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1. Introduction
Papillary thyroid cancer (PTC) is the most prevalent endocrine malignancy globally according to the cancer statistics data in China and SEER data (Surveillance, Epidemiology, and End Results 2004–2013) [1, 2]. PTC often shows a better prognosis due to the slow development of characteristics, while lymph node metastasis has been reported to be as high as 20%–90%, especially in the central compartment region [3–5]. Although the American Thyroid Association (ATA) and Chinese Thyroid Guidelines recommend routine (therapeutic and prophylactic) central lymph node dissection (CLND), approximately 10% of patients suffer from recurrence after the initial surgical treatment, and central neck recurrence accounts for 74% of all recurrent cases [6]. This suggests that there may be some problems in this process.
According to ATA guidelines, the central compartment is subdivided into prelaryngeal (Delphian) lymph nodes, pretracheal lymph nodes, and paratracheal lymph nodes. The left recurrent laryngeal nerve (RLN) is located between the esophagus and trachea, but the right nerve ascends through the fat tissue of the right central compartment [7]. Due to anatomical differences, the RLN of the right side is more superficial than that of the left side. Some fat and lymphatic tissues are present posterior to the right RLN. Thus, the right paratracheal lymph node is further classified into two subregions by the right RLN [8]. The nodes located near the posterior side of the right nerve, upper to the esophagus and prevertebral fascia, are called the lymph nodes posterior to the right recurrent laryngeal nerve (LN-prRLN), which were defined as VIb compartments, and lymph nodes anterior to the right recurrent laryngeal nerve were defined as VIa compartments [9]. The reported prevalence of LN-prRLN metastasis varies from 5.76% to 26% [8, 10–14]. In particular, if minor lymph node metastasis (LNM) is located posterior to the right RLN, it is often neglected, and careful dissection is required because of the high likelihood of damage to the RLN. How to reconcile the protection of the RLN while thoroughly dissecting the central lymph nodes in certain situations is an urgent problem that requires exploration.
The purpose of this study was to investigate the frequency and risk factors related to LN-prRLN, evaluate recurrence, and assist surgeons in determining whether to perform selective LN-prRLN dissection in patients with PTC.
2. Materials and Methods
2.1. Patients
A total of 1487 patients with PTC who underwent thyroidectomy with LND in the Department of Head and Neck Surgery of Fudan University Shanghai Cancer Center (FUSCC) between August 2011 and May 2019 were retrospectively enrolled in this study. Preoperative assessment included ultrasonography (US), computed tomography (CT) scan, chest X-ray, and measurement of thyroglobulin (Tg), thyroid stimulating hormone (TSH), and anti-Tg antibody levels. US was preoperatively performed to assess the lymph node status and confirm no lymph node involvement in any of these patients. These patients underwent surgical treatment by one surgical team. Only newly diagnosed patients were enrolled. Patients with previous thyroid or parathyroid surgery, previous neck surgery, family history of cancer, and history of neck radiation were excluded. The study was approved by the Ethics Committees of Fudan University Shanghai Cancer Center, and all participants gave informed consent.
The clinicopathological characteristics of the different groups were compared, including sex, age, tumor size, location, multifocality, bilateral involvement, extrathyroidal extension, central lymph node metastasis (cLNM), central lymph nodes anterior to the right recurrent laryngeal nerve (cLNMa), and lateral lymph node metastasis (LLNM). Patients with at least one right lobe lesion were classified into the right lobe lesion group. For patients with multifocal tumors, the size and sublocation of the largest tumor were recorded for data analysis. The tumor size was extracted according to the longest diameter of the tumor and recorded in millimeters. In the patients who did not undergo lateral neck dissection, the number of metastatic lateral compartment lymph nodes was considered zero clinically.
2.2. Surgical Technique
All patients underwent total thyroidectomy or right lobectomy plus isthmus with routine CLND. LLNM (cN1b) was diagnosed based on preoperative image examination and fine-needle aspiration cytology or intraoperative frozen sectioning and sampling of suspicious lymph nodes, and patients with LLNM underwent lateral neck dissection.
The central compartment was defined according to the ATA’s consensus of CLND [7]. The anatomic boundaries of the central compartment lymph node region were defined as follows: the carotid arteries formed the lateral boundaries, the tracheal margins formed the medial boundaries, the hyoid bone formed the superior boundary, the suprasternal fossa formed the inferior boundary, the anterior surface of thyroid gland formed the anterior boundary, and the prevertebral fascia formed the posterior boundary. The patients were divided into the following four groups according to Bae’s method [8]: (1) Delphian lymph node; (2) right central lymph node; (3) left central lymph node; and (4) LN-prRLN. The pretracheal and paratracheal lymph nodes were combined into the central lymph node (CLN) group. LN-prRLN was analyzed separately. All lymph nodes were classified by the surgeon during the operation. The presence or absence of LNM was defined according to postoperative pathological reports.
2.3. Pathologic Examination
Postoperative histopathologic results were confirmed by 3 pathologists with over 10 years of experience at our institution. All cases were confirmed as PTC using intraoperative frozen paraffin sections and postoperative paraffin sections.
2.4. Follow-Up
Follow-up consisted of neck US examination, triiodothyronine (T3), tetraiodothyronine (T4), TSH, and thyroglobulin (Tg) every 3–6 months. If routine tests indicated recurrence, enhanced CT or FNA would be performed to confirm if additional surgery was needed. We considered the patients disease-free when serum Tg levels after injection recombinant human TSH (rhTSH) were 1 ng/ml, neck US was negative, and Tg antibody (TgAb) was undetectable.
2.5. Statistical Analysis
All statistical analyses were performed using Stata (version 12; Stata Corp, College Station, TX). Continuous variables were described using the mean ± standard deviation (SD). Data were compared using Student’s t-test. Categorical variables were described using frequency and percent and the chi-square test, and Fisher’s exact test was used as the appropriate method to calculate the difference. Multiple logistic regression analysis was used to assess the statistical significance of the associations between LN-prRLN and clinicopathologic factors. Odds ratios (ORs) with 95% relative confidence intervals were calculated to determine the relevance of all potential predictors. A P value< 0.05 was regarded as significant in the included studies.
3. Results
3.1. Patient Characteristics
Among the 1478 enrolled patients, the mean age at the first diagnosis was 46.14 years (range, 17–71 years). There were 353 men and 1134 women, with a female:male ratio of approximately 3.2 : 1. Overall, a right lobectomy was performed in 1016 (68.33%) patients, and thyroidectomy was performed in 471 (31.67%) patients. The detailed results are summarized in Table 1. In particular, during the mean follow-up period of 36.9 months, recurrence was observed in 2.35% (35/1487) of patients.
Table 1
Demographic characteristics of patients enrolled in this study.
Variables | No. of patients (%) (N = 1487) |
Age (y, mean ± SD) | 46.14 ± 11.42 |
Sex (Female/Male) | 1134 (76.26%)/353 (23.74%) |
Multifocality (yes/No) | 509 (34.23%)/978 (65.77%) |
Size (mm, mean ± SD) | 9.70 ± 6.73 |
Extensive invasion (yes/No) | 129 (8.68%)/1358 (91.32%) |
Co-HT (yes/No) | 367 (24.68%)/1120 (75.32%) |
Co-nodular goiter (yes/No) | 277 (18.63%)/1210 (81.37%) |
Thyroid operation methods | |
RL | 1016 (68.33%) |
TT | 471 (31.67%) |
LNM | |
cLNM (yes/No) | 674 (45.33%)/813 (54.67%) |
Positive cLNM no. (p50, (min-max)) | 0 (0–29) |
Dissected cLNM no. (p50, (min-max)) | 4 (0–33) |
LLNM (yes/No) | 140 (9.41%)/1347 (90.59%) |
Positive LLNM no. (p50, (min-max)) | 4 (0–37) |
Dissected LLNM no. (p50, (min-max)) | 26.5 (0–75) |
Recurrence (%) | 35 (2.35%) |
Follow-up (months, mean ± SD) | 36.91 ± 21.43 |
Abbreviations: SD: standard deviation; Co-HT: concurrent Hashimoto’s thyroiditis; Conodular goiter: concomitant with nodular goiter; LNM: lymph node metastasis; cLNM: central lymph node metastasis; LLNM: lateral lymph node metastasis.
Furthermore, these patients were divided into two groups: group A consisted of patients who underwent LN-prRLN dissection, while group B did not. Table 2 demonstrates the clinicopathological characteristics of the two groups. Group A had a larger tumor size than group B (
Table 2
Demographic characteristics of patients enrolled in this study.
Variables | No. of patients (%) | ||
Group A (N = 378) | Group B (N = 1109) | ||
Age (y, mean ± SD) | 43.12 ± 11.06 | 47.17 ± 11.36 | ≤0.001 |
Sex (Female/Male) | 291 (77.0%)/87 (23.0%) | 843 (76.0%)/266 (24.0%) | 0.702 |
Multifocality (yes/No) | 129 (34.1%)/249 (65.9%) | 380 (34.27%)/729 (65.73%) | 0.961 |
Size (mm, mean ± SD) | 11.14 ± 7.78 | 9.23 ± 6.33 | ≤0.001 |
Extensive invasion (yes/No) | 36 (9.5%)/342 (90.5%) | 93 (8.39%)/1016 (91.61%) | 0.497 |
Co-HT (yes/No) | 140 (37.0%)/238 (63.0%) | 227 (20.47%)/882 (79.53%) | ≤0.001 |
Conodular goiter (yes/No) | 58 (15.3%)/320 (84.7%) | 219 (19.75%)/890 (80.25%) | 0.058 |
cN1a (Yes/No) | 96 (25.4%)/282 (74.6%) | 332 (30.0%)/777 (70.0%) | 0.100 |
LNM | |||
cLNMa (yes/No) | 210 (55.6%)/168 (44.4%) | 464 (41.84%)/645 (58.16%) | ≤0.001 |
cLNMa size (mm, mean ± SD) | 7.86 ± 5.31 | — | |
Positive cLNMa no. (p50, (min-max)) | 1 (0–29) | 0 (0–17) | ≤0.001 |
Dissected cLNMa no. (p50, (min-max)) | 5 (0–33) | 4 (0–25) | ≤0.001 |
LLNM (yes/No) | 88 (23.3%)/290 (76.7%) | 52 (4.69%)/1057 (95.31%) | ≤0.001 |
Positive LLNM no. (p50, (min-max)) | 5 (1–37) | 3 (1–33) | 0.022 |
Dissected LLNM no. (p50, (min-max)) | 27 (2–75) | 24.5 (3–75) | 0.089 |
LN-prRLN metastasis (yes/No) | 129 (34.1%)/249 (65.9%) | — | — |
Size of LN-prRLN(mm, mean ± SD) | 5.82 ± 3.60 | — | — |
Recurrence (%) | 6 (1.59%) | 29 (2.61%) | 0.255 |
Follow-up (months, mean ± SD) | 23.19 ± 16.09 | 42.02 ± 21.12 | ≤0.001 |
SD: standard deviation; Co-HT: concurrent Hashimoto’s thyroiditis; Conodular goiter: concomitant with nodular goiter; cN1a: clinical positive central lymph nodes metastasis; cLNMa:central lymph nodes anterior to the right recurrent laryngeal nerve; LNM: Lymph node metastasis; cLNM: Central lymph node metastasis; LLNM: Lateral lymph node metastasis. After the Shapiro-Wilk test and homogeneity of variance test, we found that the data did not conform to a normal distribution and that the variance was not uniform. Therefore, we used the Wilcoxon test to calculate the difference between the two groups.
3.2. Predictors of LN-prRLN Metastasis
Next, we divided the 378 patients who underwent LN-prRLN dissection into two groups: LN-prRLN with positive LNM (LN-prRLNM+, N = 129) and LN-prRLN with negative LNM (LN-prRLNM−, N = 249). There were no significant differences in the factors of age (
Table 3
Univariate analysis of factors associated with LN-prRLN metastasis.
Variables | LN-prRLNM+ | LN-prRLNM− | OR | |
(N = 129) | (N = 249) | |||
Age | 42.57 ± 10.90 | 43.41 ± 11.15 | 0.99 (0.97–1.01) | 0.481 |
Sex (female vs. male) | 85 (65.89%)/44 (34.11%) | 206 (82.73%)/43 (17.27%) | 0.40 (0.25–0.66) | ≤0.001 |
Multifocality (yes vs. No) | 49 (37.98%)/80 (62.02%) | 80 (32.13%)/169 (67.87%) | 1.29 (0.83–2.02) | 0.255 |
Size (mm) | 13.9 ± 9.1 | 9.6 ± 6.3 | 2.14 (1.55–2.95) | ≤0.001 |
Extrathyroidal extension (yes vs. No) | 21 (16.28%)/108 (83.72%) | 15 (6.02%)/234 (93.98%) | 3.03 (1.51–6.11) | 0.002 |
Co-HT (yes vs. No) | 36 (27.91%)/93 (72.09%) | 104 (41.77%)/145 (58.23%) | 0.54 (0.34–0.85) | 0.009 |
Co-nodular goiter (yes vs. No) | 15 (11.63%)/114 (88.37%) | 43 (17.27%)/206 (82.73%) | 0.63 (0.34–1.18) | 0.152 |
Central LNM | ||||
cLNMa (yes vs. No) | 107 (82.95%)/22 (17.05%) | 103 (41.37%)/146 (58.63%) | 6.89 (4.08–11.64) | ≤0.001 |
cLNManumber | 3 (0–29) | 0 (0–9) | 1.56 (1.39–1.75) | ≤0.001 |
cLNMa size | 0.81 ± 0.57 | 0.77 ± 0.51 | 1.14 (0.67–1.95) | 0.630 |
Lateral LNM (yes vs. No) | 53 (41.09%)/76 (58.91%) | 35 (14.06%)/214 (85.94%) | 4.26 (2.58–7.04) | ≤0.001 |
Co-HT: concurrent Hashimoto’s thyroiditis; Conodular goiter: concomitant with nodular goiter; cLNMa: central lymph nodes anterior to the right recurrent laryngeal nerve.
Table 4
Multivariate analysis of factors associated with LN-prRLN metastasis.
Variables | OR | |
Sex (Female vs. male) | 0.61 (0.34–1.13) | 0.116 |
Size | 1.45 (1.02–2.06) | 0.039 |
Extensive invasion (yes vs. No) | 1.63 (0.70–3.84) | 0.258 |
Co-HT (yes vs. No) | 0.62 (0.35–1.10) | 0.104 |
cLNMa (yes vs. No) | 1.28 (1.11–1.48) | 0.001 |
cLNMa number | 2.03 (0.99–4.13) | 0.051 |
Lateral LNM (yes vs. No) | 1.98 (1.09–3.62) | 0.025 |
Co-HT: concurrent Hashimoto’s thyroiditis; cLNMa: central lymph nodes anterior to the right recurrent laryngeal nerve.
3.3. Prognosis
To better understand the effect of LN-prRLN dissection on recurrence, we carefully compared the postoperative complications and recurrent locationsamong the reoperation patients. The postoperative hypocalcemia and hoarseness were more in group A, but most of them were temporary, and there was no difference in permanent. It may be related to the heavier and more thorough cleaning of LN-prRLN (Table 5). The overall DFS was 97.65%, and there was no significant difference between group A and group B (
Table 5
Comparisons of postoperative complications.
Variables | Group A | Group B | |
(N = 378) | (N = 1109) | ||
Postoperative hypocalcemia | |||
Temporary | 28 (7.4%) | 44 (4.0%) | 0.012 |
Persistent | 1 (0.3%) | 3 (0.3%) | 1.000 |
RLN monolateral palsy | |||
Temporary | 12 (3.2%) | 26 (2.3%) | 0.352 |
Persistent | 3 (0.8%) | 15 (1.4%) | 0.586 |
Chyle leakage | 18 (4.8%) | 41 (3.7%) | 0.362 |
Hematoma | 2 (0.5%) | 13 (1.2%) | 0.380 |
Wound infection | 3 (0.8%) | 6 (0.5%) | 0.701 |
RLN: recurrent laryngeal nerve.
Table 6
Location of recurrence.
Variables | Group A | Group B | |
(N = 6) | (N = 29) | ||
Contralateral thyroid lobe | 1 (16.67%) | 3 (10.34%) | 0.448 |
Central compartment | 2 (33.33%) | 10 (34.48%) | |
LN-prRLN | 0 (0%) | 4 (13.79%) | 0.515 |
Others | 2 (33.33%) | 6 (20.69%) | |
Lateral compartment | 3 (50.0%) | 16 (55.14%) | 1.000 |
[figures omitted; refer to PDF]
Table 7
The demographic characteristics of the four patients with recurrence in LN-prRLN.
Variables | Case1 | Case 2 | Case3 | Case4 | Sum |
Age (y) | 55 | 62 | 29 | 22 | 42.0 ± 19.48 |
Sex (Female/Male) | F | F | F | F | 4/0 |
Multifocality (yes/No) | Y | Y | Y | N | 3/1 |
Size (mm) | 35 | 12 | 55 | 15 | 29.25 ± 19.97 |
Extensive invasion (yes/No) | Y | N | N | N | 1/3 |
Co-HT (yes/No) | N | Y | N | N | 1/3 |
Co-nodular goiter (yes/No) | N | N | N | N | 0/3 |
cLNMa (yes/No) | Y | Y | Y | Y | 4/0 |
Positive/Dissected cLNMa numbers | 11/12 | 11/21 | 9/15 | 6/7 | — |
LLNM (yes/No) | N | N | Y | Y | 2/2 |
Positive/Dissected LLNM numbers | — | — | 7/21 | 33/75 | — |
Follow-up (months) | 31.47 | 33.73 | 39.07 | 23.40 | 31.92 ± 6.51 |
Co-HT: concurrent Hashimoto’s thyroiditis; Conodular goiter: concomitant with nodular goiter; cLNMa: central lymph nodes anterior to the right recurrent laryngeal nerve; LLNM: lateral lymph node metastasis.
[figures omitted; refer to PDF]
4. Discussion
PTCs commonly metastasis to the cervical lymph nodes, which primarily occurs in the central compartment lymph nodes. The role of central lymph node dissection in preventing lymph node recurrence has been controversial, especially for patients with negative clinical lymph node metastasis (LNM) (cN0) [15]. However, recent persuasive research suggests that insufficient central lymph node dissection (CLND) after initial surgery is the common cause of recurrence in PTC cases. Therefore, a thorough dissection of the lymphatic tissue in the central compartment may reduce the risks of recurrent or persistent disease by eliminating residual subclinical LNM. Under such circumstances, attention needs to be directed toward the clinical significance of LN-prRLN, which has been frequently unrecognized during right CLND. However, given the different courses along which the RLN runs, to the left or right side, the LN-prRLN has close relationships with the right RLN, esophagus, and prevertebral fascia. Incomplete dissection of these nodes can be a cause of disease recurrence, and reoperation may increase patient morbidity and postoperative complications [16]. Nevertheless, the surgical management of lymph node LN-prRLN for PTC remains unclarified. However, the sensitivities of preoperative imaging studies, including ultrasonography and computed tomography, are not sufficient to detect LNM of the central compartment [17]. Thus, risk factors predicting LN-prRLN metastasis should be identified, as they may be valuable to evaluate the nodal status of patients with PTC before surgery and to determine whether lymph node dissection including LN-prRLN is necessary. Consequently, it is imperative to investigate the incidence and predictors of LN-prRLN in PTC.
In the present study, the incidence of cLNM was 55.6% in group A. However, the incidence of LN-prRLN metastasis was 34.13% (129 of 378 cases). In some retrospective studies, the LN-prRLN metastasis rates were approximately 11.0% to 27.2% [13, 18, 19]. Furthermore, among 1109 patients without LN-prRLN dissection in group B, 29 experienced relapse during the follow-up, of which 4 cases recurred in the location of LN-prRLN, while zero recurred in group A. Considering the rate of LN-prRLN metastasis and recurrence in this compartment, we thought that complete cLND including LN-prRLN was necessary in the initial surgery treatment.
Tumor size played an important role in stimulating LN-prRLN metastasis. Most studies confirmed that a larger tumor led to a greater likelihood of LN-prRLN metastases [13, 20, 21]. In our study, the mean tumor size in patients with and without LN-prRLN metastasis was 13.9 ± 9.1 mm vs. 9.6 ± 6.3 mm (
Few researchers have examined metastases with concurrent HT or concurrent benign nodular goiters. In this study, we calculated the statistics for HT and nodular goiter according to postoperative pathology. The results showed that LN-prRLN metastases were found in 36 (27.91%) patients with HT and 104 (39.08%) patients without HT. The metastatic rate was significantly higher among patients without HT (
The presence of right cLNM is significantly associated with LN-prRLN metastasis. Most studies have shown that right cLNM is an independent risk factor for LN-prRLN metastasis [10, 11, 13]. In our study, the proportion of LN-prRLN metastasis in the LN-prRLNM- group was substantially lower than that in the LN-prRLNM+ group (41.37% vs 82.95%,
Our study has a limitation that should be taken into consideration. There was selection bias in these two groups. In the early stage of our center, not all patients underwent LN-prRLN dissection, but patients were young and had a larger tumor size, concurrent Hashimoto’s thyroiditis or LNM. These differences were demonstrated in the comparison of group A and group B (Table 2). This retrospective study made us realize that a larger tumor size and positive LNM are real risk factors, and these groups of patients should be treated with LN-prRLN dissection. Therefore, a prospective randomized controlled trial is needed in future studies.
In conclusion, our study revealed that patients with PTC with large tumor sizes, central LN metastasis, and lateral cervical lymph node metastasis are at high risk of LN-prRLN metastasis, and these findings could assist surgeons in evaluating surgical treatment strategies. These findings provide support for the necessity of LN-prRLN dissection in such patients.
Disclosure
Dezhi Wang and Yunjun Wang contributed equally to this study and should be regarded as co‐first authors.
Authors’ Contributions
Kai Guo and Tuanqi Sun conceptualized and designed the study. Dezhi Wang and Lili Chen collected and assembled the data. Yunjun Wang and Dezhi Wang analyzed and interpreted the data. Yunjun Wang wrote the manuscript. All authors read and approved the final version of the manuscript.
Acknowledgments
This study was supported by the Shanghai Science and Technology Committee (STCSM) (18411969000).
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Copyright © 2020 Yunjun Wang et al. This work is licensed under http://creativecommons.org/licenses/by/4.0/ (the “License”). Notwithstanding the ProQuest Terms and Conditions, you may use this content in accordance with the terms of the License.
Abstract
Background. Although the American Thyroid Association (ATA) guidelines indicate that central lymph nodes posterior to the right recurrent laryngeal nerve (LN-prRLN) should be routinely dissected, pr-RLN dissection is often neglected due to the high risk of injury to the recurrent laryngeal nerve (RLN). The purpose of this study was to investigate the risk factors associated with LN-prRLN metastasis in patients with papillary thyroid carcinoma (PTC) by preoperative examination and the indications for LN-prRLN dissection. Methods. A total of 1487 consecutive patients with PTC who underwent total thyroidectomy or right lobectomy plus isthmic resection with central LN dissection (CLND) were divided into two groups: patients with LN-prRLN dissection (group A) and patients without LN-prRLN dissection (group B). Clinicopathologic data were reviewed of the patients who were operated on by the same thyroid surgery team in the Department of Head Neck Surgery, Fudan University Shanghai Cancer Center (FUSCC) between August 2011 and May 2019. The relationships of LN-prRLN metastasis with clinicopathologic characteristics were analyzed by univariate and multivariate logistic regression. Results. The incidence of LN-prRLN metastasis was 34.1% (129/378). Univariate analysis showed that sex (
You have requested "on-the-fly" machine translation of selected content from our databases. This functionality is provided solely for your convenience and is in no way intended to replace human translation. Show full disclaimer
Neither ProQuest nor its licensors make any representations or warranties with respect to the translations. The translations are automatically generated "AS IS" and "AS AVAILABLE" and are not retained in our systems. PROQUEST AND ITS LICENSORS SPECIFICALLY DISCLAIM ANY AND ALL EXPRESS OR IMPLIED WARRANTIES, INCLUDING WITHOUT LIMITATION, ANY WARRANTIES FOR AVAILABILITY, ACCURACY, TIMELINESS, COMPLETENESS, NON-INFRINGMENT, MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE. Your use of the translations is subject to all use restrictions contained in your Electronic Products License Agreement and by using the translation functionality you agree to forgo any and all claims against ProQuest or its licensors for your use of the translation functionality and any output derived there from. Hide full disclaimer
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1 Department of Head & Neck Surgery, Fudan University Shanghai Cancer Center, Shanghai 200032, China; Department of Oncology, Shanghai Medical College, Fudan University, Shanghai 200032, China
2 Department of General Surgery, People’s Hospital of Tongling, Anhui 244000, China
3 Department of Head &Neck Surgery, Renji Hospital, School of Medicine, Shanghai Jiaotong University, Shanghai 200001, China