1 Introduction
PM (particulate matter with aerodynamic diameter less than 2.5 m) is a severe air pollution problem in China, responsible for 1.1 million excess deaths in 2015 (Cohen et al., 2017). The Chinese government introduced, in 2013, the “Action Plan on the Prevention and Control of Air Pollution” (Chinese State Council, 2013a), called Clean Air Action for short, to aggressively control anthropogenic emissions. Starting that year, PM data from a nationwide monitoring network of about 1000 sites became available from the China National Environmental Monitoring Center (CNEMC) of the Ministry of Ecology and Environment of China (MEEC). These data show 30 %–40 % decreases in PM across eastern China over the 2013–2017 period (Chinese State Council, 2018a; Zhang et al., 2019). However, interpretation of these trends in terms of emission controls may be biased by interannual variability and trends in meteorology (Zhang et al., 2014; Wang et al., 2014; Zhu et al., 2012; Jia et al., 2015; Li et al., 2018; Yang et al., 2018, 2016; Liang et al., 2016; Cheng et al., 2019; Chen et al., 2019; Silver et al., 2018). Here we use a stepwise multilinear regression (MLR) model to separate the effects of meteorological variability and emission controls on the 2013–2018 trends in PM across China.
Meteorology drives large day-to-day, seasonal, and interannual variations in PM in China by affecting transport, scavenging, emissions, and chemical production (Wang et al., 2014; Leung et al., 2018; Tai et al., 2012; Zou et al., 2017). The relationships between PM and meteorological variables are complex and differ by region and time of year (Shen et al., 2017). For example, wintertime PM pollution events in central and eastern China are associated with low wind speed and high relative humidity (RH; Wang et al., 2014; Zhang et al., 2014; Shen et al., 2018; Pendergrass et al., 2019; Moch et al., 2018; Song et al., 2019). On the other hand, high wind speeds in northern China in spring and summer promote dust emission (Lyu et al., 2017; Wang et al., 2004). Precipitation scavenging is a major factor driving PM variability in southern and coastal China (Chen et al., 2018; Leung et al., 2018).
Anthropogenic emissions of PM and its precursors, including sulfur
dioxide (), nitrogen oxides (), ammonia (NH, and
nonmethane volatile organic compounds (NMVOCs), have undergone large changes
in China over the past decades. Rapid growth in emissions from 1980 to 2006
led to a general increase in PM over China, as demonstrated by
visibility data (Che et al., 2007; Han et al., 2016; Wang and Chen, 2016; Fu
et al., 2014; Zhang et al., 2012) and, since 1999, by satellite aerosol
optical depth (AOD) data (Ma et al., 2016; Lin et al., 2018; Zhao et al.,
2017). emissions peaked in 2006–2007, emissions peaked in
2011, and emissions peaked around 1996, as estimated from emission
inventories (Zhao et al., 2017; Wang et al., 2017; Xia et al., 2016; F. Liu et al., 2016; Lu et al., 2010; Xu et al., 2016; Kang et al., 2016) and
observed from satellites (Xia et al., 2016; F. Liu et al., 2016; de Foy et
al., 2016; van der A et al., 2017). and emissions have
declined since their peaks, whereas emissions of have remained
relatively stable since its peak (Zhao et al., 2017). The onset of emission
controls led to slight decreases in PM over the 2006–2012 period,
as indicated by satellite AOD data (Ma et al., 2016, 2019; Lin et al., 2018; Zhao
et al., 2017) and surface observations (Tao et al., 2017;
Wang et al., 2017). The Clean Air Action greatly increased the scope of
emission controls. The Multi-resolution Emission Inventory for China (MEIC;
2 Data and methods
2.1 Observations
We use 2013–2018 hourly data for surface air PM together with
, nitrogen dioxide (), and CO concentrations from the CNEMC
network (
We correlated these air quality observations with meteorological
observations from 839 stations distributed across China (Fig. S1 in the Supplement). The meteorological observations are compiled in the
Surface Daily Climate Dataset (V3.0) released by the China
National Meteorological Information Center (CNMIC;
All data in this work are averaged over 10 d (10 d time resolution). Trend analyses use only those sites with at least 70 % data coverage for each of the 6 years from 2013 to 2018. We did sensitivity tests with data coverage thresholds changing from 70 % to 90 % and obtained similar pollutant trends. To make the most use of available data, 70 % is chosen. For the MLR model, we further average all data on a 2 2.5 grid to increase statistical robustness, following Tai et al. (2012) and Shen et al. (2017).
The 2013 Clean Air Action (Chinese State Council, 2013a) identified three megacity clusters as target regions for reducing air pollution: Beijing–Tianjin–Hebei (BTH; 35–41 N, 113.75–118.75 E), the Yangtze River Delta (YRD; 29–33 N, 118.75–123 E), and the Pearl River Delta (PRD; 21–25 N, 111.25–116.25 E). The more recent plan released in July 2018 (Chinese State Council, 2018b) removed PRD from the list of target regions and added the Fenwei Plain (FWP; 33–35 N, 106.25–111.25 E; 35–37 N, 108.75–113.75 E). Previous studies (Zhang et al., 2012) also identified the Sichuan Basin (SCB; 27–33 N, 103.75–108.75 E) as one of the major haze regions in China. We present analyses for these five target regions by averaging the data from all sites with more than 70 % data coverage for each of the 6 years from 2013 to 2018. The only continuous record for 2013–2018 in the FWP region is for Xi'an (13 sites). Additional FWP sites outside Xi'an started operating in early 2015 and are consistent with the Xi'an data, as will be shown below.
2.2 Multiple linear regression model
We construct a stepwise multiple linear regression (MLR) model to quantify the effect of meteorology on PM variability. The model fits the deseasonalized and detrended 10 d PM mean time series on the 2 2.5 grid to the five deseasonalized and detrended 10 d mean meteorological variables (WDS, PRECIP, RH, TEM, and V850). The deseasonalized and detrended time series are obtained by removing the 50 d moving averages from the 10 d mean time series (Tai et al., 2010). This focuses on synoptic scales of variability and avoids aliasing from common seasonal variations and long-term trends between variables (Shen et al., 2017).
Separate fits of PM to the meteorological variables are done for each 2 2.5 grid square and season (DJF, MAM, JJA, and SON). The fit has the form
1 where is the deseasonalized and detrended PM time series for grid square and season , and is the corresponding time series for the deseasonalized and detrended meteorological variable . We fit the regression coefficients and the intercept . The regression is done stepwise, adding and deleting terms based on their independent statistical significance to obtain the best model fit (Draper and Smith, 1998). The fits and the selected meteorological variables differ by location and season, but with regional consistency (Table S1 in the Supplement). For meteorological variables not in the final MLR model, the regression coefficients in Eq. (1) are zero.
Figure 1Annual mean PM concentrations in China from the CNEMC network. Panels (a) and (b) show values for 2013 and 2018 for sites with more than 70 % data coverage for the corresponding year. Panel (c) shows the ordinary linear regression trends on a 2 2.5 grid for sites with more than 70 % data coverage for each of the 6 years from 2013 to 2018. The trends are based on the time series of 10 d mean anomalies, as described in the text. Polygons in (a) define the four target regions of the Clean Air Action (Beijing–Tianjin–Hebei – BTH: 35–41 N, 113.75–118.75 E; Yangtze River Delta – YRD: 29–33 N, 118.75–123 E; Pearl River Delta – PRD: 21–25 N, 111.25–116.25 E; and Fenwei Plain – FWP: 33–35 N, 106.25–111.25 E, and 35–37 N, 108.75–113.75 E), to which we add Sichuan Basin (SCB; 27–33 N, 103.75–108.75 E). Number inset in panel (c) is the trend in mean PM over the study region (21–41 N, 103.75–123 E). Dots in panel (c) indicate grid squares with significant trends ().
[Figure omitted. See PDF]
2.3Application to 2013–2018 PM trends
We use the MLR model to remove the effect of meteorological variability from the 2013–2018 PM trends, including not only the 10 d synoptic-scale variability but also any interannual variability and 6-year trends. This makes the standard assumption that the same factors that drive synoptic-scale variability also drive interannual variability (Jacob and Winner, 2009; Tai et al., 2012). We thus apply Eq. (1) to the meteorological anomalies , obtained by removing the 6-year means of the 50 d moving averages from the 10 d mean time series. The anomalies calculated in this manner are deseasonalized but not detrended. This yields the meteorology-driven PM anomalies : 2 Consider now the PM anomaly for grid square and season obtained by deseasonalizing but not detrending the PM data (by removing the 6-year means of the 50 d moving averages) in the same way as for the meteorological variables. The residual anomaly , after removing meteorological influence from the MLR model, is given by 3 The residual is the component of the anomaly that cannot be explained by the MLR meteorological model, and we will refer to it as the meteorology-corrected data. It includes noise due to limitations of the MLR model and other factors but also a long-term trend over the 6-year period that we can attribute to changes in anthropogenic emissions. The same approach was recently applied by Li et al. (2019) to separate anthropogenic and meteorological drivers of ozone trends in China.
3 Results and discussion3.1
PM trends in China, 2013–2018
Figure 1 shows annual mean observed PM concentrations from the CNEMC over China for 2013 and 2018 and the linear regression trends on the 2 2.5 grid based on the PM anomalies , including effects of both changing emissions and meteorology. In 2013, PM across most of China was well above the Chinese national air quality standard (annual mean of 35 g m). BTH and FWP (Xi'an) had the highest PM among the five target regions, with annual average concentrations of g m (standard deviation describes variability in the annual average across sites in the region) and g m respectively, followed by SCB ( g m), YRD ( g m), and PRD ( g m). PM decreased dramatically from 2013 to 2018, by 34 %–49 % for the five target regions. Mean 2018 concentrations were g m in BTH, g m in FWP (Xi'an), g m in SCB, g m in YRD, and g m in PRD.
Figure 2 shows the 2013–2018 relative trends of annual mean PM for the five target regions along with the corresponding trends of , , and CO concentrations measured at the same sites. Also shown in the bottom panels are the MEIC trends in emissions of primary PM, , , , and CO for 2013–2017. The PM observations show steady decreases for BTH, YRD, and SCB. PRD flattens out in 2015–2017 before decreasing again in 2018. FWP (Xi'an) decreases sharply by 47 % from 2013 to 2015 but rebounds in 2015–2017 before decreasing again in 2018. Trends at other FWP sites that became operational in early 2015 are similar to Xi'an. We argue in Sect. 3.3 that the 2015–2017 flattening at PRD and the anomalous 2013–2015 sharp decrease and 2015–2017 rebound at FWP are driven by meteorology.
Figure 2Relative trends of 2013–2018 observed concentrations and 2013–2017 MEIC emission estimates for the five target regions of Fig. 1. The observed PM trends are shown as thick lines. Values are annual means referenced to 2013. The observed concentrations are averaged over all sites in each region with at least 70 % data coverage for each year. The number of sites for each region is indicated. Fenwei Plain trends are for Xi'an, as other sites did not start operating until early 2015. Post-2015 relative PM trends at these other sites are shown as the dashed line.
[Figure omitted. See PDF]
We see from Fig. 2 that only has a decrease steeper than PM, indicating that emission controls have been a major driver of the PM trend (Lang et al., 2017; Shao et al., 2018). The overall decrease for the five regions is 57 %–76 % from 2013 to 2018. The decrease is quantitatively consistent with the decrease in emissions estimated by MEIC (Zheng et al., 2018). This drastic cut of China emissions is due to installation of scrubbers at coal-fired power plants (Siwen et al., 2015; Karplus et al., 2018; Silver et al., 2018), elimination of small coal boilers, improvement of coal quality (Zheng et al., 2018), and switch from residential coal to cleaner fuels (Zhao et al., 2018). We also see a significant decrease in CO of 18 %–43 % for the five regions from 2013 to 2018, again consistent with the MEIC and suggesting a reduction in organic PM emissions. Primary PM emissions in the MEIC decreased at a rate comparable to or steeper than CO. Trends in China PM, , and presented here are consistent with previous studies (Silver et al., 2018; Ma et al., 2019) that cover a shorter time period than 2013–2018.
Figure 3 shows the time series of monthly mean PM for the five target regions, illustrating the seasonal and interannual variability. All regions show winter maxima that can be mostly attributed to meteorology, including shallower mixing depth, lower precipitation, and increased stagnation in winter (Wang et al., 2018). Residential heating emissions in winter also contribute to the seasonality in China, north of about 33 N (covering BTH and FWP in this study; J. Liu et al., 2016; Xiao et al., 2015). There is a large interannual variability, particularly in winter, that must be largely driven by meteorology. Studies for BTH have shown that high PM in winter months is associated with weak southerly winds, low mixing depths, and high relative humidity (Zhang et al., 2014; Chang et al., 2016; Li et al., 2018; Shao et al., 2018). The relatively clean 2017–2018 winter was due in part to a higher frequency of northerly flow and associated ventilation (CMA, 2018; Yi et al., 2019). In addition, particularly aggressive actions by the government to restrict coal use that winter may have played a role in reducing PM levels (Zhang et al., 2019).
Figure 3Time series in 2013–2018 of monthly mean PM concentrations over the five target regions. Values are averages from all sites in the region with over 70 % data coverage for each of the 6 years.
[Figure omitted. See PDF]
3.2Meteorological influence on PM
Figure 4 shows the correlations of 10 d PM concentrations with the individual meteorological variables used in the MLR model. Correlation coefficients as low as 0.3 are statistically significant, more so when consistent across a region. Wind speed is negatively correlated with PM, as would be expected from ventilation, except in areas of the north where wind promotes dust formation (Lyu et al., 2017; Wang et al., 2004). Precipitation is also generally negatively correlated with PM, as one would expect from scavenging (Chen et al., 2018). The positive correlation between precipitation and PM over northern China in spring is likely a result of high RH associated with precipitation in adjacent days.
Figure 4Correlation coefficients () of PM concentration with the individual meteorological variables used in the MLR model: surface wind speed (m s), precipitation (mm d), relative humidity (RH; %), surface air temperature (C), and 850 hPa meridional wind velocity (m s) for different seasons in China. The correlations are based on 10 d average observations on a 2 2.5 grid. Dots indicate statistically significant correlations ().
[Figure omitted. See PDF]
Correlation between RH and PM is positive over northern China, especially in winter, and negative over southern China, especially in summer. The positive correlation between PM and RH over northern China in winter has been reported by previous studies and attributed in part to the role of aqueous-phase aerosol chemistry in driving secondary PM formation (Zheng et al., 2015; He et al., 2018; Song et al., 2019; Pendergrass et al., 2019; Tie et al., 2017). The negative correlation of PM with RH over southern China likely reflects the association of high RH with precipitation and onshore wind, which facilitate PM wet removal and ventilation (Zhu et al., 2012; Leung et al., 2018).
Temperature has a positive correlation with PM year-round over most of China (Wang et al., 2014; Leung et al., 2018), even though there is no strong direct dependence of PM on temperature (Jacob and Winner, 2009). The correlation likely reflects the covariation of temperature with other meteorological variables, including wind speed, precipitation, and RH (Tai et al., 2012; Zhu et al., 2012). A possible explanation for the negative correlation with temperature in summer over the North China Plain could be the volatilization of ammonium nitrate at high temperatures (Kleeman, 2008). V850 shows strong positive correlations with winter PM over most of China, and strong negative correlations with summer PM over southern China, especially for the Pearl River Delta.
Figure 5Resolving meteorological influences on PM 2013–2018 trends in China. Panel (a) shows the fraction of detrended and deseasonalized variance in 10 d PM means explained by the stepwise multilinear regression (MLR) meteorological model. Panel (b) shows the meteorology-corrected trends to be compared to the trends in the original data shown in Fig. 1. Number inset in (b) is the trend in mean PM over the study region (same definition as in Fig. 1). Dots indicate significant correlations () in (a) and significant trends () in (b).
[Figure omitted. See PDF]
Figure 6Time series of 2013–2018 PM 10 d mean anomalies for the five target regions of Fig. 1. The anomalies are relative to the 2013–2018 means. The data are averaged over all measurement sites in each region with at least 70 % of data coverage for each year (same as for Fig. 2). The meteorological contribution to the anomalies as determined from the MLR model is shown in red. The long-term trend in the meteorology-corrected residual in blue (Eq. 3) is interpreted as being driven by changes in anthropogenic emissions. Values inset in each panel are the ordinary linear regression trends, with 95 % confidence intervals obtained by the bootstrap method.
[Figure omitted. See PDF]
Figure 5a describes the ability of the MLR model to account for PM variability in relation to wind speed, precipitation, RH, temperature, and V850 as potential predictor variables. Results are presented as the coefficients of determination (fraction of variance explained) between observed and model PM in the detrended deseasonalized time series. The values have been adjusted to account for different numbers of significant explanatory terms (predictor variables). values for the five target regions are 0.59 (BTH), 0.46 (YRD), 0.65 (PRD), 0.65 (SCD), and 0.41 (FWP). Figure 5b shows the meteorology-corrected PM trends after removal of meteorological variability predicted by the MLR model, i.e., the trends in the residuals in Eq. (3). The meteorology-corrected decreasing trend averaged across China is g m a, 12 % weaker than in the original data, meaning that 12 % of the PM decrease in the original data is attributable to meteorology. We elaborate on this below for the five target regions.
3.3Meteorology-corrected PM trends for the five target regions
Figure 6 shows the 10 d mean PM anomalies in the deseasonalized (but not detrended) data for the five target regions ( in Sect. 2.3). Also shown is the meteorological component derived from the MLR meteorological model and the residual (meteorology-corrected; Eq. 3) whose long-term trend can be interpreted as being due to changes in anthropogenic emissions. The PM anomalies show large features on 10 d basis that can be mostly captured by the MLR model. The residual meteorology-corrected time series is much smoother, as depicted by the narrower 95 % confidence intervals in the anthropogenic residual trends than in the original observed trends. The meteorology-corrected trends differ by 3 % (YRD) to 27 % (SCB) from the observed trends. The YRD trend reflects a significant contribution from the December 2013 outlier, which reflects unfavorable meteorological conditions (Fig. S2) that are not adequately captured by the MLR model. If we exclude this outlier month from the time series, the observed YRD trend becomes g m a and the meteorology-corrected trend becomes g m a.
Most remarkably, it appears that the 2015–2017 flattening in the PRD and 2015–2017 increase in the FWP (see Fig. 2) can be mostly attributed to meteorological variability as resolved by the MLR model rather than to emissions. The trend in the residual is more consistent with a steady 2013–2018 anthropogenic decrease in both regions. The MLR model shows that meteorology accelerated the PM decline in PRD and FWP from 2013 to 2015 and contributed partly to the 2015–2017 PM rebound over FWP. In particular, the high PM anomalies in PRD in 2013 and early 2014 are driven by anomalously low V850, and the low PM in winter 2015–2016 is associated with anomalously high southerly flow and precipitation (Fig. S4). The low PM in FWP in the winter 2014–2015 is associated with anomalously high wind speed, low RH, and low temperature, while the high anomalies in the winter 2016–2017 are associated with anomalously low wind speed, high RH, and high temperature (Fig. S5).
4 ConclusionsObservations of fine particulate matter (PM) pollution in China from the extensive CNEMC network established in 2013 show large 2013–2018 decreases driven by emission controls with complicating influences from meteorology. Here we used a stepwise multiple linear regression (MLR) meteorological model to investigate and separate contributions from anthropogenic emissions and meteorology to these 6-year trends.
The CNEMC observations show 34 %–49 % decreases in PM in the five megacity clusters targeted by the Chinese government's Clean Air Action to reduce anthropogenic emissions. Concurrent observations of , CO, and are qualitatively consistent with these PM decreases being driven by drastic cuts in emissions from coal combustion. At the same time, there is large interannual variability driven by meteorology particularly in winter when PM is highest.
We used the stepwise MLR meteorological model to relate PM anomalies across China to wind speed, precipitation, relative humidity (RH), temperature, and meridional velocity at 850 hPa (V850) as potential predictors. The model accounts for % of the variance in the deseasonalized detrended PM data, including 41 %–65 % for the five megacity clusters. Application to the PM time series shows that meteorological variability contributed significantly to the 6-year trends across China and in the megacity clusters. Removing meteorological variability as given by the MLR model also reduces the uncertainty in the trend that can be attributed to emission controls. We refer to the data series after removal of meteorological variability as the meteorology-corrected data. Thus the 2013–2018 PM decrease for Beijing–Tianjin–Hebei is g m a in the original data and is 14 % weaker in the meteorology-corrected data ( g m a). For the Sichuan Basin where the meteorological correction is particularly large, the PM decrease is g m a in the original data and is reduced by 27 % to g m a in the meteorology-corrected data. The average 2013–2018 PM decrease over our study domain is g m a in the original data (Fig. 1c) and is reduced by 12 % to g m a in the meteorology-corrected data (Fig. 5b).
Observations for the 2015–2017 period indicate a flattening of the PM trend in the Pearl River Delta and an increase in the Fenwei Plain. We find from the MLR model that these 3-year trends can be explained by meteorological variability (including particularly steep 2013–2015 decreases) rather than by relaxation of emission controls.
Data availability
All of the measurements and reanalysis data are openly
available for download from the websites given in the main text. The
anthropogenic emission inventory is available from
The supplement related to this article is available online at:
Author contributions
SZ, DJJ, and HL designed the study. SXZ developed the model, performed the simulations and analyses. XW, LS, KL, YZ, and TZ helped with scientific interpretation and discussion. KG helped with pollutants data processing. SZ and DJJ wrote the paper, and all authors provided input on the paper for revision before submission.
Competing interests
The authors declare that they have no conflict of interest.
Acknowledgements
This work is a contribution from the Harvard-NUIST Joint Laboratory for Air Quality and Climate (JLAQC). We thank the MEIC (Multi-resolution Emission Inventory for China) team at Tsinghua University for providing the MEIC. We acknowledge Loretta J. Mickley (Harvard University) and Jonathan Moch (Harvard University) for helpful discussions.
Financial support
This research has been supported by the Harvard-NUIST Joint Laboratory for Air Quality and Climate (JLAQC), the National Natural Science Foundation of China (grant nos. 41830965 and 91744209), and the National Key R&D Program Pilot Projects (grant no. 2016YFC0203304). Shixian Zhai acknowledges support from the China Scholarship Council (201708320314). Hong Liao is supported by the National Natural Science Foundation of China (91744311).
Review statement
This paper was edited by Toshihiko Takemura and reviewed by Hyung-Min Lee and one anonymous referee.
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Abstract
Fine particulate matter (PM
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1 Key Laboratory for Aerosol-Cloud-Precipitation of China Meteorological Administration, Collaborative Innovation Center on Forecast and Evaluation of Meteorological Disasters, School of Atmospheric Physics, Nanjing University of Information Science and Technology, Nanjing 210044, China; John A. Paulson School of Engineering and Applied Sciences, Harvard University, Cambridge, Massachusetts 02138, USA
2 John A. Paulson School of Engineering and Applied Sciences, Harvard University, Cambridge, Massachusetts 02138, USA
3 Key Laboratory for Atmospheric Chemistry, Chinese Academy of Meteorological Sciences, CMA, Beijing 100081, China
4 Key Laboratory for Aerosol-Cloud-Precipitation of China Meteorological Administration, Collaborative Innovation Center on Forecast and Evaluation of Meteorological Disasters, School of Atmospheric Physics, Nanjing University of Information Science and Technology, Nanjing 210044, China
5 Jiangsu Key Laboratory of Atmospheric Environment Monitoring and Pollution Control, Collaborative Innovation Center of Atmospheric Environment and Equipment Technology, School of Environmental Science and Engineering, Nanjing University of Information Science and Technology, Nanjing 210044, China