system. The experiments have been performed in a free-jet ow system at a pressure of 1 bar puried air (or O2/N2 mixtures) and a temperature of 2952 K (refs15,36). The reaction time was in the range of 3.07.9 s. This set-up allows the investigation of oxidation reaction for atmospheric conditions in absence of wall effects.
The free-jet ow system consists of an outer tube (length: 200 cm, inner diameter: 15 cm) and a moveable inner tube (outer diameter: 9.5 mm) equipped with a nozzle. Ozone or H2O2 premixed with the carrier gas (5 l min 1 STP, standard temperature and pressure) is injected through the inner tube into the main gas stream (95 l min 1 STP), which contains the second reactant (a- or bpinene). Large differences of the gas velocities at the nozzle outow (nozzle:15.9 m s 1; main ow: 0.13 m s 1) and the nozzle geometry ensure rapid reactant mixing downstream the nozzle. Diffusion processes at 1 bar air are too slow to transport a signicant fraction of the reaction products out of the centre ow towards the walls within the time range of this experiment (3.07.9 s).
Ozone was produced by passing 12 l min 1 (STP) air through an ozone generator (UVP OG-2) and blended with carrier gas to a total ow of 5 l min 1 (STP) taken as the feed for the inner tube. In the case of H2O2 photolysis experiments, a ow of 0.031.0 l min 1 air (STP) over a H2O2 sample (saturator maintained at 273 K) supplied the oxidant feed. Photolysis was carried out downstream the mixing point of the gas streams by means of 8 low-pressure ultraviolet lamps emitting in the range 300320 nm (Cosmedico Licht GmbH, ARIMED B6).
Additional photolysis experiments were conducted in the TROPOS ow tube25 at a temperature of 2930.5 K using synthetic air as the carrier gas. The rst ow-tube section (56 cm) contains the inlet system for the reactant gases (air mixed with a-pinene and H2O2 taken from a saturator as described before). A second section (344 cm) surrounded by 8 ultraviolet lamps (Hg-lamps made of quartz-glass PN235 with a cutoff wavelength of 210 nm) represents the photolysis zone. The sampling outlets are attached at the non-irradiated end section (B20 cm). The total gas ow was set at 20 l min 1 (STP) resulting in a reaction time of 48 s.
Ozone was followed by means of a gas monitor (Thermo Environmental Instruments 49C). The concentrations of a- and b-pinene and tetramethylethylene (TME) were detected with the help of a proton transfer reaction mass spectrometer (Ionicon, PTR-MS 500)37.
All gas ows were set by means of calibrated gas ow controllers (MKS 1259/ 1179). The chemicals and gases had the following purity: a-pinene (99.5%, Fluka), b-pinene (99.0%, Fluka), TME (2,3-dimethyl-2-butene, 99%, Aldrich), acetic acid(99.5%, Aldrich), lactic acid (B90%, Merck), pyruvic acid (98%, Fluka), NO(98.5%, Aldrich), N2 (99.9997%, AirProducts) and O2 (99.9992%, AirProducts). Air was taken from a commercial PSA (Pressure Swing Adsorption) unit with further purication by activated charcoal, 4 molecular sieve and subsequently by GateKeeper CE-2500KH084R, Entegris.
CI-APi-TOF mass spectrometer and HOM quantication. Detection of highly oxidized products was carried out using a CI-APi-TOF mass spectrometer (Airmodus, Tofwerk) sampling the centre ow through a sampling inlet (length: 28 cm, inner diameter: 1.6 cm) with a rate of 10 l min 1 (STP). Another sampling inlet with a similar geometry allows dilution of the sample ow by a factor of 7 using arbitrary dilution gases. Applied reagent ions were nitrate (NO3 ), acetate (CH3COO ), lactate (CH3CH(OH)COO ) and pyruvate (CH3C(O)COO ).
A ow of 0.55 ml min 1 air over a concentrated acid sample (HX: nitric acid, acetic acid, lactic acid or pyruvic acid) was added to a 35 l min 1 (STP) ow of puried air producing the HX containing sheath air that forms the charger ions,
X , (HX)X and (HX)2X , after ionization with a 241Am source. Highly oxidized organic products are able to form stable (HOM)X clusters as already shown for nitrate adducts (X NO3 )5,9,11,15,16,38 and acetate adducts
(X CH3COO )15. Proton transfer from the HOM to the charger ion, as
described for measurements by acetate ionization39,40, was found to be negligible in this reaction system. HOM concentrations were determined according to equation (1). The values given in the brackets are the measured ion signals.
HOM
fHOM
HOM
X
X
HX
1
Absolute signal calibration is impossible due to the lack of HOM reference substances. The lower end value of the calibration factor fHOM can be calculated
considering the (HOM)X adduct formation in the CI-inlet via reaction (2), fHOM,calc 1/(k t f
X
HX2X
inlet)5,41, where k is the rate coefcient of the ion-molecule reaction, t the reaction time and the term finlet considers the sample (HOM) loss in the sampling tube.
HOM HX
nX ! HOM
X HX
n; n0; 1; 2 2
The rate coefcient k k2 is set to k2 (23) 10 9 cm3 per molecule
per second, typical for a series of ion-molecule reactions close to the collision limit42,43. Taking into account a 12% diffusion loss of the sample (HOM) in the short sampling tube (diffusion controlled wall loss for an assumed diffusion coefcient D 0.08 cm2 s 1), f
inlet
0.88 and a reaction time of the ion-molecule reaction t 0.20.3 s, f
HOM,calc
(1.32.8) 109 molecules cm 3 follows. The only
reliable absolute calibration at the moment in our system is that used for sulphuric
acid detection via H2SO4 (HNO3)nNO3 , n 0, 1, 2, 3 (refs 44,45) with a
calibration factor fH2SO4,exp 1.85 109 molecules cm 3 (ref. 46). This value
is in good agreement with the range of fHOM,calc, the lower end value of fHOM. By
practical reasons (using a denite value of the calibration factor and not a range), fHOM in equation (1) was set equal to fH2SO4,exp. The total uncertainty of the lower end determination of HOM concentration according to equation (1) is estimated with a factor of 2 including changing ion transmission in the considered mass range7 as well.
Identical voltage settings in the mass spectrometer were applied for the four ionization techniques (reagent ion: nitrate, acetate, lactate and pyruvate) as optimized for low fragmentation measurements in the nitrate ionization mode.
Determination of reacted a- and b-pinene. The reaction conditions chosen in the free-jet experiments (low reactant concentrations, reactant conversion: oo1%)
did not allow measuring the amount of converted a- and b-pinene. Concentrations of reacted a- and b-pinene from ozonolysis reactions were calculated based on a simple reaction scheme.
O3 a-pinene ! 0:85 OH . . . 3
OH a-pinene ! products 4
O3 b-pinene ! 0:35 OH . . . 5
OH b-pinene ! products 6
O3 TME ! 1:0 OH . . . 7
OH TME ! products 8 OH radical yields from ozonolysis and the rate coefcients at 295 K were taken from the literature13: (unit: cm3 per molecule per second) k3 1.1 10 16,
k4 5.3 10 11, k5 2.24 10 17, k6 7.8 10 11, k7 1.0 10 15 and
k8 1.1 10 10. Other OH radical reactions than those with the fed alkenes are
negligible.
Converted a- and b-pinene via the OH radical reaction or via ozonolysis was calculated by numerical integration of the resulting ODE system according to pathways (3)(8).
Initial reactant concentration of the ozonolysis experiments were:
(i) pure ozonolysis of a-pinene: [O3] 6.1 1011, [a-pinene] (1.2250) 1010 molecules cm 3.(ii) simultaneous ozonolysis of TME/a-pinene: [O3] 9.1 1011, [TME]
(1.8110) 109, [a-pinene] 1.0 1011 molecules cm 3.
(iii) simultaneous ozonolysis of TME/b-pinene: [O3] 9.1 1011, [TME]
(1.8100) 109, [b-pinene] 1.05 1011 molecules cm 3
The calculation of converted a- and b-pinene from the H2O2 photolysis experiments was impossible due to the lack of a precise measurement technique for H2O2. Thus, only qualitative information can be obtained from the photolysis runs.
Unwanted bimolecular RO2 reactions in the free-jet experiment. The basic idea of the ozonolysis-based OH radical experiments performed in the free-jet ow system was to conduct the reaction under conditions of negligible bimolecular RO2 reactions. We are not able to measure total RO2 and HO2 radical concentrations in our experiment. As a conservative estimate, it is assumed that the total RO2 as well as the HO2 radical concentration did not exceed the amount of reacted terpene of o8 108 molecules cm 3. Rate coefcient of the RO2 RO2 and the HO2 RO2
reactions are assumed to be in the range of k(RO2 RO2)B1 10 1210 13 cm3
per molecule per second and k(HO2 RO2) B 1 10 11 cm3 per molecule
per second24. From this, rst-order rate coefcients for the stated upper reactant concentration limit are derived as k1st(RO2)o8 10 4 s 1 and
k1st(HO2)o8 10 3 s 1. The corresponding lifetimes are 421 min and
42.1 min, respectively. In the case of NO, a background concentration smaller than 1 108 molecules cm 3 can be deduced from the experiments with NO
additions. In those, even for an NO addition of 5.6 108 molecules cm 3,
clear product signals from NO RO2 were visible (Supplementary Fig. 13), which
were absent without NO additions. An assumed rate coefcient k(NO RO2) of
1 10 11 cm3 per molecule per second24 yields a rst-order rate coefcients of
o1 10 3 s 1 for NO concentrations smaller than 1 108 molecules cm 3
corresponding to a RO2-lifetime with respect to the NO reaction of more than 16 min.
Consequently, any bimolecular reactions of RO2 radicals with other RO2 radicals, HO2 or NO cannot be competitive with the RO2 isomerization steps proceeding at a time scale of seconds or less.
Data availability. The data that support the ndings of this study are available from the corresponding author upon reasonable request.
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NATURE COMMUNICATIONS | DOI: 10.1038/ncomms13677 ARTICLE
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Acknowledgements
We thank K. Pielok, A. Rohmer and the station teams from Hyytiala and Melpitz for technical assistance and the tofTools team for providing the data analysis tools. This work was partly funded by the ACTRIS IA (20112015) project, the PEGASOS (FP7-ENV-2010-265148) project and by the European Research Council (COALA, grant 638703).
Author contributions
T.B. and S.R. did the laboratory experiments and analysed the data. T.B. and F.S. designed the free-jet ow experiment. T.J. and M.S. did the measurements and data analyses of SMEAR II experiments. T.B., M.E., H.H. and M.K. contributed mainly to the data interpretation. N.H., T.K., R.V.O. and H.G.K. performed the theoretical calculations. T.B. wrote the manuscript and all authors contributed to the nal manuscript development.
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How to cite this article: Berndt, T. et al. Hydroxyl radical-induced formation of highly oxidized organic compounds. Nat. Commun. 7, 13677 doi: 10.1038/ncomms13677 (2016).
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Abstract
Explaining the formation of secondary organic aerosol is an intriguing question in atmospheric sciences because of its importance for Earth's radiation budget and the associated effects on health and ecosystems. A breakthrough was recently achieved in the understanding of secondary organic aerosol formation from ozone reactions of biogenic emissions by the rapid formation of highly oxidized multifunctional organic compounds via autoxidation. However, the important daytime hydroxyl radical reactions have been considered to be less important in this process. Here we report measurements on the reaction of hydroxyl radicals with α- and β-pinene applying improved mass spectrometric methods. Our laboratory results prove that the formation of highly oxidized products from hydroxyl radical reactions proceeds with considerably higher yields than previously reported. Field measurements support these findings. Our results allow for a better description of the diurnal behaviour of the highly oxidized product formation and subsequent secondary organic aerosol formation in the atmosphere.
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