Respiratory and Cardiovascular Parameters Evaluation in OSA Patients Treated with Mandibular Advancement Device

Abstract

Obstructive sleep apnea (OSA) is associated with a number of cardiovascular comorbidities, including hypertension, heart rate (HR) alterations, cardiac arrhythmias, endothelial dysfunction and atherosclerosis. HR, in particular, is an important sign correlated with cardiac stress and survival. Previous investigations on the effects of mandibular advancement device (MAD) therapy on HR resulted in contradictory findings. The aim of the present retrospective cohort study was to evaluate the effects of MAD therapy with a fully customizable appliance on respiratory and cardiovascular parameters. Fifty adult consecutive cases with mild to severe OSA underwent split-night polysomnography (SN-PSG) at baseline (T0) and after three months of MAD treatment (T1), after appropriate titration. The apnea/hypopnea index (AHI), 4% oxygen desaturation index (ODI) and HR (average, minimum and maximum) values are recorded at T0 and at T1 and statistically compared. The AHI and ODI values improved after three months of MAD treatment. The minimum HR increased after treatment, while the maximum HR decreased after treatment. MAD treatment with a fully customizable appliance was effective in improving breathing and cardiovascular parameters in adult patients with mild to severe OSA.

1. Introduction

Obstructive sleep apnea (OSA) in adults is a condition with a high public health impact [1]. OSA is characterized by recurring episodes of cessation (apnea) or reduction (hypopnea) in airflow during sleep caused by obstruction of the upper airway [2]. OSA affects 4% to 6% of middle-aged men and 2% to 4% of middle-aged women and its frequency increases with age [3]. People at higher risk of developing OSA include those with enlarged tonsils and/or adenoids, a family history of OSA, excessive weight/obesity, actively smoking and jaw problems, such as micrognathia or retrognathia [4].

The sleep arousal caused by OSA induces excessive daytime sleepiness (EDS) [5], increases the occurrence of driving accidents [6], induces reductions in concentration in both adults and children [7] and induces sleep fragmentation, which in some cases may induce depression [8]. Moreover, the intermittent hypoxia caused by the apnea/hypopnea events initiates a sequence of systemic alterations, including activation of the sympathetic nervous system, systemic inflammation, oxidative stress, endothelial dysfunction and atherosclerosis [9,10,11,12]. As a consequence, OSA seems to determine cardiovascular comorbidities, such as alterations in heart rate (HR), systemic hypertension, myocardial infarction, cardiac arrhythmias and stroke [13,14,15]. HR variability, in particular, is a clinical sign measured easily and non-invasively but it has been demonstrated to be directly associated with survival (higher HR indicates lower survival) in the general population and in patients with impaired cardiovascular function [16,17]. In fact, an increase in HR by 10 beats per minute has been associated with a 20% increase in the risk of cardiac death, which is comparable to the increased risk correlated to an increase of systolic blood pressure by 10 mm Hg [18].

To reduce the number of apnea/hypopnea events and contrast the onset of other comorbidities, continuous positive airway pressure (CPAP) is the most common treatment of patients with OSA [19]. Other suggested treatments are surgery [20] or the use of a mandibular advancement device (MAD) [21]. In 1995, The American Academy of Sleep Medicine (AASM) stated that a MAD was indicated as a first-line therapy for mild OSA and a second-line therapy for moderate to severe OSA [22]. However, the studies that investigated the effectiveness of MAD therapy in improving cardiovascular parameters compared to CPAP reported contradictory findings [23,24].

Therefore, the aim of the present retrospective cohort study was to evaluate the effects of MAD therapy with a particular fully customizable appliance on respiratory and cardiovascular parameters in an adult population with OSA. 2. Materials and Methods The sample size calculation (G*Power version 3.1.9.2, Franz Faul, Universität Kiel, Germany) revealed that to be able to detect a moderate effect size of 0.5 with a probability of 0.05 and a power of 0.9, 44 subjects were needed. Therefore, 50 consecutive subjects (26 men and 24 women; mean age of 48.5 ± 8.7 years) with a diagnosis of OSA were retrospectively enrolled in the present study among the patients treated at the Department of Orthodontics, University of Foggia, Italy, in chronological order from January 2016 to February 2019. To be included in the study, the patients had to fulfil the following inclusion criteria: age greater than 20 years old, body mass index (BMI) lower than 34 kg/m², OSA diagnosis confirmed by nocturnal polysomnography, treatment with night-time MAD therapy using a fully customizable device after a drug-induced sleep endoscopy (DISE) and completeness of diagnostic records. Exclusion criteria were a smoking habit, the presence of comorbidities like cardiovascular or pulmonary diseases at the moment of the OSA diagnosis, taking concomitant medications for neurological disorders or a history of cervical head trauma. All the procedures described in the present research protocol adhered to the Declaration of Helsinki (1975) (and the subsequent revisions) and were approved by the Ethical Committee of the University of Foggia (Approval no. 43/CE/2019) and all patients gave their informed consent to participate.

MAD treatment was always initiated after performing a DISE. Every patient, before MAD treatment (T0), received split-night polysomnography (SN-PSG) with at least 4 h of continuous recording in a sleep laboratory using a type 2 portable device (Embletta system X-100, Flaga, Reykjavik, Iceland) after one night of adaptation to the hospital setting. The SN-PSG recording comprehended electroencephalograms, electro-oculograms, electromyograms, pulse oximetry channels, abdominal respiratory effort bands, body position sensors, nasal cannulas and oral thermistor. The first 3 h of recording, as recommended by several authors [25,26,27,28], were used for manual scoring according to the AASM criteria from 2007 [29].

The following parameters were recorded and stored for further analysis: apnea/hypopnea index (AHI); oxygen desaturation index (ODI), which corresponds to the number of desaturation events higher than 4% of the baseline value per hour of sleep; and the average HR, minimum HR and maximum HR.

A second SN-PSG was performed after 3 months of treatment (T1) with a fully customizable MAD (Protrusor^®, nonrusso+^®, Dr Giuseppe Burlon, Belluno, Italy). The MAD (Figure 1) was made of two resin splints joined by two threaded titanium bars with two titanium screws each, which represents the protrusive mechanism. The head of the titanium screws allows for lateral excursion of the mandible for improved patient comfort. The amount of mandibular advancement was determined for each patient after a titration period. Initially, an intraoral gauge (Occlusion^®, nonrusso+^®, Dr Giuseppe Burlon, Belluno, Italy) was used to set the advancement at 70% of the total possible mandibular advancement; then, during follow-up appointments, usually every 15 days, the therapeutic mandibular protrusion was adjusted by 1 mm or 2 mm increments until reaching the most comfortable position that allowed relief from the symptoms, as described in a previous study [30].

Statistical Analysis Descriptive statistics were calculated for all the variables. The assumption of a normal distribution of data was tested with the Kolmogorov–Smirnov test and probability plots. To evaluate the presence of a statistically significant difference between the pre- and post-treatment values of AHI, ODI, average HR, minimum HR and maximum HR, a paired samples t-test or a Wilcoxon signed ranked test was performed, according to the type of data distribution. First-type error was set as p < 0.05. All statistical analyses were performed using GraphPad Prism software 6.0 (San Diego, CA, USA). 3. Results

Descriptive statistics are reported in Table 1. Due to the non-normal distribution of most of the variables, a non-parametric test was used for all the comparisons except for the minimum HR. The present data show how, using a MAD device, respiratory parameters have been significantly reduced, decreasing apnea/hypopnea and desaturation events considerably. In fact, the mean AHI decreased by 21 and the ODI decreased by 13.8.

Heart parameters are also significantly modified as a result of the use of a MAD. In particular, the maximum HR value decreased by 20 bpm and the minimum HR value increased by 4 bpm after MAD therapy. On the other hand, the value of the mean HR decreased by −2.12, which was statistically insignificant. 4. Discussion

Generally, a sleep disorder causes a worsening of life quality and increases morbidity and mortality in a large part of patients. In particular, patients with OSA often have comorbid conditions, which can contribute to the onset of more serious clinical situations. Several studies have reported the presence of common comorbidities with OSA, such as cardiovascular disease (CVD), cognitive impairment, psychiatric problems (including depression), diabetes and obesity, although the etiopathogenesis pathway is not completely understood, therefore it is not clear if a condition is a consequence of OSA or a risk factor [31]. It was also demonstrated that OSA can predispose patients to an augmented prevalence of hypertension, heart failure, arrhythmias and mortality. This relationship involves not only the early onset of cardiovascular and metabolic diseases but also their progression. Obstructed breathing causes negative intrathoracic pressure in association with hypoxia and hypercapnia. Hypoxemic stress is further amplified by subsequent reoxygenation (intermittent hypoxia), which leads to a production of reactive oxygen species (ROS), activation of the sympathetic system and inflammation. Every time that an apnea occurs, hypoxia–hypercapnia followed by reoxygenation also alter the exchange of physiological blood gases. When chemoreflex activation occurs, electroencephalography alterations (microarousals) are also evident; each inspiratory effort against the occluded upper airways induces an increase in negative intrathoracic pressure leaving significant consequences on the heart’s anatomy, such as atrial enlargement and remodeling and stretching of the ostia of the pulmonary vein.

All these acute mechanisms of obstructive apnea will activate several biological pathways. The most relevant one being the autonomic nervous system (ANS) deregulation, with recurrent bursts of sympathetic activity elicited by the activation of chemoreflexes and by the sympathetic and parasympathetic coactivation, which occur repeatedly during the onset of apnea. This sympathetic/parasympathetic coactivation is very typical of OSA and it may represent a decisive factor in triggering major life-threatening arrhythmias in such patients. Moreover, apneic events may also activate a wide range of intermediate mechanisms, such as oxidative stress, the systemic inflammatory response, platelet activation and aggregation, endothelial dysfunction and metabolic alterations [32].

The first-line treatment of breathing-related sleep disorders may include behavioral modifications and CPAP [33]. Alternatives for patients unable to adhere to CPAP therapy include upper airway surgery [33,34] or the use of MADs [35]. In children there are also other options that are being studied, such as palatal expansion [36,37,38]. Studies comparing the effectiveness of CPAP and MAD therapy reported a significant decrease in the AHI compared with baseline over a two-year treatment period for both interventions, suggesting the use of oral appliances as a viable alternative to CPAP therapy in patients with mild to moderate OSA [35].

In this research, we also found a significant variation of HR values after using MAD therapy.

The average minimum HR increased, while the average maximum HR decreased. These findings are in accordance with those of previous studies. Glos et al. observed that both MAD therapy and CPAP therapy led to improvements in blood pressure and episodes of breathing cessation in patients with mild to severe OSA [39]; similarly, in a systematic review of the literature, the HR reduction after MAD therapy was concluded to be comparable to that observed after CPAP therapy [40].

Several authors have demonstrated how variations of HR can represent a risk factor for the onset of CVD. Many biological mechanisms can elucidate the relationship between high HR, atherosclerosis and cardiovascular events. Tachycardia may be the consequence of an unbalanced tone of the ANS. In addition, even though increased sympathetic activity alone could trigger a cardiovascular event in a subject with tachycardia, a direct connection between high HR and both the formation of atherosclerotic lesions and occurrence of cardiovascular events have also been proven [41]. Recently, the European guidelines for treating hypertension and CVD have rendered the importance of HR measurement [42].

A faster heartbeat is often linked to higher blood pressure levels and these two elements may increase the chances of cardiovascular risk. Several epidemiological studies have shown that a rise in cardiovascular risk related to the accelerated HR persists after blood pressure levels have adjusted [42]. The role of HR on cardiovascular risk is further explained by the fact that bradycardia, similarly to a higher pulse rate, may be an independent risk factor for cardiovascular events in apparently healthy men from the general population. While a higher pulse rate increased the risk of having a stroke, bradycardia tended to raise the risk of incident myocardial infarction and ischemic stroke [43]. Therefore, the HR improvement that was observed in the present study following a reduction in AHI and ODI, as a consequence of MAD treatment, is of great clinical importance for the patients and represents an additional clinical advantage for the patient.

Regarding the limitations of the present study, the retrospective design could represent a source of bias, although care was taken to follow a chronological order and strict inclusion and exclusion criteria. In addition, a longer follow-up would be useful to evaluate long-term results. 5. Conclusions MAD therapy with a fully customizable appliance was effective in improving AHI, ODI and HR in an adult population with mild to severe OSA. In particular, a decrease in the maximum HR and an increase in the minimum HR were observed, suggesting a reduction in HR variability.

Figure 1. Intraoral view of the customizable mandibular advancement device.

Variable		Mean	Standard Deviation	Mean Difference	Normality Test	Test	p Value *
AHI	T0	25.34	10.6	−21.25	*	Wilcoxon signed rank	**
	T1	5.53	4.1		*
ODI	T0	17.71	8.1	−13.87	ns	Wilcoxon signed rank	**
	T1	3.84	3.0		*
Mean HR	T0	59.92	7.1	−2.12	*	Wilcoxon signed rank	ns
	T1	57.80	6.9		ns
HR min	T0	42.25	10.0	+4.29	ns	Paired samples T test	*
	T1	46.54	8.1		ns
HR max	T0	136.10	44.6	−20.4	*	Wilcoxon signed rank	*
	T1	115.70	34.8		ns

* Statistically significant with p < 0.05; ** statistically significant with p < 0.01; ns, non-significant. Mandibular advancement device (MAD), apnea/hypopnea index (AHI), oxygen desaturation index (ODI), heart rate (HR) in beats per minute.

Author Contributions

Conceptualization, C.D.; methodology, B.G., F.D. and C.A.P.; validation, C.M.; formal analysis, C.D. and T.M.; investigation, L.M.; resources, I.G.; data curation, S.C.; writing-original draft preparation, C.D.; writing-review and editing, T.M.; and supervision, C.M. All authors have read and agreed to the published version of the manuscript.

Funding

This research received no external funding.

Conflicts of Interest

The authors have no conflicts of interest to disclose, except for Dr Giuseppe Burlon who is the owner of the patents and the registered trademarks for Occlusion®, nonrusso+® and Protrusor®.

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