Introduction
The concept of urban forestry has been defined as “the art, science, and technique related to trees and forest resources’ management in urban and peri-urban areas in order to provide communities with psychological, sociological, economic, and aesthetical benefits” ([51]). According to this definition, the term urban forestry includes not only forests within urban areas, but also trees grown along roads, in parks, squares, and graveyards, among other places ([78], [39]). There are many benefits to human well-being that trees bring to our cities. Trees and other vegetation play an important role in reducing air pollution, thereby decreasing the incidence of respiratory diseases ([59]). Appropriate placement of trees can reduce “heat island” effects, helping urban communities adapt to the effects of climate change by reducing heat stress ([88], [110]). Access to parks and nature can have a positive influence on physical activity ([38]). Giles-Corti et al. ([22]) proved that people who use green spaces in cities attain recommended levels of physicals activity more easily than non-users. Stigsdotter et al. ([86]) found that people who lived beyond 1 km from a green zone (i.e., park) had a worse score on the dimensions of general and mental health and vitality, as well as higher levels of stress, than people who lived within 1 km of a green zone. Forest, parks and trees also influence real estate value and urban landscape aesthetics, and can play a role in storm water management and wind speed reduction.
As reported by Tate ([90]), and Bickmore & Hall ([11]), inventory is the tool that can be used for the efficient management of greening in urban areas at various scales. A tree inventory collects accurate information on the condition, diversity and spatial distribution of trees in urban areas. Inventory results may constitute a starting point for a number of different analyses, such as variations in tree structure and species within urban areas ([82]), how trees shape the urban microclimate ([60]), the impact of trees on reduction of air pollution and CO2 accumulation ([47], [61]), the impact of greening on the value of real estates ([4]), and monitoring the risk of damage to vegetation and vegetation health ([46], [40]).
Three types of inventory can be used to assess the vegetation in urban areas: partial, total, and random (statistical). Partial inventories are applied to selected urban areas, e.g., a park, a square or a tree avenue. A total inventory is a comprehensive description of all trees, groups of trees and bushes, including the identification of possible areas for new planting within the borders of streets, parks, squares, and other public spaces. Statistical methods are based on random selection and measure small parts of the area of interest, with sample plots being measured in the field ([18], [14]). The size of the field sampling area is selected in order to cover 5-10% of all trees or entire area, depending on spatial coverage and species variability. Inventories are usually carried out according to inventory key which include e.g. the list of tree species. Until now, inventories have been carried out mainly along roads, and less frequently for urban forests or parks ([91], [82]). The main aims of the studies conducted in urban environment were the maintenance of road safety, the appropriate selection of species for planting, and the monitoring of changes in urban forestry ([36]).
The varying aims of urban resources monitoring, as well as the diversity of data recipients, results in a large number of parameters being acquired for each single tree. For example, research carried out using the Delphi method (a method used to identify the most reliable responses to questions from a group of experts in Scandinavia - [66]) ended with 148 parameters assigned to single trees, all of which were considered to be important. Such a number of variables are difficult to acquire and harmonize for practical use. To increase ease of use, various attempts have been made to normalize inventory rules at the local or national level ([64], [97]). As a result, with the help of practitioners, the ten most important tree parameters have been defined: genus and species, health condition, trunk position, class of damage hazard, presence of fruit bodies, disease treatments, conservation value, location (i.e., street/park), age class, and finally, stem circumference at 1 meter height at time of planting ([66]). From an urban forest management perspective, information about tree height, crown parameters, and diameter at breast height (DBH) is also important ([80], [43]).
The high costs associated with inventory data collection, as well as the wide range of acquired parameters and data applications, have increased the interest in finding alternative methods to perform urban greening inventories ([58], [43]). To determine parameters for single trees or tree groups, or to acquire information regarding vegetation structure, remote sensing (RS) methods have been used with increasing frequency. The most commonly-used remote sensing methods include airborne (ALS), terrestrial (TLS) and mobile laser-scanning (MLS - [101], [89]), satellite imaging ([5]), aerial photography ([103]), and more recently unmanned aerial vehicle technology ([76]). RS data can be expensive to acquire, and each of the aforementioned technologies has limitations and advantages. The aims of this paper are therefore: (i) to present a systematic overview of scientific publications in which RS methods were used to determine the most important parameters of single trees, in particular: location, species, health condition, tree height, DBH, crown span (extent), height of tree crown base, and crown projection surface; (ii) to analyze the accuracy of individual parameters estimated through RS, and their viability as an alternative to field measurements; (iii) to specify which parameters of single trees can be determined using different spatial data, and how well they can be determined; (iv) to specify the opportunities and limitations associated with the various RS techniques; and (v) to identify further research directions in the subject area.
Material and methods
The review of international literature presented here is based on the search results of two databases: Scopus® and Science Direct®. The literature search was carried out pursuant to the guidelines formulated by Pullin & Stewart ([75]). Three keywords were defined in a browser window, i.e., urban*, forest *, and inventory*, which were searched for in categories such as title, keywords, and abstract. The search was conducted for papers published between January 2000 and February 2017, and 543 records were retrieved. Search results were refined based on title and abstract content. Only those articles concerned with tree inventories in urban environment were selected for further analysis. Detailed analysis of the selected articles showed that nine of the studies were conducted using only field measurements. These articles were also removed from the analysis ([15], [12], [16], [91], [83], [56], [14], [111], [87]). The final database included 86 scientific papers. The selected papers fulfilled the following criteria: the study was published in English, the scope of the study was urban forestry, and the main focus of the study related to greening inventory methods at the level of individual trees and tree groups. The following information was recorded in the metadata table constructed for the search results: journal name; year of publication; the country where the research was carried out; the inventory methodology; and a detailed synopsis of the study content.
Results
Overview of scientific papers
The analyzed studies were carried out in 25 countries on all continents, except Africa and Antarctica. Most papers were performed in the United States (38 papers), followed by Germany (9 papers), Finland (8 papers), and the United Kingdom (5 papers - Fig. 1). This distribution reflects the general number of studies performed on urban forestry worldwide. As reported by Bentsen et al. ([9]), in the principal journal in this subject area, Urban Forestry and Urban Greening, 59% of papers in the years 2000-2008 were performed in North America and Scandinavia.
Fig. 1 - Number of publications per country, retrieved in the Scopus® and ScienceDirect® databases. (*): The number of papers published in Polish magazines was 12.
The number of scientific papers whose focus is the determination of greening parameters has trended upward over time. The increase has been shown to be a result of improved access to RS data acquisition technologies; the growth of forestry-focused scientific research, the results of which can be used for analyses of greening in urbanized areas (see Fig. S1 in Supplementary material); and the increased availability of spatial data, resulting from the creation of free-of-charge spatial data repositories ([6], [13], [102], [37]). A diverse range of RS technologies have been developed to determine individual tree parameters and forest stand characteristics (Fig. 2). Since 2010, data from laser scanning has been acquired in multiple studies (ALS and TLS: 19 published studies). Researchers have also often performed analyses from the acquisition and combination of several sets of spatial data (data fusion, DF: 32 published studies).
Fig. 2 - Number of publications retrieved from Scopus® and ScienceDirect® databases per year and the remote sensing technology used.
Conclusions
The use of remote sensing data makes it possible to determine the characteristics of urban vegetation at various levels of detail and at different scales. The accuracy of analyses depend on the type and quality of the RS data used, and the environment in which the analyses were carried out.
Laser scanning is a technology that collects the most versatile RS data on the characteristics of trees. TLS has the highest precision of measurement, while ALS has the largest operating system.
Spectral data, in particular hyperspectral data, allow the classification of up to several dozen species of tree in urban areas. The integration of many datasets, particularly spectral data (aerial images and satellite images) and structural data (LIDAR), facilitates the most complex use of RS data and helps to improve tree species classification estimates.
To estimate the largest possible number of significant parameters from RS data, it is necessary to apply data that have been integrated from multiple sources.
The most important research challenges in urban vegetation monitoring (apart from the development of data processing and data integration methods) are identified as refining species classification methods, tree segmentation methods, and methods of determining specific tree characteristics. There are no studies on these topics that have been performed on large datasets, carried out on a wide geographic scale or on a homogeneous set of remote sensing data.
Despite the fact that this review summarized and attempted to compare the results of the different methods and technologies used in the estimation of tree features and species, it is difficult to state clearly which of them are the most accurate. This is mainly due to the enormous variety of data usage, processing methods, ground data volumes and methods of integrating different types of remote sensing data.
At the moment, no “best practice” methodologies for the use of RS in urban forestry do exist. Such guidelines would address issues such as the selection of RS data for specific purposes, or the technical specifications necessary to achieve particular objectives. In addition, there are no dedicated user-friendly applications designed for the use of civil servants, who do not necessarily have extensive knowledge about remote sensing, but are responsible for acquiring spatial information.
Acknowledgements
This article was written under the project (281502 and 240412) financed by the Polish Ministry of Science and Higher Education.
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Abstract
This paper reviews the current state of knowledge in the field of urban forest inventory and specific tree parameters derived by remote sensing. The paper discusses the possibilities and limitations of using remote sensing to determine the following characteristics of individual trees acquired during the inventory: position (coordinates), tree height, breast height diameter, tree crown parameters (crown span, height of tree crown basis, crown projection surface), health condition, and tree species. A total of 543 papers published in scientific databases (Scopus® and ScienceDirect®) from the year 2000 to December 2017 have been analyzed; 86 of them were used for the review. The most important outcomes are: (a) the integration of many datasets, in particular spectral data (aerial images and satellite imageries) and structural data (LIDAR), allows the most complex use of remote sensing data and helps to improve the accuracy of parameter estimations as well as the correct identification of tree species; (b) the highest precision of measurement is characteristic of TLS, while ALS data has the largest operating system; (c) remote sensing data applications are associated with a large number of sophisticated processing on very large datasets using often proprietary elaborations; (d) the use of remote sensing data makes it possible to determine the characteristics of urban vegetation at various levels of detail and at different scales.
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