1. Introduction
Flavonoids are biologically active molecules widely present in foodstuffs of herbal origin. Several health benefits are associated with the regular intake of flavonoids—in particular, decreased risk of various diseases [1]. Therefore, interest has been growing in dietary flavonoids, primarily in fruit- and vegetable-rich diets. Phloretin is a dihydrogen chalcone flavonoid naturally present in ample amounts in apples and strawberries [2]. This compound has been demonstrated to target multiple biochemical, cellular and molecular mediators that modulate intracellular signaling, which eventually results in multiple health and therapeutic benefits. In the field of cancer research, several investigators have extensively studied the therapeutic potential of phloretin [3,4,5,6,7,8,9,10]. In addition to this, phloretin has many pharmacological activities, such as antidiabetic [11,12,13,14,15,16], cardioprotective [14,17,18,19,20], hepatoprotective [21,22,23], anti-inflammatory [2,24,25,26,27,28], antioxidant [29,30,31,32,33,34,35], immunosuppressant [36], and antimicrobial [37,38,39,40,41,42]. Although of natural origin, the intraperitoneal and oral administration of phloretin at 2.4 mmol/kg dose produced 100% and 64% mortality, respectively, in mice with acetaminophen-induced hepatotoxicity. However, the lower doses were not found lethal [43]. Therefore, besides potential therapeutic activities, additional investigations are vital to explore the adverse effects of phloretin. It may be noted that phloretin (aglycone) is present with its glycone phlorizin, also called phloridzin (phloretin 2′-O-glucose), in its biological sources [11]. However, after oral administration, the lactase hydrolase enzyme metabolized phlorizin to phloretin and glucose in the epithelial brush border membrane of the small intestine. Thus, the biological activities of phlorizin might be a result of the activities of aglycone phloretin [44,45]. Although phlorizin exerts several biological effects like those of phloretin, its chronic oral administration in rats with type 2 diabetes caused a marked reduction in muscle mass/strength, and substantial osteoporotic changes [44].
Despite its reported benefits, the major issue with orally administered phloretin is its poor bioavailability (8.67%) [46]. The low water solubility of phloretin results in poor absorption and bioavailability [47,48]. Moreover, after absorption, phloretin was found to be rapidly eliminated from the body [49]. Therefore, because of its better bioavailability and lower toxicity, phlorizin—a phloretin glycoside—is frequently utilized as a substitute for phloretin in numerous commercial products [50]. The poor solubility of phloretin limits its usage in traditional drug delivery systems. To overcome these challenges, nanotechnology has been explored as one of the potential techniques that can significantly regulate drug release and pinpoint pharmacological activity. The poor absorption and bioavailability issues of phloretin have been solved by changing its dosage forms such as self-nanoemulsion (a 4- to 7-fold increase) [51], liposome [52], and microemulsion [53] formulation. In addition to this, researchers have successfully overcome the solubility obstacle of phloretin by synthesizing its derivatives [54,55]. Chemical synthesis processes would also satisfy the future demands of phloretin as it is present in little amount in organic matters. Several researchers have synthesized the analogs of the phloretin with improved biological activities and pharmacokinetic profile [54,55,56,57,58,59,60].
This review provides an outline of the plethora of research concerning the potential therapeutic benefits of phloretin along with major pharmacological targets and underlying molecular mechanisms. In addition, drug delivery approaches like nanotechnology and the development of analogs to overcome the poor bioavailability issues of phloretin are reviewed. We also reviewed extraction, purification, characterization, molecular structure, toxicity profile, as well as physicochemical, pharmacokinetic, and pharmaceutical characteristics of phloretin.
2. Extraction, Purification, and Characterization of Phloretin
As phloretin is a phenolic compound, it is isolated by similar strategies to those routinely adopted for other phenolic compounds. Figure 1 represents a general scheme for sample preparation, extraction, isolation, identification, and characterization of phloretin (phenolics) [61]. Phloretin is extracted from various parts of the apple tree such as leaves, bark, fruits (flesh, pulp, pomace), and strawberries. It is isolated and characterized using various chromatographic techniques such as high-performance liquid chromatography (HPLC) and high-speed counter-current chromatography (HSCCC) coupled with modern spectroscopic techniques like mass spectrometry (MS) and nuclear magnetic resonance (NMR).
A brief procedure for extraction, isolation, and characterization of phloretin is described here as reported by Shim et al. [62]. Ground apples were homogenized in 70% methanol, and the resultant slurry was subjected to filtration. Subsequently, the apple extract was obtained by vacuum evaporation of the filtrate. The fractionation of extracts was carried out sequentially with n-hexane, chloroform, and ethyl acetate, yielding different fractions. The chloroform fraction was then exposed to silica gel column chromatography with an n-hexane and ethyl acetate gradient system to provide 10 fractions. Fraction 4 yielded a colorless crystal of phloretin. Furthermore, fraction 5 was extracted using semi-preparative HPLC to get crystals of the desired compound, which was subsequently identified as a phloretin by proton nuclear magnetic resonance (H-NMR) spectroscopy. Researchers extracted phloretin from various portions of the apple tree and strawberry fruits and subsequently performed characterization. The details are tabulated in Table 1 and Table 2.
3. Development of Analogs of Phloretin for the Improvement of Bioavailability
Phloretin is well-known for its various biological characteristics [54]. Despite several biological effects, the applications of phloretin in medications, food ingredients, and cosmetics have been restricted due to factors such as its low water solubility, low absorption, and low bioavailability [57,79]. Interestingly, by contrast, because of its better bioavailability and lower toxicity, phlorizin (phloridzin), a phloretin glycoside, is frequently utilized as a substitute for phloretin in numerous commercial products [50]. However, after oral administration, phlorizin is metabolized to phloretin and glucose by lactase hydrolase enzyme in the epithelial brush border membrane of the small intestine. The biological activities of phlorizin are thus a result of the activities of aglycone phloretin [44,45]. The presence of a little amount of phloretin in organic matter indicates the need to develop chemical synthesis processes that would satisfy future demands. As a result, it appears worthwhile to adopt a green approach to investigate chemical synthesis or hemi-synthesis to meet the demands of phloretin and its analogs in selected markets.
Minsat et al. synthesized a library of 24 phloretin analogs (12 dihydrochalcones and 12 chalcones) (Figure 2A) using a Claisen–Schmidt condensation reaction as possible means for value addition in the cosmetic or nutraceutical industries [56]. Wang et al. synthesized a potential anticancer phloretin derivative (Figure 2B) [57]. A solubility obstacle of phloretin has been successfully overcome by researchers by synthesizing its derivatives [54,55]. By enhancing solubility, glycosylation improves the bioavailability and pharmacological characteristics of substances [58]. Pandey et al. demonstrated that the biosynthesis of varied glucosides of phloretin using glycosyltransferase (Figure 2C) enhances solubility and offers new biological effects [55]. Shin et al. synthesized water-soluble phloretin 3′,3-disulfonate (Figure 2D) (semi-synthetic phloretin) as a potential photoprotective agent [54]. Peerce et al. prepared a phosphorylated derivative of phloretin (Figure 2E) and evaluated Na+-dependent vesicular uptake of phosphate in the intestinal epithelial brush border [59]. P-aminobenzyl phloretin and P-azidobenzyl phloretin (Figure 2F) were synthesized by Diedrich as inhibitors of membrane glucose transport [60]. There is still scope for advancement in the production of additional semisynthetic/synthetic derivatives of phloretin which would help to overcome the issues such as poor water solubility, absorption and bioavailability, as well as in the quest for newer pharmacotherapeutic agents.
4. Pharmacokinetics of Phloretin
It is well established that the pharmacokinetics of a drug depends upon a variety of factors, including solubility, gastric pH, ionization, gastrointestinal stability, protein binding, and physiological factors [46]. The low water solubility of phloretin is responsible for its poor absorption and consequently lowers the bioavailability [47,48]. Crespy et al. observed that phloretin (aglycone) and phlorizin (glycone) were eliminated through urine when given to rats orally, and following 24 h of ingestion, 10.4% of the total amount was obtained from the urine. This study indicates the rapid absorption and elimination of phloretin [80]. Remsberg et al. monitored the pharmacokinetic profile of phloretin by HPLC methods. After intravenous administration of phloretin (10 mg/kg), the effects were observed for 6 h. Phloretin content quickly decreased within 30 min, and thereafter, a steady and complete elimination was noticed [49]. Moreover, Yuan Zhao et al. demonstrated the mechanism of absorption and bioavailability of phloretin in a single-pass intestinal perfusion using rats and in a Caco-2 cell monolayer. On oral administration, phloretin showed a poor bioavailability (8.67%), and the maximum absorption occurs from the colon through the mechanisms like cell bypass, efflux protein and active transportation. The efflux of phloretin via P-glycoprotein 1 (P-gp1) and multidrug resistance-associated protein 2 (MRP2) significantly lowers its intestinal transportation [46]. The poor absorption and bioavailability problem can be solved by changing its dosage forms such as self-nanoemulsions (a 4- to 7-fold increase) [51], liposome [52], and microemulsion [53] formulation. Also, co-administration of inhibitors of P-gp1 and MRP2 can enhance the bioavailability of phloretin.
5. Physicochemical and Pharmaceutical Characteristics of Phloretin
Phloretin [3-(4-hydroxy phenyl)-1-(2′,4′,6′-trihydroxy phenyl)-propen-1-one] is a crystalline phenolic ketone. The major contributors to the various biological effects of phloretin are two aromatic phenol rings A and B, hydroxyl groups, and a carbonyl group. Moreover, 2, 6-dihydroxyacetophenone is considered as a vital pharmacophore responsible for the antioxidant effect of phloretin, wherein the involvement of carbonyl and OH groups of ring A increases the activity. However, the displacement of one hydroxyl moiety by a sugar (like in phlorizin) decreases the activity relative to phloretin [81]. The physiochemical characteristics of phloretin are tabulated in Table 2. Unfortunately, phloretin’s low solubility in water and lipids leads to its poor absorption and bioavailability [47,82,83]. Various ways used by researchers to increase drug solubility are depicted in Figure 3, which can be used to enhance the solubility of phloretin.
Co-crystals have recently acquired substantial momentum among physical modification approaches, owing to improving the physicochemical characteristics of active pharmaceutical ingredients (APIs) and the notion that their polymorphs behave in the same manner as that of pure APIs while exhibiting different attributes [84]. Aitipamula et al. synthesized novel polymorphs of a co-crystal of phloretin with nicotinamide. These polymorphs increased apparent solubility and dissolving rate, which was explained using characteristics derived from simulations of molecular dynamics [85]. The method adopted for co-crystallization of phloretin is briefly described here. In a stainless-steel grinding jar of 10 mL capacity, 200 mg of phloretin and 89 mg of nicotinamide were combined. Before grinding, to moisten the powder, two drops of solvent i.e., methanol was applied. The powder was ground at a 20 Hz rate with a 7 mm stainless steel ball for 20 min. Solvent-based co-crystallization investigations were carried out through dissolution of equimolar quantities of phloretin and nicotinamide in solvents such as methanol, ethanol, and 1,4-dioxane, and slow solvent evaporation at room temperature, yielding crystals of form I (Figure 4). The same study yielded phase pure form II when the co-crystallization solvent was a methanol-acetonitrile (1:1) combination. A rotovap technique was used to produce microcrystalline powders of form III. Powder X-ray diffraction was employed for identifying all crystalline powders. Before being used in future characterization and performance studies, the samples were sieved by Sonic Sifter Separator to ˂90 μm.
To further enhance the solubility, several researchers synthesized the derivatives of phloretin. The details are already discussed in the previous section, i.e., the development of analogs of phloretin. Similarly, to improve the absorption and bioavailability of phloretin, researchers developed various formulations such as self-nanoemulsion, nanoparticles, liposomes, and microemulsions. A thorough explanation of these approaches is elaborated in the following section, i.e., pharmaceutical development of phloretin.
6. Pharmacological Potentials and Molecular Mechanisms of Phloretin
Phloretin exerts various biological effects, and therefore, it may be beneficial for the treatment of several diseases as discussed below. A summary of therapeutic potential along with the possible mechanism of action of phloretin is given in Table 3.
6.1. Anticancer Activity
In the twenty-first century, cancer is one of the foremost reasons of mortality globally [86]. A plethora of research indicates phytochemicals as the emerging sources in the effective management of cancer [87]. In fact, several pieces of research have shown beneficial actions of phloretin against various kinds of cancer cells. It modulates a variety of cellular mechanisms involved in cancer including regulation of cellular growth, cell proliferation, apoptosis, angiogenesis, antioxidant defense mechanism, etc. [6,88].
In breast cancer cells such as estrogen-receptor-positive (MCF7) and triple-negative (MDA-MB-231) ones, phloretin downregulated the autophagy-related genes. It suppressed the expression of autophagosomal marker LC3B-II in low-glucose as well as in glucose-free media reflecting suppressed glucose-starvation-induced cytoprotective autophagy. Chemotherapy of ruthenium-phloretin complex promotes apoptosis in breast carcinoma cells by facilitating Bcl2 and Bax, and inhibiting PI3K/Akt/mTOR signaling [10]. It also attenuated doxorubicin- and tamoxifen-induced cytoprotective autophagy by downregulating mTOR/ULK1-triggered signaling mechanisms [3]. Phloretin shows beneficial effects on human oral cancer. It suppresses human SCC-1 oral cancer cell proliferation rate by reactive oxygen species (ROS) mediated apoptosis, and G0-G1 phase cell cycle arrest via reduction of cyclin D1, CDK4, and CDK6 expression [4]. Phloretin accelerates AGS gastric cancer cell death by G2/M phase arrest and inhibition of p-JNK and p38 expression [5]. Chemopreventive actions of phloretin are associated with the alteration of multiple signaling mechanisms. It arrests the cell cycle at the G0-G1 phase to inhibit the multiplication of human glioblastoma cells by enhancing the expression of p27 and reducing that of cdk2, cdk4, cdk6, cyclin D and cyclin E, and inhibiting the signaling of phosphatidylinositol 3 kinase/protein kinase B/mammalian target of rapamycin (PI3K/AKT/mTOR). It induces mitochondrial apoptosis mechanisms and augments ROS production along with the reduction in Bcl-2 and increase in Bax, Bak, and c-PARP [8]. In a recent study, a combination of phloretin with tumor necrosis factor-related apoptosis-inducing ligand (TRAIL) was evaluated in colon cancer. Phloretin potentiates the apoptosis triggered by TRAIL in HT-29-Luc cells [9]. Moreover, several reports indicate that phloretin possesses anticancer effects against several other cancer cells, including K562 leukemia cells, HL60 human leukemia cells, B16 melanoma, colon cancer cells, and hepatoma cell line via various cellular mechanisms such as arresting cell cycle, inducing apoptosis, activating of Bax and caspase expression, downregulating matrix metalloproteinase (MMP) expression, and reducing the occurrence of oxidative stress [6,7,88,89,90].
6.2. Antidiabetic Activity
Diabetes mellitus is a serious health issue worldwide that not only leads to serious consequences, but also shortens life expectancy. In the current scenario, phytomedicines and nutraceuticals have been shown to have promising effects on diabetes [91,92]. Several pieces of evidence point to the antidiabetic activity of phloretin [88]. Sodium-dependent glucose co-transporter 1 (SGLT1) in the apical brush border of intestinal epithelial cells and glucose transporter protein type 2 (GLUT2) in the basolateral intestinal membrane are involved in glucose absorption. Phloretin inhibits GLUT2 and thus reduces the basolateral exit of glucose from enterocytes to the blood [11,12]. Phloretin also inhibits SGLT1 and reduces the apical uptake of glucose. However, the inhibitory effect of phloretin on SGLT1 is significantly weaker compared to that of its glycone phlorizin (phloridzin) [11]. Interestingly, phlorizin is metabolized to phloretin and glucose by lactase hydrolase enzyme in the brush border enterocytes [11,93]. Therefore, administration of phlorizin via the oral route is likely to inhibit only SGLT1 and reduce the intestinal absorption of glucose; its other actions might be associated with the activities of the aglycone—phloretin [44]. In the kidney, phlorizin also inhibits SGLT2, responsible for renal tubular reabsorption of glucose, and thus increases the urinary excretion of glucose [13,14]. Viewed collectively, it seems that phloretin possesses the ability to lower blood glucose levels by inhibiting its intestinal absorption and increasing urinary excretion.
Recently, the antidiabetic potential of phloretin was reported against streptozotocin (STZ)-induced type 2 diabetes by regulating glucose and lipid metabolism. It activates the PI3K/AKT signaling cascade to enhance GLUT4 translocation and expression, resulting in improved glucose consumption and tolerance [15]. Phloretin not only attenuates the production of advanced glycation end products (AGEs) but also reduces receptor expression for AGEs by nuclear erythroid 2-related factor 2 (Nrf2)-dependent mechanisms to mitigate diabetes in mice induced by high-fat diet (HFD) [94]. In addition, a plethora of research indicates the antidiabetic potential of phloretin in animal models of diabetes. The studies suggest that phloretin improves the metabolism of glucose and lipid, sensitivity of insulin in peripheral tissues and antioxidant defense mechanism, and reduces the production of AGEs, expression of macrophage markers (F4/80 and Cd68), pro-inflammatory genes (MCP-1 and CCR2) and accumulation of lipid in adipose tissues [88,95,96]. Phloretin also seems to be effective in the management of diabetes-associated complications. Phloretin in a lower dose range preserves nephrin and podocin contents and exhibits a protective effect on podocytes in diabetic nephropathy by mechanisms other than those responsible for its hypoglycemic action [16]. Apple peel extract, a source of phloretin and phlorizin, was found effective in ameliorating diabetic peripheral neuropathy and augmenting wound healing in rats [34]. Phlorizin reversed the depression-like behavior in mice associated with diabetes [32]. Further, by reducing oxidative stress, inflammatory markers, and acetylcholine metabolism, and by increasing the neurotrophic factor, phlorizin improves memory deficits induced by diabetes or lipopolysaccharide (LPS) [33,35]. Hence, in the future, phloretin may emerge as an effective molecule for the management of diabetes and other metabolic disorders.
6.3. Antiobesity Activity
Type 2 diabetes is linked with overweight and obesity in about 80–85% of cases. Phytoconstituents are promising agents in the treatment of obesity [97,98]. Phloretin was found to inhibit adipogenicity by stimulating beta-catenin and apoptosis in adipocytes, at late stages of differentiation. Moreover, in adipocytes, phloretin stimulates osteoprotegerin (OPG) gene expression and OPG/RANKL ratio [99]. In the earlier study by Alsanea et al. [96], phloretin blocked weight gain induced by a high-fat diet in mice without causing weight loss. It also improved glucose homeostasis and insulin sensitivity, and reduced hepatic lipid accumulation. Phloretin reduces the expression of F4/80 and Cd68 (macrophage markers) and monocyte chemoattractant protein-1 and C-C motif chemokine receptor 2 (pro-inflammatory genes), and increases gene expression of adiponectin in white adipose tissue. Moreover, phloretin increases fatty acid oxidation gene expression such as carnitine palmitoyl transferase 1a and 1b, and reduces gene expression of de novo lipogenesis transcriptional factor peroxisome proliferator-activated receptor-γ 2 as well as its target monoacylglycerol O-acyltransferase. These pieces of evidence indicate the potential of phloretin for the mitigation of obesity and maintenance of metabolic homeostasis [96].
6.4. Cardiovascular Protective Activity
Currently, cardiovascular diseases (CVDs) like hypertension, atherosclerosis, stroke etc. are the foremost causes of death worldwide [100]. Daily consumption of healthy fruits and vegetables may reduce the risk of CVDs [101,102,103]. It is reported that phloretin inhibits platelets activation and tumor necrosis factor-alpha (TNF-α)-triggered expression of endothelial adhesion molecules in human umbilical vein endothelial cells (HUVECs) [17]. Some other studies revealed that phloretin shows protective effects against hydrogen peroxide-induced apoptosis in primary culture by inhibiting the chloride ion channels and hyperuricemia-induced endothelial dysfunction in HUVECs. In TNF-α-treated HUVECs, phloretin inhibits uric acid-triggered pro-inflammatory agents, nuclear factor-kappa B/extracellular signal-regulated kinase (NF-κB/p-ERK) contents and translocation of p65 subunit of NF-κB, and improves endothelial tube formation [18,19]. Phloretin protects the myocardium against doxorubicin-triggered injury in rats. Doxorubicin produces oxidative stress and decreases nitric oxide content in heart tissue, which is attenuated by phloretin. Treatment with phloretin also prevented doxorubicin-triggered changes in hemodynamic parameters (heart rate, mean arterial blood pressure, and left ventricular function) and decreased pro-inflammatory cytokine expression. The biochemical markers of myocardial injury like creatine kinase MB (CK-MB), lactate dehydrogenase (LDH), aspartate aminotransferase (AST), and alanine transaminase (ALT) were decreased by phloretin [104].
Diabetes significantly increases cardiovascular morbidity and mortality as the risk of myocardial infarction, stroke, and heart failure is much higher in diabetic patients [105]. Phloretin shows a protective effect on hyperglycemia-triggered injury in diabetic cardiomyopathy. This effect of phloretin was associated with the protection against inflammation injury on cardiomyocytes, and reduced fibrosis via restoring sirtuin 1 expression [20]. Diabetes doubles the risk of the development of hypertension. Hypertension coexists in more than 70% of the patients with diabetes, most likely due to underlying obesity [106]. Treatment with phlorizin decreased hyperglycemia by inhibiting SGLT2 in the kidney and consequently prevented the development of hypertension [14]. The findings suggest the effectiveness of phloretin in the management of cardiovascular comorbidities of diabetes.
6.5. Hepatoprotective Activity
It is well established that polyphenolic compounds show potential hepatoprotective activity. Recent studies demonstrated the protective effect of phloretin in experimental animals with liver damage induced by D-galactosamine, acetaminophen, and CCl4. Phloretin reduces the risk of liver damage by decreasing the contents of glutamic pyruvic transaminase (SGPT), serum glutamic-oxaloacetic transaminase (SGOT), gamma-glutamyl transferase (GGT), alkaline phosphatase (ALP), and total bilirubin in the serum. Moreover, phloretin alleviates oxidative stress and lipid peroxidation in liver tissue [21,22,23].
6.6. Anti-Inflammatory and Antioxidant Activities
Plants are the major sources of natural antioxidant and anti-inflammatory phytomedicines [107,108]. Phloretin displays these activities and, hence, can be used for the management of oxidative stress and inflammatory degenerative disease [26,109,110]. Phloretin shows significant antioxidant action against 2,2-diphenyl-1-picrylhydrazyl (DPPH; IC50 = 10 mmol/L) and 2,2′-azino-bis-3-ethylbenzothiazoline-6-sulfonic acid (ABTS; IC50 = 4.54 mmol/L) assays [29]. Also, phloretin decreases the matrix MMP-1, tyrosinase, and elastase activity. This antioxidant property of phloretin could be due to its dihydrochalcone structure [30,31]. Phlorizin (glycone of phloretin) ameliorates LPS-induced cognitive deficit, and diabetes-induced depression, memory impairment, delayed wound healing, and peripheral neuropathy by augmenting antioxidant defense mechanisms [32,33,34,35].
In the experimental autoimmune encephalomyelitis model, phloretin suppressed neuroinflammation via activation of Nrf2 signaling in macrophages, which occurs due to 5′ AMP-activated protein kinase (AMPK)-dependent activation of autophagy and consequent degradation of kelch-like ECH-associated protein 1 (Keap1) [24]. Phloretin mitigates inflammation in skin infection induced by Propionibacterium acnes. This effect was associated with inhibition of Propionibacterium acnes-triggered toll-like receptor (TLR) 2-mediated inflammatory pathway in the human keratinocytes [25]. Phloretin also reduced airway inflammation in asthmatic mice by alleviating the oxidative stress and infiltration of eosinophils. It alleviates the inflammation, antioxidant defense mechanism, lipid peroxidation, and cytokines formation by T helper 2 cells (Th2) in the bronchial tree, which validated its anti-inflammatory and anti-asthmatic activities [26]. Phloretin reduces the formation of pro-inflammatory cytokines like TNF-α, interleukin-6 (IL-6), IL-1, and IL-17 in mice with collagen-induced arthritis [27]. In dextran sulfate sodium-triggered ulcerative colitis in mice, phloretin improved histopathological changes in the colon. Moreover, it inhibited TNF-α, IL-1β, IL-12 IL-17A, and interferon-γ (IFN-γ) contents that were elevated due to ulcerative colitis. There was a significant activation of the NF-κB pathway, increased TLR4 expression, and reduced peroxisome proliferator-activated receptor-γ (PPARγ) expression in ulcerative colitis. These changes were restored by the phloretin. Escherichia coli and Lactobacillus levels were also re-balanced by the phloretin [2]. Hyperuricemia in mice induced renal dysfunction, which is associated with mitochondrial stress, inflammation, and renal fibrosis. Administration of phloretin decreased blood urea nitrogen (BUN) in serum, albumin to creatinine ratio (UACR) in urine, necrosis of tubules, deposition of extracellular matrix (ECM), and fibroblasts in the intestine. Moreover, it brought about a reduction in inflammatory cell infiltration, cytokines such as the NOD-like receptor family pyrin domain-containing 3 (NLRP3) and IL-1β, ROS in mitochondria and morphological lesions. Phloretin also increased urinary uric acid excretion partly due to inhibition of renal GLUT9. Phloretin also inhibited the NLPR3 pathway triggered by LPS or uric acid in HK-2 cells [111].
The molecular mechanisms behind the anti-inflammatory activities of phloretin are to inhibit the gene expression of pro-inflammatory agents, NF-κB, and mitogen-activated protein kinase (MAPK) pathway. In fact, phloretin reduces the formation of pro-inflammatory cytokines, such as IL-10, IL-8, IL-6, and TNF-α. Additionally, it also inhibits the inducible nitric oxide synthetase (iNOS) and cyclooxygenase-2 (COX2) activity and thereby reduces the formation of nitric oxide and prostaglandins [110,112,113]. Phloretin activates Nrf2 signaling to decrease the release of IL-8 triggered by LPS and thereby produces an anti-inflammatory effect in retinal pigment epithelium, and also inhibits the cellular glucose uptake [28]. Since satisfactory therapies for neuroinflammatory/neurodegenerative illnesses such as Alzheimer’s disease and Parkinsonism are not available [114,115], phloretin can be utilized as a promising molecule for these disorders.
6.7. Neuroprotective Activity
Alzheimer’s disease and Parkinson’s disease are the most common neurodegenerative diseases affecting millions of people worldwide. Although some drugs are available, they fail to halt the progressive neurodegeneration, and only temporarily improve the quality of life of the patient. Therefore, the identification of novel therapeutic agents particularly herbal-based medicine is essential. Some studies have reported the effectiveness of phloretin in these neurodegenerative diseases. Alzheimer’s disease is associated with extensive destruction of cholinergic neurons, neuroinflammation, oxidative stress, impairment of neuroplasticity, and deficits in learning and memory [114,115,116,117,118,119]. Phloretin treatment ameliorates scopolamine-induced amnesia in mice indicated by improved learning and memory performance of animals in the Morris water maze. In scopolamine-treated animals, it augments central cholinergic activity by inhibiting the activity of acetylcholinesterase. Moreover, the activities of antioxidant enzymes including reduced glutathione (GSH), superoxide dismutase (SOD) and catalase (CAT) were enhanced by phloretin. On the other hand, it decreases levels of lipid peroxidation product malonaldehyde (MDA), a biomarker of oxidative stress. Phloretin also promotes the neurotrophic activity that is indicated by elevated brain-derived neurotrophic factor (BDNF) levels in the hippocampus. These effects of phloretin were better than the centrally acting cholinesterase inhibitor donepezil, which is a clinically approved drug for Alzheimer’s disease [120]. In another experiment, Alzheimer’s disease was induced by intracerebroventricular administration of amyloid-β25-35 peptide in rats. Treatment with phloretin in these animals increased the spatial memory formation and retention in the Barnes maze test. Moreover, it decreases oxidative stress and TNF-α-triggered neuroinflammation. In the sections of the hippocampus stained with Congo red and Nissl stain, phloretin reduces the accumulation of amyloid-β in the cornu ammonis 1 (CA1) region and the number of pyknotic nuclei (indicators of degeneration) in the dentate gyrus (DG) [121]. Alzheimer’s disease induced by amyloid β1-42 peptide in rats showed a decrease in the levels of presynaptic protein synaptophysin (a marker of synaptic plasticity and integrity), Ki-67 (a nuclear protein associated with cellular proliferation) and doublecortin (a neuronal migration protein) in the brain. Phloretin pre-treatment exhibited a protective effect on the synaptophysin when measured by Western blotting. The immunohistochemistry data revealed that phloretin increased the count of Ki67- and doublecortin-containing cells in the DG. However, levels of postsynaptic density protein 95 (PSD-95) did not alter by phloretin [122].
Neurotoxicant MPTP administration in mice induced a Parkinson’s disease-like condition. In addition to motor abnormalities, it decreased dopamine levels and expression of tyrosine hydroxylase enzyme (the rate-limiting enzyme of dopamine biosynthesis). Moreover, indicators of neuroinflammation such as astrocytes marker glial fibrillary acidic protein (GFAP), microglial marker ionized calcium-binding adaptor protein-1 (iba1), iNOS and COX2 were overexpressed in MPTP intoxicated animals. In addition to this, the levels of proinflammatory cytokines including IL-β, IL-6, and TNF-α were significantly increased by MPTP. All these changes were effectively restored by treatment with phloretin [123]. Viewed collectively, the above data suggest that phloretin improves the hallmark neuropathological features of Alzheimer’s disease and Parkinson’s disease.
6.8. Immunosuppressant Activity
Lu et al. have reported the immunosuppressive activity of phloretin in mice using carboxyfluorescein diacetate succinimidyl ester staining plus flow cytometry assay. They proposed that phloretin suppresses the proliferation of T lymphocytes and also inhibits the expression of cluster of differentiation (CD69, CD25), and causes cell G0/G1 phase cycle arrest [36].
6.9. Antimicrobial Activity
Natural resources can be explored to discover effective antimicrobial molecules with a high degree of safety. Significant pieces of evidence suggest that dietary polyphenols may possess an excellent antimicrobial activity. Although the mechanism of action is unclear, phloretin was found to be effective against various pathogenic microorganisms. Phloretin inhibits gram-positive bacteria, especially Staphylococcus aureus, and methicillin-resistant Staphylococcus aureus clinical strains [39]. Furthermore, phloretin considerably decreases the Salmonella typhimurium bacterial load of infected mice [42]. Some reports showed that phloretin is also effective against Listeria monocytogenes [40,41]. In rats, phloretin suppresses the production of Escherichia coli O157:H7 biofilm and reduces inflammatory reactions in the colon without causing harm to the beneficial commensal Escherichia coli biofilms [37]. In a mice model of oral candidiasis, phloretin was found to be effective against Candida albicans infection without inducing any tissue necrosis [124]. Moreover, an in vitro study showed the effectiveness of phloretin against a number of plant pathogenic fungi Phytophthora capsici, Alternaria panax, Sclerotinia sclerotiorum, Rhizoctonia solani AG4, and Magnaporthe grisea on rice and tomato seedlings [62]. These findings indicate the potential of phloretin to develop into a natural preservative in the food industry [41].
It is well established that Mycobacterium tuberculosis infection leads to severe lung inflammation and it has been reported that phloretin decreases the expression of inflammatory agents such as IL and TNF-α to show antimicrobial activity. Furthermore, RT-PCR and immunoblot analysis for the evaluation of the action of phloretin on interferon-stimulated MRC-5 human lung fibroblasts and LPS-stimulated dendritic cells suggest the inhibition of the secretion of IL-1, IL-12, and TNF-α, the mRNA expression of IL-1, IL-6, IL-12, TNF-α and MMP-1, and the phosphorylation of p38 MAPK and ERK [38].
Table 3Therapeutic potential and molecular mechanisms of phloretin.
SN | Activity | Mechanism | Reference |
---|---|---|---|
1. | Anticancer | ||
|
Reduced LC3B-II expression in low-glucose and glucose-free media; |
[3,10] | |
|
ROS mediated cell death; |
[4] | |
|
Arrested cell cycle in G2/M phase; |
[5] | |
|
Arrested cell cycle in G0-G1 phase; |
[8] | |
|
Increased activity of p53; |
[6,125] | |
|
Decreased Bcl-2 expression; |
[6,7] | |
|
Increased HSP70 penetration efficacy; |
[6,126] | |
|
Potentiated anticancer effect of paclitaxel | [6,127] | |
|
Marked anticancer activity | [6,9,64] | |
2. | Antidiabetic | Inhibited intestinal SGLT1 and GLUT2 to reduce glucose absorption | [11,12] |
Inhibited renal SGLT2 to reduce renal tubular reabsorption of glucose, and thus increased urinary excretion of glucose | [13,14] | ||
Activated PI3K/AKT signaling cascade by GLUT4 translocation and expression to improve glucose consumption and tolerance in type 2 diabetes | [15] | ||
Inhibited production of AGEs and suppressed receptor expression for AGEs by Nrf2-dependant pathway and mitigated HFD-induced diabetes in C57BL/6 mice | [94] | ||
Preserved nephrin and podocin contents to protect podocytes in diabetic nephropathy | [16] | ||
3. | Antiobesity | Inhibited adipogenicity by stimulating beta-catenin and adipocytes apoptosis; |
[99] |
Blocked weight gain induced by high-fat diet feeding; |
[96] | ||
4. | Cardioprotective | Reduced the activation of platelets and TNF-induced expression of endothelial adhesion molecules in HUVECs | [17] |
Protected against hydrogen peroxide-induced apoptosis in primary culture by inhibiting the chloride ion channels; |
[18,19] | ||
Protected myocardium against doxorubicin-triggered injury; |
[104] | ||
Protected against hyperglycemia-triggered injury in diabetic cardiomyopathy by reducing fibrosis via restoring sirtuin 1 expression | [20] | ||
Decreased hyperglycemia by inhibiting SGLT2 in the kidney and consequently prevented the development of hypertension | [14] | ||
5. | Hepatoprotective | Protected against acetaminophen, CCl4, and D-galactosamine-induced acute liver damage; |
[21,22,23] |
6. | Anti-inflammatory | Activated Nrf2 signaling to decrease the release of IL-8 triggered by LPS and thereby produced anti-inflammatory effect in retinal pigment epithelium (ARPE-19 cells); |
[28] |
Suppressed neuroinflammation in experimental autoimmune encephalomyelitis model via activation of Nrf2 signaling in macrophages, attributed to AMPK-dependent activation of autophagy and consequent degradation of Keap1 | [24] | ||
Reduced levels of BUN, UACR, tubular necrosis, ECM deposition, and interstitial fibroblasts in mice with hyperuricemia-induced renal dysfunction; |
[111] | ||
Inhibited Propionibacterium acnes-induced TLR2-mediated inflammatory signaling in human keratinocytes | [25] | ||
Improved histopathological changes in the colon of mice with dextran sulfate sodium-induced ulcerative colitis; |
[2] | ||
Reduced inflammation, eosinophil infiltration, Th2 cytokine production, and oxidative stress in ovalbumin-induced asthmatic mice | [26] | ||
Reduced formation of inflammatory cytokines (TNF, IL-6, IL-1, and IL-17) in collagen-induced arthritic mice | [27] | ||
7. | Antioxidant | Antioxidant action in DPPH and ABTS assay | [29] |
Reduced the matrix MMP-1, tyrosinase, and elastase activity due to its dihydrochalcone structure | [30,31] | ||
Augmented antioxidant defense mechanisms by phlorizin (glycone of phloretin) to ameliorate LPS-induced cognitive deficit, and diabetes-induced depression, memory impairment, delayed wound healing, and peripheral neuropathy | [32,33,34,35] | ||
8. | Neuroprotective | ||
a. Alzheimer’s disease | Improved learning and memory performance of animals with Alzheimer’s disease-like condition induced by scopolamine and amyloid β; |
[120,121,122] | |
b. Parkinson’s disease | Improved motor performance of animals with Parkinson’s disease-like condition induced by MPTP; |
[123] | |
9. | Immunosuppressant | Suppressed proliferation of T lymphocytes and expression of CD69 and CD25, and arrested cell cycle in G0/G1 phase | [36] |
10. | Antimicrobial | Suppressed production of Escherichia coli O157:H7 biofilm and reduced colon inflammation without causing harm to the beneficial commensal Escherichia coli biofilms | [37] |
Inhibited Mycobacterium tuberculosis by reducing the expression of inflammatory molecules such as ILs and TNF-α | [38] | ||
Inhibited Staphylococcus aureus, Listeria monocytogenes, methicillin-resistant Staphylococcus aureus clinical strains, and Salmonella typhimurium | [39] | ||
Inhibited Listeria monocytogenes | [40,41] | ||
Decreased Salmonella typhimurium bacterial load of infected mice | [42] | ||
Inhibited Candida albicans without inducing any tissue necrosis in mouse model of oral candidiasis | [124] | ||
Inhibited plant pathogenic fungi Phytophthora capsici, Alternaria panax, Sclerotinia sclerotiorum, Rhizoctonia solani AG4, and Magnaporthe grisea on rice and tomato seedlings | [62] |
7. Safety and Adverse Effects of Phloretin
Extensive research is required for the exploration of the adverse effects of phloretin. A study by Geohagen et al. found the dose-dependent toxicity of phloretin. The highest intraperitoneal dose of phloretin (2.4 mmol/kg) in mice showed 100% lethality. Oral administration of phloretin at the highest dose (2.4 mmol/kg) caused 64% mortality. At a lower dose range, phloretin was safe [43]. Phlorizin (phloridzin), a glucoside of phloretin, was also evaluated for its effect on the musculoskeletal system. In HFD-STZ-induced diabetic rats, phlorizin was orally administered for 4 weeks. The diabetic animals showed a significant decrease in muscle mass/strength, and marked osteoporotic changes. These unfavorable outcomes of diabetes were significantly augmented by a lower dose of phlorizin (20 mg/kg). Interestingly, at a higher dose (50 mg/kg), musculoskeletal parameters were not affected significantly. This might be associated with the antioxidant effect of phlorizin at a higher dose [44].
8. Pharmaceutical Development of Phloretin
Many strategies have been found in recent years to design formulations with enhanced pharmacokinetic qualities to gain optimum therapeutic benefits of phytoconstituents and other molecules [128,129,130,131,132,133]. Unfortunately, the limited solubility of phloretin in water and lipids results in poor absorption and bioavailability, limiting its usage in traditional drug delivery systems. To overcome the disadvantages of phloretin, researchers devised novel drug delivery systems to improve absorption and bioavailability (Figure 5). Among these, nanotechnology is one of the potential techniques to overcome the aforementioned challenges by significantly regulating drug release and pinpointing pharmacological activity. Nanoformulation-based techniques can improve the dissolution of poorly soluble pharmaceuticals, increasing their stability and bioavailability, and decreasing their toxicity. Nanocarriers come in a variety of forms, including nanoemulsion, nanostructured lipid carriers, liposomes, polymeric nanoparticles, gold nanoparticles, and solid lipid nanoparticles.
Chen et al. prepared a ternary nanocomplex of carboxymethyl phytoglycogen, caseinate, and pectin as a carrier for the oral delivery of phloretin [134]. To enhance the bioavailability and cellular uptake of phloretin, pH-sensitive chitosan nanoparticles were formulated and evaluated by Mariadoss et al. [135]. Gu et al. fabricated the nanostructured lipid carrier for enhancing the absorption of phloretin [136]. Similarly, Casarini et al. encapsulated phloretin in nanocapsules to enhance its water solubility. Further, hydrogel-containing nanocapsules were fabricated for targeting melanoma [137]. Similarly, Nam et al. prepared phloretin containing fast dissolving nanofibers for targeting squamous cell cancer [138].
A phloretin nanostructured lipid carrier was successfully synthesized and evaluated for potential antioxidant activity [136]. Similarly, Ranjanamala et al. evaluated the dose-dependent antioxidant and antimicrobial properties of phloretin encapsulated PLGA nanoparticles [139]. Payne et al. also designed and evaluated gold nanoparticles of phloretin for antineoplastic activity [140]. Auner et al. investigated the penetration-enhancing properties of phloretin in liposomes in conjunction with 6-ketocholestanol. The increased fluidity of the intercellular lipid bilayers of the stratum corneum is thought to be responsible for the penetration-enhancing action of phloretin and 6-ketocholestanol [30]. Guo et al. [47] and Yang et al. [141] have also created a liposomal formulation for phloretin.
Wang et al. created a polymeric self nanoemulsion to improve the bioavailability and bioefficacy of phloretin. The results revealed that nanoemulsion improves bioavailability by 7.9 times and anti-inflammatory effect by 6.8 times over plain phloretin [51]. Simultaneously, Abu-Azzam and Nasr investigated the anti-inflammatory activity of a microemulsion formulation of phloretin for vaginal irritation [53]. Kum et al. [142] and Pinnell et al. [143] evaluated the anti-acne and anti-aging activities of phloretin-containing cream. Furthermore, Hu et al. produced a phloretin inclusion complex to improve its water solubility and antioxidative potential [144].
9. Conclusion and Future Directions
The present review enumerates the biological actions of phloretin and reveals its therapeutic potential in various conditions like cancers, diabetes, liver damage, kidney damage, encephalomyelitis, ulcerative colitis, asthma, arthritis, and cognitive impairment. By virtue of low toxicity, phloretin and its glycone phlorizin may gain acceptance for pharmacological research and subsequent development for clinical uses. The multifunctional and poly-pharmacological approaches can provide a rationale for the application of phloretin-based therapy in diseases involving multifactorial pathogenesis. Further, its combination therapy with conventional drugs may enhance the effectiveness of the therapy while lessening their adverse effects. Despite available data, we feel that further investigations on phloretin are required to be carried out. The precise molecular mechanisms by which phloretin exhibits its biological actions still need further elucidations. There is still a huge scope in evaluating the effects of phloretin in neuropsychiatric- and metabolic disorders. To enhance water solubility and bioavailability, more synthetic/semisynthetic derivatives of phloretin must be developed. Nanoformulations can also be developed further to enhance bioavailability. Furthermore, the structure-activity relationships require to be investigated for the development of druggable congeners. Being a natural constituent present in apples and strawberries, phloretin therapy seems to be safe. However, one study shows its toxicity in mice at a high dose. Therefore, additional safety, as well as regulatory toxicity studies are required. Taken together, the biological and pharmacological actions, molecular mechanisms and therapeutic potentials of phloretin make it a promising candidate for drug development.
Conceptualization and writing—original draft preparation, K.T.N.; writing—original draft preparation, H.B., R.C., K.S. and Y.O.A.; writing—review and editing, C.S. and S.O.; conceptualization and supervision, S.N.G. All authors have read and agreed to the published version of the manuscript.
Not applicable.
Not applicable.
Not applicable.
The authors declare no conflict of interest.
Publisher’s Note: MDPI stays neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Figure 1. General scheme of sample preparation, extraction, isolation, identification, and characterization of phenolic compounds.
Figure 2. Some potential synthetic derivatives of phloretin: (A) Minsat et al. [56]; (B) Wang et al. [57]; (C) Pandey et al. [55]; (D) Shin et al. [54]; (E) Peerce et al. [59]; and (F) Diedrich [60].
Figure 4. Packing diagram of the co-crystal of phloretin and nicotinamide (form I). Adapted with permission from Aitipamula et al. [85].
Figure 5. Drug delivery systems to improve absorption and bioavailability of phloretin.
Extraction and characterization of phloretin.
Plant Part | Extraction Method | Extraction Solvent | Analytical Technique | Reference |
---|---|---|---|---|
Apple fruits | Solvent extraction | Methanol, n-hexane, CHCl3, ethyl acetate | HPLC-NMR | [ |
Apple leaves | Homogenization, centrifugation | Methanol, acetone | HPLC | [ |
Apple leaves | Solvent extraction | Ethanol, water | HPLC | [ |
Apple leaves | Ultrasound | Ethanol, water | LCMS | [ |
Apple leaves, bark, and buds | Centrifugation and sonication | Methanol, formic acid | HPLC-DAD | [ |
Apple peel, flesh, and leaves | Solvent extraction | Methanol, water | UPLC-DAD-HESI-MS | [ |
Apple pomace | Solvent extraction | Acetone, methanol, ethanol, ethyl acetate | RP-HPLC-DAD | [ |
Apple pomace | Solvent extraction | Acetone, methanol, ethanol, CHCl3, ethyl acetate | HPLC-DAD | [ |
Apple pulp and peel | Solvent extraction | Methanol | HPLC-NMR-MS | [ |
Apple pulp and peel | Solvent extraction and sonication | Methanol (1% HCl) | HPLC | [ |
Apple tree bark | Solvent extraction | Ethanol, ethyl acetate | HSCCC | [ |
Strawberry fruits | Homogenization, solvent extraction | Acetone, ethyl acetate, methanol | HPLC−PDA−MS/MS and NMR | [ |
Strawberry fruits | Centrifugation, solvent extraction | Methanol (HCl:Water, 50:50) | UPLC−PDA−MS/MS and NMR | [ |
Strawberry fruits | Solvent extraction | Acetone, water | UPLC−MS/MS | [ |
Strawberry pomace | Solvent extraction | Water, ethanol | HPLC-DAD | [ |
Molecular structure and other physiochemical details of phloretin.
Particulars | Data | Reference |
---|---|---|
Molecular structure and other details | [Image omitted. Please see PDF.] | [ |
Molecular formula: C15H14O5 | ||
Synonyms: dihydronaringenin, phloretol | ||
Color: pearl white powder | ||
Melting point: 263.5 °C | ||
Molecular weight: 274.27 | ||
Solubility: slightly soluble in water, sparingly soluble in methanol, ethanol, propan-1-ol, propan-2-ol, butan-1-ol, butan-2-ol, pentan-1-ol, hexan-1-ol, ethyl acetate, butyl acetate, and 1,4-dioxane and DMSO | [ |
|
Spectroscopic analysis | UV-Visible: λ = 225, 282.8, 369 | [ |
1H NMR: δ: 2.86 (2H, t, J = 7.6 Hz, H-β), 3.20 (2H, t, J = 7.6 Hz, H-α), 5.80 (2H, s, H-3′, 5′), 6.65 (2H, d, J = 8.5 Hz, H-3, 5), 7.00 (2H, d, J = 8.5 Hz, H-2,6) | [ |
|
13C NMR: 132.6, 128.93, 114.7, 155.03, 114.7, 128.93, 103.91, 164.74, 94.34, 164.44, 94.34, 164.74, 45.93, 30.09, 205 | [ |
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Abstract
Phloretin is a flavonoid of the dihydrogen chalcone class, present abundantly in apples and strawberries. The beneficial effects of phloretin are mainly associated with its potent antioxidant properties. Phloretin modulates several signaling pathways and molecular mechanisms to exhibit therapeutic benefits against various diseases including cancers, diabetes, liver injury, kidney injury, encephalomyelitis, ulcerative colitis, asthma, arthritis, and cognitive impairment. It ameliorates the complications associated with diabetes such as cardiomyopathy, hypertension, depression, memory impairment, delayed wound healing, and peripheral neuropathy. It is effective against various microbial infections including Salmonella typhimurium, Listeria monocytogenes, Mycobacterium tuberculosis, Escherichia coli, Candida albicans and methicillin-resistant Staphylococcus aureus. Considering the therapeutic benefits, it generated interest for the pharmaceutical development. However, poor oral bioavailability is the major drawback. Therefore, efforts have been undertaken to enhance its bioavailability by modifying physicochemical properties and molecular structure, and developing nanoformulations. In the present review, we discussed the pharmacological actions, underlying mechanisms and molecular targets of phloretin. Moreover, the review provides insights into physicochemical and pharmacokinetic characteristics, and approaches to promote the pharmaceutical development of phloretin for its therapeutic applications in the future. Although convincing experimental data are reported, human studies are not available. In order to ascertain its safety, further preclinical studies are needed to encourage its pharmaceutical and clinical development.
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1 Department of Pharmacology, Shri Vile Parle Kelavani Mandal’s Institute of Pharmacy, Dhule 424001, Maharashtra, India
2 Department of Pharmaceutical Chemistry, Shri Shankaracharya Institute of Pharmaceutical Sciences and Research, Bhilai 490020, Chhattisgarh, India
3 Department of Pharmacology, Shri Shankaracharya College of Pharmaceutical Sciences, Bhilai 490020, Chhattisgarh, India
4 Department of Pharmaceutics, Rungta College of Pharmaceutical Sciences and Research, Bhilai 490024, Chhattisgarh, India
5 Department of Pharmaceutics, Shri Vile Parle Kelavani Mandal’s Institute of Pharmacy, Dhule 424001, Maharashtra, India
6 Department of Internal Medicine, College of Medicine and Health Sciences, United Arab Emirates University, Al Ain P.O. Box 15551, United Arab Emirates
7 Department of Pharmacology and Therapeutics, College of Medicine and Health Sciences, United Arab Emirates University, Al Ain P.O. Box 15551, United Arab Emirates