1. Introduction
Active galactic nuclei (AGN) are most often characterized by the presence of broad and narrow optical and UV lines emitted by ionic species over a broad range of ionization potential . (For introductions to the AGN oriented to optical and UV spectroscopy, see, e.g., [1,2,3], and the references therein.) Restricting the attention to broad lines, type-1 AGN spectra show the same emission lines [4], although their relative intensity and line profiles can vary greatly from object to object. It is expedient to separate the emission features into two broad groups:
Low-ionization lines (LILs, ionization potential 20 eV) that include the lines of the Balmer and Paschen series of Hydrogen, MgII2800, the CaII IR Triplet, and Fe
ii features. (UV intermediate-ionization lines (IILs) such as Aliii λ1860, Siiii] λ1892, and Ciii] λ1909 are due to parent species with eV that show a behavior similar to the LILs and are frequently associated with them (e.g., [5]).) The most widely studied line is the HI Balmer lineH .High-ionization lines such as
Civ λ1549, Heii 1640, Siiv λ1397, and Nv λ1240 (HILs, 30 eV) that are strong in rest-frame UV. The most representative feature is theCiv resonant doublet whose parent ionic species has eV.
There are substantial differences concerning the broad-line profiles, and inter-line shifts have provided a wealth of information on the kinematics and dynamics as well as on the physical conditions of the line-emitting gas [6,7,8,9,10,11,12,13,14,15,16,17].
1.1. The (A)symmetric Behavior of Broad Emission Lines
The prototypical HIL
1.2. The Quasar Main Sequence Contextualization
The emission-line relative intensities and their profiles change in a systematic way along the quasar main sequence (the acronym quasar is used here as an interchangeable umbrella term for type-1 AGN). (MS, [6,33,34].) The MS can be represented in a plane where the FWHM H is diagrammed against the parameter defined as in the intensity ratio between Fe
The systematic blueshifts are associated with a high Eddington ratio and reach extreme values if the Eddington ratio is extreme ( and the luminosity is very high ( [erg s]) [37,38,39]. Along the MS, this corresponds to the loci of an extreme Population A, with [40,41]. Redward asymmetries are prominent toward the opposite end of the MS, where FWHM values are large [42], the Eddington ratio is low (Population B, [6]), and the prevalence of a relativistically jetted source is higher [36]. The most extreme redshifts occur for jetted sources [43], although both radio-quiet and radio-loud can show large redward asymmetries, with a considerable overlap [6].
1.3. The Origin of the Redward Shifts
In short, in Population B, we observed a prominent excess toward the red for
Inter-line comparison between the
[Figure omitted. See PDF]
2. Gravitational Redshift and Infall
2.1. Gravitational Redshift
The hypothesis that redward asymmetry in the emission-line profiles could be due to the gravitational field of the central black hole has been posited since the 1970s [45] and has been reconsidered over time [32,43,46,47,48,49]. Perhaps surprisingly, this hypothesis has not gained wide acceptance, even if several lines of evidence are in its favor, as summarized below. (One reason could be that the idea is perceived as “heretic” due to the early attempts to explain the cosmological redshift as gravitational (see the discussion in [50] and Chapter 2 or [51] for historical reports); a second reason is the customary attribution of wavelength shifts to the Doppler effect due to the gas motions. There are alternative processes as shifts due to electron scattering have been proposed [52] but have never been considered for general validity.)
-
Small size of the line-emitting region—The view of the physical conditions of broad-line-emitting gas has changed considerably in the last decade, thanks especially to the results of reverberation mapping (e.g., [53]). The emitting region radius was found to be a factor of 10 smaller than previously thought [54,55], and its inner radius might be just of the order of a few hundred gravitational radii. The smaller distance of the emitting gas from the central continuum source has important implications for the physical conditions of the gas; the conventional view of the broad-line region (BLR) as a system of emitting clouds characterized by high ionization, typical densities cm, and column density (cm) are unable to account for the strong Fe
ii emission in quasars [56,57] observed in Population A (if Feii emission is strong ( ), a high density is needed to maintain the ionization parameter, within reasonable limits; it is now accepted that the bulk of the low-ionization lines requires a high column density, high particle density, low-ionization degree, and high metallicity [58,59]), but it is expected to remain valid for Population B [5]. -
Inner emitting region radius consistent with the observed shift amplitudes—Estimates of the BLR size are consistent with the emission from several hundred gravitational radii, implying shifts that are km s.
-
High prevalence of shifts to the red—They remain ubiquitous in Population B that accounts for 50% of the type-1 AGN in optically selected samples [36], and references therein]. The larger shifts to the red observed for jetted sources are possibly related to their FUV photon deficit that may restrict the illumination of the emitting gas to smaller distances from the central black hole [60,61].
-
Relativistic accretion disk model fits to low-ionization lines—One of the most impressive feats in the interpretation of AGN line profiles has been the successful modelization of the Balmer line profiles with double peaks in terms of a relativistic accretion disk seen at a moderate orientation [62,63,64]. The prominent redward asymmetry of the
Civ ,H , and Mgii 2800 profiles of several blazars has been accounted for by relativistic accretion disk profiles with the disk oriented almost pole-on (disk axis within degrees from the line of sight, [43]). The model line profile shows redshifts at the line base consistent with gravitational and transverse redshift, as do the observed profiles. -
Shift independent on viewing angle—A corollary of the previous results is that the shifts do not show an obvious dependence on the viewing angle : viewing angles cover the full range permitted for unobscured sources 0 [65,66].
-
Full shape of broad profiles—Apart from “double peakers“, the appearance of the
H Population B line profiles, with the shift to the red increasing from the peak toward the line base of the profile, is highly suggestive of a redshift displacement anti-correlated with the distance from the central black hole, .
2.2. Infall
Kinematical models of the BLR based on infall motion have been widely discussed since the early 1980s [67,68,69]. The recent results of Bao et al. [70] convincingly confirm that the bulk of the line broadening is due to virial velocity fields (as shown in several earlier works, [71,72,73]), for the objects that meet the selection criterion for Population B. Velocity-resolved reverberation mappings [70,73,74] reveal that the red wing responds with a shorter time delay with respect to the blue one or the line core. This response indicates that the line-emitting gas at extreme positive radial velocities is located closer than the gas emitting the blueshifted emission and suggests infall toward the central black hole. The sub-Keplerian velocity field of an ion torus [75] may lead to systematic infall, but the approaching side of the infalling gas should be somehow obscured to yield a net shift to the red. The approaching part of the inflow, seen from the opposite side of the black hole, might be hidden by the corona, disk atmosphere, and disk wind, or another optically thick structure. By the same token, it is assumed that the receding part of the outflow is not visible to the observer because it is obscured by the optically thick accretion disk. In addition, the maximum inflow velocity may not exceed the local free-fall velocity, unless an improbable force acts to draw the gas toward the black hole. Consequently, the infall hypothesis should be discussed in terms of a net infall radial velocity component lower than the free-fall velocity and associated with the innermost BLR (the shifts amplitudes are larger toward the line base), co-planar or nearly so with the accretion disk.
However, maintaining a radial inflow in the face of a radiation field may not be possible unless the flow is not exposed to the full radiation field, as the radiation field exerts a force that tends to push away any infalling gas. It is anticipated that the inflowing gas will exhibit high turbulence and exhibit chaotic variations in the line profile over relatively short time spans. However, the latter phenomenon is not currently observed. As the innermost BLR is expected to be located at R, high cadence monitoring of the line profiles is desirable but not extensively carried out as yet.
2.3. Alternative Scenarios
Supermassive binary black holes (SMBBHs) have been invoked to explain double-peaked profiles or simply asymmetries in the line profiles of quasars [76]. For double peakers, the hypothesis of a binary black hole has been rejected to a high confidence [77,78]. The case of line asymmetries and velocity offsets is apparently more complex, although highly shifted peaks ( km s) usually remain stable in wavelength to the point of requiring exceedingly long periods for the binary. SMBBH models focused on the BLR emission-line profiles suggest that velocity offsets should be present [79]. However, detecting their changes may be less straightforward [80,81]. Given the contribution of a circum-binary disk to the line emission, the profiles should be more stable than in the case of two BLRs, each one rotating around the center of mass of the binary. Periodic phenomena are expected to occur in line and continuum fluxes [81,82,83], but the computation of velocity-resolved transfer functions from the intrinsic variability in the broad lines is needed for understanding and vetting SMBBH candidates. This requires multi-epoch spectroscopy of large populations of AGN over a variety of time scales [80]. While some candidates are highly suggestive, the lines of evidence summarized in Section 2 argue against the SMBBH being able to explain the high prevalence of redward asymmetries. This said, in a scenario such as the one envisaged by Popović et al. [81], the shift to the red due to gravitation would still be associated with the innermost part of the emitting region bound to the black holes. We might still expect a correlation with mass if SMBBHs were common, but a quantitative prediction would depend on the distribution of the SMBBH mass ratios.
A more intriguing possibility is the presence of a recoiling black hole: an SMBBH formed following a galaxy merger tightens through dynamical processes and eventually coalesces. The anisotropy of the gravitational wave emission in the coalescence process is causing the merged SMBBH to receive a recoil kick [84,85]. One of the most extreme redward asymmetries has been observed in 1E1861+643 [86]. In polarized light, broad lines are found to be blueshifted with blueward asymmetric profiles. These characteristics are explained in terms of a scattering model where the BLR moves away from the observer and toward a scattering region in the host galaxy with a speed of ∼2000 km s [87]. Light emitted toward the scattering region is scattered back toward the observer, becomes polarized, and appears blueshifted (as the scattering screen sees the source approaching). The most effective means of confirming the existence of a recoiling black hole is by detecting a displacement relative to the center of mass of the host galaxy. An up-to-date spectro-astrometric analysis indicates a spatial displacement of several hundred parsecs for the quasar 1E1861+643 [88]. Nevertheless, it remains unclear how a post-merger gravitational recoil mechanism could be operative within a high-prevalence sample of AGN, as is the case of Pop. B quasars, beyond the explanation of rare extreme shifts (some blueshift km s are also observed [89]). Special geometries such as the backflow surrounding the radio jet cocoon [90], or even optically thick outflows [91] consistent with the anisotropic emission from the dense gas emitting the broad lines [92], may be applicable only to some peculiar objects as well.
3. Data and Measurements
3.1. Samples
The samples considered for the present analysis are as follows:
Low z ([44], hereafter M03)— The optical sample of Marziani et al. [44] that includes 215 objects within and with [erg s].
High z (hereafter HEMS)—The 52 sources of the survey of Hamburg ESO quasars at , where the
H spectral range has been covered by observations obtained with the IR spectrometer ISAAC at VLT (and references therein [48]). These sources are of very high bolometric luminosity [erg s].SDSS Low z ([89], hereafter Z10)—This sample is again representative for the luminosity regime [erg s], as vetted to exclude M03 sources. For this last sample, only the centroid at one-quarter peak intensity (Section 3.2) and the FWHM are available for the analysis.
These samples are preferred over more recent and wider samples because they both involve dedicated fits aimed at a careful extraction of the broad components of
3.2. Measurements
The “asymmetric” behavior concerns the emission-line shifts with respect to the rest frame for the prototypical LIL (
(1)
where is the laboratory wavelength, and and are the wavelengths on the blue and red side of the line at the fractional intensities.The centroids are referred to the quasar rest frame but are affected by the that might be, in turn, lowered by blueshifted emission. An alternative to the rest-frame wavelength could be that may be slightly shifted with respect to the rest frame [7] but not as strongly affected by the blueshifted emission. A proxy to which will be used in this paper is .
For both the [44] and HEMS samples, black hole masses are computed from
4. Results
4.1. Relation between
The provides a quantitative measurement of the red excess in the
The slope of the best fitting line (unweighted least squares fit) for the M03 ⋃HEMS sample is (Table 1 presents a summary of the correlation analysis). A consistent value is obtained if a weighted lsq line is used (0.597) or if the Z10 sample is added. The M03 ⋃HEMS lacks Population B sources with masses M. The result from the M03 ⋃HEMS sample is not changed if the reference wavelength is set at the line peak wavelength (middle panel of Figure 2). The right panel of Figure 2 shows the relation for normalized by the line width at : the trend slope is . An application of the bisector method confirms that the slope of the relation — is significantly > 0.
4.2. Interpretation
The main assumption underlying the present analysis is that the velocity field of the emitting region is predominantly virial for the LIL-emitting gas. For the Population B sources, this has been amply verified (e.g., [70,72] and references therein). Nonetheless, the contribution of outflowing gas to the emission lines is ubiquitous in type-1 AGN and may occur on a broad range of spatial scales [98], from a few gravitational radii (e.g., UFOs, [99]) to tens of kiloparsec extended NLRs [38,100]. The ultimate reason why outflows are so ubiquitous relies on a dependence not only on the Eddington ratio and luminosity [37,101] but also on the gas column density [102]: radiation forces may dominate the dynamics of the gas of a sufficiently low column density, leading to outflows on a broad range of spatial scales, from the inner BLR to the NLR. At a low Eddington ratio, and at low L, outflowing gas may not be the dominant contributor to the emission and may have little affect on the measurable broadening and asymmetry parameters, but it is definitely at least perturbing the profiles in the sense that the blueshifted emission is too faint and too heavily blended with the virial component to be accounted for [97]. Therefore, any centroid measurement on the line profile will yield a lower limit to the actual redward displacement associated with gravitational and transverse redshift. The choice of Population B sources and low is meant to minimize the effect of outflowing gas.
A second assumption is the relatively constant physical conditions within the BLR. This is likely the case if the restriction is made to objects belonging to Population B (i.e., showing a prominent redward asymmetry in the Balmer lines) in the innermost part of their emitting regions, the so-called very broad line region (e.g., [103,104]): for the VBLR, the ionization parameter has been estimated as high as 0.5–0, with a moderate density log (cm) [5,105], with solar or somewhat subsolar metallicity [105]. These physical conditions have been derived since the late 1970s [106]—before the realization that a large fraction of type-1 AGN emit substantial Fe
Assuming a Keplerian velocity field, the maximum wavelength on the red side of the line corresponds to the maximum projection of the velocity vector along the line of sight [43]:
(2)
where is the Keplerian velocity normalized by c, , and is the angle between the line of sight and the accretion disk axes. Note that and may correspond to different fractional intensities along the profile and that there is a one-to-one mapping between measured at different fractional intensities and the emitting region radius right by virtue of the virial velocity field: . Each corresponds to the velocity vector having the maximum projection on the line of sight; for a circular orbit, , with .If due to gravitational and transverse redshift, the excess on the red side of the line profile can be written as
(3)
and it is independent from the viewing angle. The Taylor expansion is the sum of the gravitational plus the transverse Doppler redshift. The expansion to the second order deviates from the actual shift only by 4% at [43].The gravitational and transverse redshift term can be rewritten as, assuming a bolometric correction dependent on luminosity, [96]:
(4)
where erg , and erg , , . We have considered that the emitting region radius can be rewritten as , where ℶ is the bolometric correction, is the Eddington ratio, and [95,109]. The value has been set to ≈ 0.25 , where comes from the most extended reverberation mapping campaign to date [95], and the factor 0.25 comes from the FWHM ratio between the width of the core and of the wing line component. If the bolometric correction is assumed constant, , [110,111]:(5)
The main aspect is that the flux f reaching the BLR is proportional to , while the amplitude of the gravitational redshift is . We expect that
(6)
so increasing as a function of r for the same f (or U). In other words, the flux decreases more rapidly than the gravitational redshift, and therefore the gravitational redshift should increase for the same physical conditions set by f.The ionization parameter can be written as
(7)
where is . The ratio is uniquely set by the AGN spectral energy distribution. Adopting the Laor et al. [112] continuum appropriate for Population B sources, we have for , , Ryd. The relation between the redshift and the ionization parameter can be written as(8)
That corresponds to
(9)
For , the hydrogen density cm and , appropriate for the
If we assume that an infall velocity component is added to the Keplerian velocity, i.e., , the maximum velocity should be the free-fall velocity, that is, ; in practice, we assume that the infall velocity is , with . By the same token of Equation (5),
(10)
For , the dependence on M is stronger for the gravitational redshift case, with vs. . If the shift is normalized by the line width, no trend is expected with the mass in the case of infall, while for the gravitational redshift . The observed trends of Figure 2 are in agreement with the prediction for the gravitational redshift, for both M03 ⋃HEMS and [89] with the restriction to M. Lowering minimum shifts to km s confirms that the trend slopes.
The consideration of lower masses creates a statistically biased sample, as it includes sources of Population B of much lower , down to M whose shift to the red are never above 2, the uncertainties. The issue is therefore compounded with the difficulties to measure the centroid close to the line base, with typical uncertainties as high as 300 km s (at the 1 confidence level). The trend would be much shallower and would not rule out the possibility that infall dynamics play a role. However, for masses as low as M, following Equation (4), we can expect that the gravitational redshift is rather modest, with a few hundred km s, and may become again relevant if tends toward very low values . We stress again that Population B sources of the M03 sample at low redshift have large black hole masses, and not only a low Eddington ratio.
5. Discussion
At low z, the picture emerging from the MS is rather straightforward: for moderate luminosity AGN, the main sequence is a sequence of an increasing Eddington ratio, convolved with the effect of orientation [40,59]. The BLR regions are affected by a trend in the ionization parameter, density, and metallicity [59,114]. The Malmquist-type biases of optically selected samples help to shape the MS and make an evolutionary interpretation possible [115]: evolved systems with a high and low , at the one end, and lower and high , edging toward extreme values, at the other end, where prominent Fe
The HEMS Population B quasars—among the most luminous and most massive black holes, in the same extreme luminosity range of the more recent WISSH survey [116]—show very prominent red wings, with several examples shown by Marziani et al. [48] as well as by Vietri et al. [117]. Reaching to the extreme luminosities of the WISSH and HEMS surveys that meet the criterion erg s, we observe two major effects: (1) an increase in the prominence and velocities of the outflowing components of the HILs [37,117] and (2) an increase in the redward asymmetry of
6. Summary and Conclusions
The distinctive behaviors of broad emission lines—blueshifted and redshifted—emitted by ionic species with varying ionization potentials within AGN find their explication in the equilibrium between radiation and gravitational forces along the quasar MS. Blueshifts, signifying shifts toward shorter wavelengths, arise from outflowing gas motion directed toward observers. These shifts are most conspicuous in AGN boasting high Eddington ratios (Population A along the main sequence) and high luminosities. Conversely, the enigmatic redshifts observed in the broad-line wings emerge in the notable emission lines of sources with low Eddington ratios (Population B) and high black hole masses. The correlation between the specific attributes of the
Not applicable.
I am thankful to Paola Mazzei for a careful reading of the manuscript.
The author declares no conflict of interest.
The following abbreviations are used in this manuscript:
AGN | Active Galactic Nuclei |
BLR | Broad-Line Region |
FWHM | Full-Width Half-Maximum |
HEMS | Hamburg-ESO Marziani and Sulentic |
HIL | High-Ionization Line |
LIL | Low-Ionization Line |
MDPI | Multidisciplinary Digital Publishing Institute |
M03 | Marziani et al. [ |
MS | Main Sequence |
NLR | Narrow-Line Region |
NLSy1 | Narrow-Line Seyfert 1 |
PIZ | Partially Ionized Zone |
RL | Radio-Loud |
RQ | Radio-Quiet |
SDSS | Sloan Digital Sly Survey |
SMBBH | Supermassive Binary Black Hole |
VBLR | Very Broad Line Region |
UFO | Ultra Fast Outflow |
VBC | Very Broad Component |
WISSH | WISE/SDSS-Selected Hyper-luminous |
Z10 | Zamfir et al. [ |
Footnotes
Disclaimer/Publisher’s Note: The statements, opinions and data contained in all publications are solely those of the individual author(s) and contributor(s) and not of MDPI and/or the editor(s). MDPI and/or the editor(s) disclaim responsibility for any injury to people or property resulting from any ideas, methods, instructions or products referred to in the content.
Figure 2. (Left): Correlation between the H[Forumla omitted. See PDF.] centroid at one-quarter maximum intensity and the black hole mass [Forumla omitted. See PDF.], for the samples of Marziani et al. [44], M03 (pale green), HEMS (dark green), and Zamfir et al. [89], Z10 (gray open circles). Lines are unweighted least square fits. The gray line refers to the full sample including all samples, while the black line represents a fit performed on HEMS and M03 only. (Middle): Same as left panel, with [Forumla omitted. See PDF.] subtracted to [Forumla omitted. See PDF.]. (Right): [Forumla omitted. See PDF.][Forumla omitted. See PDF.]/[Forumla omitted. See PDF.], i.e., [Forumla omitted. See PDF.] normalized by the line width at [Forumla omitted. See PDF.] peak intensity. Only shifts above the typical [Forumla omitted. See PDF.] uncertainty ([Forumla omitted. See PDF.] km s[Forumla omitted. See PDF.]) of [Forumla omitted. See PDF.] are considered.
Correlation results.
Sample | N | Var. | Pearson |
Spearman |
LSQ |
Bisector |
||||
---|---|---|---|---|---|---|---|---|---|---|
|
|
|
|
|
|
|
|
|||
M03⋃HEMS | 91 | 0.571 |
|
0.583 |
|
0.562 ± 0.086 | −2.215 ± 0.795 | 0.986 ± 0.074 | −6.154 ± 0.689 | |
M03⋃HEMS | 89 | 0.543 |
|
0.569 |
|
0.560 ± 0.093 | −2.18 ± 0.863 | 1.025 ± 0.078 | −6.518 ± 0.719 | |
M03⋃HEMS⋃Z10 | 158 | 0.451 |
|
0.490 |
|
0.400 ± 0.063 | −0.696 ± 0.589 | 0.915 ± 0.054 | −5.471 ± 0.495 | |
M03⋃HEMS | 89 | 0.283 | 0.006 | 0.311 | 0.001 | 0.222 ± 0.079 | −3.10 ± 0.731 | 0.879 ± 0.059 | −9.202 ± 0.544 |
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Abstract
The distinct behaviors of blue- and redshifted broad emission-line shifts, emitted by ionic species with varying ionization potentials in active galactic nuclei (AGN), can be elucidated by considering the balance between radiation and gravitational forces along the quasar main sequence. Blueshifts are attributed to outflowing motions of the line-emitting gas toward the observer, and they are most pronounced in AGN with high Eddington ratios (Population A) and high luminosities. Conversely, redshifts in the broad-line wings are observed in Balmer emission lines of sources radiating at low Eddington ratios (Population B), though the origin of these redshifts remains a subject of ongoing debate. A correlation linking the redward asymmetry as measured by the centroid shift of the
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