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1. Introduction
Wavelet transforms are a significant method for analysing signals, and Morlet wavelets are often used as the kernel functions of wavelet transforms. In 1982, Morlet first used them to analyse seismic signals, employing a complex wavelet using a Gauss envelope and a special case of Gabor wavelets as well [1]. The continuous wavelet transform of a signal by Morlet wavelets can achieve arbitrary high resolution in the time or frequency domains [2, 3]. There is a 90-degree phase shift between its real and imaginary parts, which makes it easy to obtain the instantaneous frequency and phase of the signal, and it therefore has a wide range of applications. For example, Morlet wavelets have been applied to signal filtering and denoising [4], mechanical fault diagnosis [5–8], the analysis of medical signals [9], research on river runoff in natural environments [10], research on rainwater evaporation [11], problems of polymer pollution [12], the atmospheric system [13], the influence of cosmic rays on organisms [14], and the motion of celestial bodies [15].
However, the Morlet wavelet does not satisfy the permissibility condition of wavelets, and wavelet reconstruction therefore cannot be realised. To obtain the inverse transformation of the Morlet wavelet, many scholars have improved the Morlet wavelet and obtained corresponding reconstruction transforms. Grossmann et al. [16] added proper correction terms to the Morlet wavelet to satisfy the permissibility condition and properly set the parameters for the tuning signal so that the rounding error of the computer had the same order of magnitude as the correction terms so that the correction terms could be omitted [17]. Ji and Yan [17], undertaking research at Northwestern Polytechnical University in China, improved the Morlet wavelet. They fixed some parameters in the Morlet wavelet and put forward the Morlet and Ji transform (MJT) as well. The MJT can reconstruct a signal without needing to meet the admissible condition. It is a continuous transformation of a signal and has a good time-frequency localisation property. Partially referencing the MJT and on the basis of the Morlet wavelet, we improved the Morlet wavelet in another way, further advancing a method for adaptively and discretely analysing signals.
In this paper, we first summarise the MJT and then propose another method to improve the Morlet wavelet cluster. Subsequently, the time and frequency windows of the Morlet wavelet, which were improved by Ji and Yan [17], are analysed, as is the Morlet wavelet improved by us. Third, the concept of extremum frequency is proposed in this paper, and the extremum properties of the Morlet wavelet cluster as improved by us are then analysed. Based on the improved Morlet wavelet cluster and extremum frequency, this paper then presents a new method that adaptively and discretely analyses a vibration signal and simultaneously yields the YPT, which can completely reconstruct the original signal. Additionally, we continue by putting forward a smooth operator that can smooth the potentially distorted signal reconstructed after analysis using the YPT and filtered employing threshold filtering theory. Finally, through the inverse transformation of the YPT, a filter is constructed to verify the correctness and practicability of the YPT by combining a signal with high noise. At the same time, the YPT is compared with the DWT. As a supplement to the theory in engineering, the shock signals about a gun automatic mechanism are also analysed by using the theory in this paper, which can provide help for further extracting the features of shock signals in pattern recognition and fault diagnosis.
2. MJT and Improved Morlet Wavelet Cluster
This section first introduces the content of the MJT, and we then improve the Morlet wavelet cluster in the MJT to obtain our improved Morlet wavelet cluster and analyse the properties of the time and frequency windows for the latter improved wavelet cluster.
2.1. MJT
The analytical expression of the Morlet wavelet is
The Fourier transform of (1) is
Given a wavelet
We know
Assuming signal
According to (5), the Fourier transformation of
Therefore, according to (6), the inverse transformation of
Formulas (5) and (7) are, respectively, the positive transformation and inverse transformation formulas of the MJT. According to (5), the signal
2.2. Improved Morlet Wavelet Cluster
In this section, we improve the Morlet wavelet cluster in (4) and analyse the properties of the time and frequency windows for the improved Morlet wavelet cluster. The improved Morlet wavelet cluster, denoted as
Cauchy’s theorem on the two-dimensional complex plane can be used to compute the definite integral in (9), and it can also be obtained directly from the Poisson integral formula.
In the process of calculating the definite integral in (10), we obtain
Obviously, the radius of the time window for
We can conclude
3. Extremum Frequency
In this section, the concept of extremum frequency, which reflects the average rate of change for a sequence and provides a method for adaptively analysing signals, is first proposed. Based on this concept, the extremum and extremum frequency of the improved Morlet wavelet cluster are analysed, which paves the way for the adaptive analysis of signals in the next section.
3.1. The Extremum Frequency of a Sequence
Assuming a sequence
3.2. The Extremum of the Improved Morlet Wavelet Cluster
In this section, we let
Without loss of generality, let
(1) There is only one point
Proof.
Let
When
When
(2)
Proof. When
(i) Let
(ii) Let
When
Because
3.3. The Discrete Sampling of the Improved Morlet Wavelet Cluster
We can obtain a sequence, which is denoted as
[figure(s) omitted; refer to PDF]
According to the parameters for sampling
According to the parameters for sampling
Combining (14) and (20) with (21), the extremum frequency of
Furthermore,
The effect of analysing a sequence whose extremum frequency is
For a continuous signal
It is equal to
On the basis of (26), the improved Morlet wavelet, whose parameter
4. Analysing a Vibration Signal
4.1. Two Adjacent Morlet Wavelets
In this section, we analyse two adjacent Morlet wavelets improved by us. The centres of the frequency windows separately are
[figure(s) omitted; refer to PDF]
Let
It is equal to
4.2. YPT
Assume that a signal
The equations in (29) dispersedly and adaptively transform the signal
For the convenience of our expression in this paper,
4.3. Smoothing Operator
A reconstructed vibration signal can be seriously distorted in some local areas after being analysed and processed. It is usually necessary to properly smooth the signal for the specific transformation, which is helpful to reflect the change law of the original signal. In this section, we propose a smooth operator
In particular,
The operator
The operator
Obviously,
In particular,
Through a large number of experiments on sequences obtained by the YPT and the filtering theory that we utilised in this paper, we found that the operator
4.4. The Process of Analysing a Vibration Signal
From the analyses in Sections 4.1 and 4.2, if we analyse the signal
[figure(s) omitted; refer to PDF]
The parameter model determines how to reconstruct a signal. For this paper, we chose
5. Analysis and Reconstruction of a Signal
In this section, the correctness and practicability of the YPT are examined from two aspects: signal analysis and reconstruction. Based on the above research, we analysed a signal according to the flow chart in Figure 4 and reconstructed it according to the flow chart in Figure 5, using
5.1. Analysis of a Signal
Noise was added to the ideal signal
[figure(s) omitted; refer to PDF]
From Figure 6, it is difficult to observe the change regulation of the noisy signal when we set the maximum noise amplitude to 3. After calculation, the signal-to-noise ratio (SNR) of the noisy signal was 3.13 dB. This noise can therefore be regarded as high noise. The signal
[figure(s) omitted; refer to PDF]
Because the noisy signal is real, the two transformed signals whose serial numbers are opposite are conjugates and have the same real part. According to Figure 7, the signals with serial numbers 1 and −1 are noise, and on the contrary, the signals with serial numbers 2 and −2 are useful signals and have higher amplitudes when compared with those of the others. Similarly, the signals with serial numbers 3 and −3 are also useful signals, although they have lower amplitudes when compared with those of the former. To observe them clearly, the real parts of the signals on the two-dimensional plane are plotted in Figure 8. The other signals approximate to straight lines in three-dimensional space because of their lower amplitudes, but they are not straight lines. From the YPT results, we can conclude that the YPT can separate noise and useful signals, for which the essential aspect is that noise is different from the useful signal at the extremum frequency.
[figure(s) omitted; refer to PDF]
We can obtain the transformed signals in the frequency domain if continuing to transform the transformed signals in the time domain into the frequency domain using the YPT. The real parts of the transformed signals in three-dimensional space are plotted in Figure 9. From Figure 9, we can clearly see that the signals with serial numbers 1 and −1 contain large amounts of noise, which accords with the characteristics that the expectation of the noise is zero and is uniformly distributed in the frequency domain. For the signals with serial numbers 2 and −2, each of them has a positive impact amplitude and a lower negative impact amplitude in the frequency domain.
[figure(s) omitted; refer to PDF]
The real parts of the signals with serial numbers 3 and −3 are separately plotted on two-dimensional planes in Figures 10 and 11. The signals in Figures 10 and 11 and those in Figure 9 have similar properties. For the convenience of expression in this paper, the signals whose serial numbers are opposite to each other are, respectively, named “positive and negative signals.” Their real parts have symmetry if the signal
[figure(s) omitted; refer to PDF]
5.2. Reconstruction of a Signal
For this section, we adopted
[figure(s) omitted; refer to PDF]
Compared with those shown in Figure 9, the signals with serial numbers 1 and −1 in Figure 12 significantly reduced the noise and retained a part of the useful signals, as was the case for the signals with serial numbers 2 and −2. However, for the serial number 2 signal, the positive impact amplitude was reduced slightly because the positive impact amplitude was affected by the noise and the different filtering order when the threshold function readjusted the values of the interval signals. To compare with the signals in Figures 10 and 11 and to also observe the effects of the YPT and filtering theory, the real parts of the new filtered signals with serial numbers 3 and −3 are separately plotted on two-dimensional planes in Figures 13 and 14. From Figures 13 and 14, they have properties similar to those of the new filtered signals with serial numbers 2 and −2.
[figure(s) omitted; refer to PDF]
What follows is to transform the new filtered signals in the frequency domain into the time domain, and we can then continue to filter them in the time domain by probability filtering. The new filtered signals in three-dimensional space are plotted in the time domain in Figure 15. Compared with the signals in Figure 7, each of the signals in Figure 15 generally has less noise. On the contrary, the new filtered signal with serial number 2 lost a large amount of energy in the filtering process, which exposes the lack of this filtering theory but does not influence the validity and practicability of the YPT.
[figure(s) omitted; refer to PDF]
Finally, according to (31), we reconstructed the original signal
[figure(s) omitted; refer to PDF]
To further verify the validity of the YPT, it is compared with the DWT. We also decomposed the noisy signal into 4 layers by the DWT, and the wavelets for the DWT are 3 order Daubechies wavelets. For the noisy signal decomposed by the DWT, after removing the first three layers of detail signals, we can then obtain the best reconstructed signal by the inverse discrete wavelet transform (IDWT), which corresponds to the A curve in Figure 16. After calculation, the SNR of the noisy signal, A curve, and B curve is 3.13 dB, 10.61 dB, and 16.39 dB, respectively, and as far as denoising and the noisy signal in this paper are concerned, the YPT is therefore better than the DWT.
6. The Application of the YPT in Engineering
In this section, two types of serious fault cracks on the latch sheets of a gun automatic mechanism were set by us, and the shock signals that are obtained by sampling the data, respectively, when the gun automatic mechanism works in normal and two fault patterns were analysed by utilising the method in this paper. The firing frequency of the gun automatic mechanism is
Table 1
The parameters of the sensor.
Performance | Value |
Sensitivity | 1.0 mV/g (±15%) |
Measurement range | ±5000 g pk |
Frequency range | 0.4 to 7500 Hz (±10%) |
Electrical filter cutoff frequency | ≥7.5 kHz (−10%) |
Resonant frequency | ≥50 kHz |
Broadband resolution | 0.02 g·rms (1 to 10 kHz) |
[figure(s) omitted; refer to PDF]
Due to the bad working environment or high overload of the equipment, a lot of noise is usually contained in the shock signals. The noise reduction for the signals therefore needs to be done to eliminate the effect of the noise if we do pattern recognition or fault diagnosis for the equipment. For the gun automatic mechanism, there are two main sources of noise, one of which is at ammunition feeding mechanism that is numbered (1) in Figure 17(a) and another is at the base of the equipment, numbered (2) in Figure 17(a). The former is produced by the irregular friction and collision between the bullet chain and the body of the equipment, and the latter is produced by self-excited vibration on the base that is with the complex structure or the random vibration of the base such as a gun automatic mechanism that works on a tank or fighter plane. These two kinds of noise have the property that the frequency of them is lower when compared with that of the efficient signals that are produced by the free vibrations of each part of the gun automatic mechanism.
The actual effective time period of original signals was intercepted to be analysed. The original signals and the signals filtered by the YPT are plotted in Figure 18. Figures 18(a)–18(c) are the original signals, and Figures 18(d)–18(f) are the signals that correspond to Figures 18(a)–18(c) and are filtered by the method, respectively. To further observe the effects of the method, we transformed them into the frequency domain, which is shown in Figure 19. From Figure 19, we can conclude that contrast to original signals, the amplitude of the part in low frequency is significantly reduced, relatively to the part in high frequency, and the shape of the part in high frequency almost does not change. The results of the analysis show that the noise in shock signals is filtered effectively. The YPT therefore shows good performance in the analysis of the shock signal in engineering, which can provide help for further extracting features for shock signals in pattern recognition and fault diagnosis.
[figure(s) omitted; refer to PDF]
7. Summary and Outlook
Because the Morlet wavelet does not satisfy the permissibility condition of the wavelet transform, it has no inverse wavelet transform. On the contrary, the Morlet wavelet has good time-frequency characteristics. In this paper, it was easy to adaptively adjust the centre and radius of the frequency window for the Morlet wavelet after its improvement. The essence of the wavelet transform is that it is a type of filtering. For this paper, the essence of transforming a signal into the time and frequency domains is also a filter. The YPT in this paper can separate noise from the signal, the essential aspect of which is that noise and useful signals have different extreme frequencies. On the principle of extreme frequency, the original signal is decomposed into different components using the YPT.
In this paper, the noisy signal and the shock signals in engineering could also be complex or real. The extremum frequency is determined by the real part of the signal when analysing a complex signal. There will be two ways for us to conduct research if further analysing a multidimensional signal. For the first, we can analyse each dimension of the multidimensional signal using the YPT alone. For the other, we can extend the dimension of the improved Morlet wavelet so that it has the ability to analyse multidimensional signals. For the latter method, how to determine the centre and radius of the Morlet wavelet in the frequency domain needs to be researched more deeply. Matching a multidimensional signal to the Morlet wavelet in phase is worthy of study.
Conflicts of Interest
The authors declare that they have no conflicts of interest.
Acknowledgments
The authors gratefully acknowledge the support from the National Natural Science Foundation of China (Grant nos. 51675491 and 51175480).
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Abstract
Morlet wavelets do not satisfy the permissibility condition of wavelet analysis, and there are therefore no inverse transformations for Morlet wavelet transforms. In this paper, we put forward the Yang and Pan transform (YPT), which is an adaptive discrete analysis method for shock signals. First, we improved the Morlet wavelet so that the centre and radius of the frequency window can be easily adjusted in the frequency domain. Second, we proposed the extremum frequency concept and analysed the extremum situation of the improved Morlet wavelet. Third, combining the improved Morlet wavelet and extremum frequency, we advanced the theory of the YPT, which does not need to satisfy the permissibility condition. We then continued by using a smoothing operator that can smooth the potentially distorted signal reconstructed after being analysed by the YPT and filtered by using the threshold filtering theory. This operator proved to be simple and efficient. Finally, a noisy signal was reconstructed after being analysed and filtered using the YPT and threshold filtering, respectively, to verify the validity of the theory, and the YPT was compared with the discrete wavelet transform (DWT). As a supplement to the theory in engineering, the shock signals about a gun automatic mechanism were also analysed using the theory in this paper. Good results were obtained, thereby demonstrating that the YPT can be helpful to further extract the features of shock signals in pattern recognition and fault diagnosis.
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